- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services ... relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- Byline Bank (Chicago, IL)
- … Officer opportunity! **Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the Compliance ... policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- Manulife (Boston, MA)
- **Reports To:** Asia Chief Compliance Officer , with a matrix reporting line to the Global Chief Anti-Money Laundering Officer . On an interim basis there will ... Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the ...risks associated with high-net worth channels. + Conduct regular compliance testing and review to ensure ongoing… more
- MetroLink (Los Angeles, CA)
- Compliance Officer I/ll Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4918496) Apply Compliance Officer I/ll Salary $76,375.00 - ... Authority (SCRRA), operator of the METROLINK Commuter Rail System, is seeking a Compliance Officer I/II. In this position, the incumbent monitors contractor… more
- Iowa Department of Administrative Services (Ames, IA)
- Civil Rights Compliance Officer Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4919100) Apply Civil Rights Compliance Officer Salary ... some travel and overtime. Flexible schedule available. Telecommute available As a Civil Rights Compliance Officer ( Affirmative Action Compliance Officer … more
- University of Delaware (Newark, DE)
- Environmental Compliance Officer Job no: 501615 College / VP Area:Campus & Public Safety Work type: Staff Location: Newark Categories: Public Safety, Security, & ... Grade: 31E Context of the Job: Under limited direction, the Environmental Compliance Officer (ECO) develops and implements environmental health policies,… more
- Mastercard (Harrison, NY)
- …the role holder will: 1 - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance Program and ... people, businesses and governments realize their greatest potential._ **Title and Summary** VP, Compliance BSA Officer Overview MTS US is the authorised and… more
- ManpowerGroup (Holyoke, MA)
- **Risk Oversight - Compliance Officer ** Our client in Holyoke, Mass. the largest and most admired community bank in Western Massachusetts, is seeking a Risk ... Oversight - Compliance Officer to join their team. The...Oversight - Compliance Officer to join their team. The... implications of business initiatives. + Completes all yearly compliance training and testing and complies with… more
- Citigroup (Jacksonville, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... applicable requirements to strengthen risk management quality such as quality testing performed for business function quality control and transformation lead quality… more
- Citigroup (Jacksonville, FL)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments (ie, ... client-facing) businesses. This position reports to the Wealth Client Segments Control Testing Lead, within the USPB-Wealth-Common Control Testing Utility; and… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- Logan Health (Kalispell, MT)
- System Chief Compliance Officer Billings Clinic - Logan Health Step into a defining leadership opportunity at the forefront of healthcare in Montana and Wyoming. ... - Logan Health system is seeking a System Chief Compliance Officer (SCCO) to lead with integrity,...by applicable law. If you require accommodation to complete the application, testing or interview process, please notify Human… more
- Scotiabank (Tampa, FL)
- Compliance Officer , Global Banking & Markets, US...process for the TAO and GTB business. + Provide Compliance support for Compliance Testing , Audits, ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Compliance Officer - Global Banking & Markets - US Compliance -… more
- Equitable (Charlotte, NC)
- Compliance Officer ( 25000075 ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... is based in our Charlotte, NC office. Equitable is currently looking to hire a Compliance Officer within Equitable Distributors Compliance , which is a part… more
- Edward Jones (St. Louis, MO)
- …of applicants. THIS POSITION IS LOCATED IN SALT LAKE CITY, UTAH. The Chief Compliance Officer (CCO) of Edward Jones Bank is responsible for designing, building ... Compliance policy framework for the entity; oversee all compliance testing and formulation of reports to...financial and banking products. + Experience as a Chief Compliance Officer with Utah chartered ILCs. +… more
- KeyBank (Cleveland, OH)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable… more
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