- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team . Learn more about the career ... (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO).… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on ... of the wider Monitoring and Testing Team . The Director - Compliance Testing Team Lead oversees/leads a team (s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team (s) of specialists/professionals providing advice, ... in person in accordance with FINRA RULE 3110 + Lead branch inspections and execute independently all key steps...part of the pilot program + Collaborate with the Compliance Testing Team , as needed, on monitoring… more
- State of Georgia (GA)
- Environmental Compliance Specialist-Emergency Response Team Georgia (https://ga.referrals.selectminds.com/jobs/71120/other-jobs-matching/location-only) ... Share this Job Sign Up for Job Alerts Environmental Compliance Specialist - Emergency Response Team The...(EPD) protects and restores Georgia's environment. We take the lead in ensuring clean air, land and water. With… more
- SHI (Austin, TX)
- …standards. This position will be a key member of our IT Compliance and Audit Team . As IT Operations Lead - Compliance , you will provide guidance to the ... our offices or yours.** **Job Summary** The IT Operations Lead - Compliance will assess the effectiveness... Team , collaborate with the entire Audit and Compliance Team , and partner with IT Leadership… more
- GE HealthCare (Waukesha, WI)
- **Job Description Summary** The Senior Compliance Leader - AI & Data will lead the development, implementation and oversight of a comprehensive compliance ... AI technology. Partnering with the Global Compliance team , the Senior Compliance Leader ...multiple areas, while continuing to be business partners and lead change + Ability to influence senior management to… more
- Jabil (West Chester, PA)
- …Medical Device Regulatory Compliance ? Jabil is seeking a qualified Quality Systems & Compliance Lead for Medical Device to work in our West Chester, PA site. ... As the Quality Systems & Compliance Lead for Medical Device , you...skills, able to quickly build credibility within the Regulatory Compliance team . + Strong collaboration and influence… more
- Coinbase (Providence, RI)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX ... regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations... Analyst, Compliance Operations within the CX Compliance team , you will be responsible for… more
- City National Bank (Jersey City, NJ)
- …review and challenge of regulatory controls * Create and maintain procedures for the Compliance team and for key stakeholders across Functions to execute on ... *BUSINESS CONTROLS LEAD - TECHNOLOGY RISK AND COMPLIANCE * WHAT...Management and will partner with the Risk Framework leadership team . This 1LOD role, within Technology & Innovation, will… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... role is part of the broader Corporate and Investment Banking (CIB) Compliance team and requires deep expertise in broker-dealer regulations and lending … more
- JPMorgan Chase (New York, NY)
- …an independent second line of defense and challenge function in the equity derivatives compliance team , focusing on the Sales and Trading businesses within the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and procedures and industry best practices. + Assist the team in identifying and escalating issues through formal escalation… more
- GE Vernova (New York, NY)
- **Job Description Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE ... Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy Compliance Leader - Financial Services ("Deputy Compliance … more
- GE Vernova (Greenville, SC)
- …their impact on business operations within the region. Assist the broader Wind Compliance team on business-wide objectives, compliance related duties, ... Functions / Responsibilities:** Manage all aspects of GE Vernova's ethics and compliance program across the Americas region for the Wind segment. Orchestrate… more
- Coinbase (Charlotte, NC)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX ... regulatory requirements, and consistently deliver high-quality resolutions. As a Lead Analyst, Compliance EDD Operations within the...Analyst, Compliance EDD Operations within the CX Compliance team , you will be responsible for… more
- TD Bank (Charlotte, NC)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...but will partner closely with other senior managers who lead functional verticals (eg, compliance training, issues… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will ...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (Charlotte, NC)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...compliance , and legal to align project objectives + Lead cross-functional teams and steer implementation, maintenance, and enhancement… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (Charlotte, NC)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... helping to evolve risk governance routines. **Key Responsibilities:** + ** Lead portions of the enterprise compliance risk...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (Charlotte, NC)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team members in the use of… more