- Jobleads-US (New York, NY)
- Description Job Title: Transit Management Analyst Series First Date of Posting: October 29, 2025 Last Date of Filing: November 11, 2025 Authority: TA Department: ... Island Overhaul Shop Hours of Work: Various - primarily 7 :00 AM to 3:00 PM *Those who have previously...Injury On Duty reports, Union walk arounds and state compliance . The incumbent will also be responsible for monthly… more
- SMBC (New York, NY)
- …experience at a broker dealer and or swap dealer preferred. BA/BS required. JD Preferred. Series 7 , 24, 79 a plus. SMBC's employees participate in a Hybrid ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- HSBC (Miami, FL)
- …regulatory environment + Degree in Business, Finance or related field or equivalent experience + Series 7 and 66 Licenses, may allow for contingency to obtain ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...Series 7 and/or 66 within 60 days...Series 7 and/or 66 within 60 days of acquiring job… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …facilities. This individual needs to bring advanced technical expertise in 9800- series Wireless LAN Controllers (WLCs) and Wi-Fi 6E-capable 9100- series ... collaboration with cybersecurity, operations, and project management teams to ensure compliance , maximize uptime, and deliver high performance across all wireless… more
- HSBC (San Francisco, CA)
- …and Premier Banking client relationship management teams and knowledge of the US and its regulations + Series 7 , 9, 10, 63, 65 (or 66 in lieu of the 63 and 65) ... Francisco, CA, US, 94111 Work style: Hybrid Worker Date: 31 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- Government Publishing Office (Washington, DC)
- …publishing and printing to manage publishing projects and ensure regulatory compliance . Analyzing and assessing overall requirements of customer agencies and ... meet the following requirements: For the Printing Services Specialist series , qualifications can bet met by an Individual Occupational...official is serving or exercises jurisdiction. In addition, Section 2302(b)( 7 ) of Title 5, US Code, makes it a… more
- Chandler Asset Management (San Diego, CA)
- …Licensing & Certifications: FINRA Financial and Operations Principal license (FINOP) required ( Series 27 or 28) Experience: 7 + years of progressive finance ... and is responsible for managing day-to-day financial operations, budgeting, reporting and compliance . In addition to supporting the strategic goals of the firm, the… more
- Jobleads-US (New York, NY)
- …long-term HRIS platform Runwise should adopt. Beyond benefits, this role owns compliance , policies, and HR operations, while driving excellence in recruiting and ... platform that will best support a scaling organization. Ensuring compliance with all labor laws and regulations across jurisdictions,...onboarding, and employee development. Who you are: You have 7 + years of experience in HR, with a strong… more
- Post Holdings Inc. (Wakefield, NE)
- …procedures. 5. Cross-trained in two sanitation jobs. 6. Report any equipment/mechanical problems. 7 . Able to use team efforts in inspection of entire area. 8. Report ... 10. Replaces gaskets 11. Making sure room is in compliance 12. Able to work weekends, holidays, and overtime...to recognize similarities and differences between words and between series of numbers. 2. Good communication skills. 3. Ability… more
- ESL Federal Credit Union (Rochester, NY)
- …4 years of equivalent directly related experience Minimum of 6 years directly related experience Series 7 , 63, 65 (or 66), Life and Accident and Health Insurance ... education and work toward advanced designations (CFP, ChFC) Maintain excellent compliance and operational standards. Understand and adhere to all internal written… more
- Neuberger Berman (Philadelphia, PA)
- …required, graduate degree a plus + CIMA, CAIA, or CFA designations a plus + SIE, Series 7 , 66 or SIE, 7 , 63, 65 licenses \#LI-JG3 \#LI-Hybrid Compensation ... Alternative Specialists, ETF Strategists, and other members of distribution, legal, compliance , and investments + Maintain knowledge of Neuberger Berman products… more
- HSBC (San Francisco, CA)
- …Compliance , Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... Francisco, CA, US, 94111 Work style: Hybrid Worker Date: 31 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- HSBC (Irvine, CA)
- …and lifestyle. You'll likely have the following qualifications to succeed in this role: + Series 7 , 63 are mandatory (65 or 66) and Life and Health insurance ... Irvine, CA, US, 92604 Work style: Office Worker Date: 29 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- Post Holdings Inc. (Lenox, IA)
- …if product meets proper specifications or not and take corrective action as needed. 7 . Assist in the general good housekeeping of the area. 8. Assume personal ... that may adversely affect food safety and quality. 10. Ensure regulatory compliance at all times. 11. Perform other duties as assigned. **Qualifications**… more
- HSBC (Bellevue, WA)
- …, Credit & Risk and Internal Control to ensure a balanced risk operating environment - Series 7 , 66 (or 63 and 65), Life and Health insurance licenses required - ... Bellevue, WA, US, 98004 Work style: Office Worker Date: 21 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- Neuberger Berman (New York, NY)
- …and PowerPoint. + Visio experience a plus. + Bachelor's degree required. + FINRA Series 7 and 66 registrations a plus. \#LI-DD2 \#LI-Hybrid Compensation Details ... operational enablement for the SMA business. Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed… more
- HSBC (Beverly Hills, CA)
- …of Anti Money Laundering practices and relevant regulatory governance in the US + Series 7 , 63, Life and Health insurance licenses required The final fixed ... Hills, CA, US, 90210 Work style: Office Worker Date: 28 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- HSBC (Tysons Corner, VA)
- …field or equivalent experience; Masters degree in business administration or equivalent experience preferred + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), 9, ... Tyson, VA, US, 21002 Work style: Office Worker Date: 21 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- Neuberger Berman (Dallas, TX)
- …or related experience in the financial services industry + An undergraduate degree and Series 7 and 66 licenses (required within the first 180 days) + ... daily transactions and inquiries accurately and within established deadlines, ensuring compliance with firm policies and federal regulations + **Liaison** : Serve… more
- Neuberger Berman (New York, NY)
- …Capacity to adjust to multiple demands and shifting priorities in a fast-paced environment + Series 7 and 66 preferred (or obtained within 6 months of start ... + Liaise with other internal teams (marketing, performance, analytics, operations, legal & compliance ) to ensure client needs are met + Schedule, attend, and provide… more
