- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- Bank of America (Washington, DC)
- Senior Information Security Officer ( Sr . BISO) - Technology Washington, District of Columbia;Chicago, Illinois **Job Description:** The Senior Technology ... will be a member of the Business Information Security Officer 's (BISO) organization and work closely with the line...in support of the bank's wider risk management and compliance programs * Monitors information security trends internal and… more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Sr . Compliance Officer opportunity! **Objective of Position** : The ... Sr . Compliance Officer (Complaints) is responsible for overseeing...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- County of El Dorado (Placerville, CA)
- Sr . Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr . Animal Services Officer Salary ... Click here (https://www.governmentjobs.com/careers/edcgov/classspecs/852415) to view the minimum qualifications for Sr . Animal Services Officer , as well as the… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- Bank of America (Chicago, IL)
- Sr . Business Information Security Officer - Employee Experience Technology Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North ... how we deliver for our clients, teammates, communities and shareholders every day. The Senior Information Security Officer will be a member of the Business… more
- Citigroup (New Castle, DE)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Bank of America (New York, NY)
- …supervisors and senior management/COOs and other support functions (eg, Compliance , Enterprise Independent Testing (EIT), Risk, Operations and Technology, ... Sr . Business Controls Officer New York,... Sr . Business Controls Officer New York, New York **Job Description:** At...relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as… more
- Citigroup (Tampa, FL)
- Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing strategies, ... key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local and US laws,… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its New York, NY location. Duties: Develop and implement a platform for executing Credit Loss ... model analytics and reports. Collaborate in the development and testing of new analytical software to ensure compliance... testing of new analytical software to ensure compliance with user requirements, specifications, and scope. Confer with… more
- Citigroup (Tampa, FL)
- Serves as a senior vice president of Compliance Data Risk Oversight for Independent Compliance Risk Management (ICRM) responsible for developing and ... of the strategic plan for the use of data compliance within various critical programs, including monitoring, testing...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Jersey City, NJ)
- …communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end ... the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource to… more
- Citigroup (Irving, TX)
- …for Enterprise-level risk identification, management, and analytics, including stress testing across multiple asset classes and risk stripes. The enterprise-level ... stress testing program is sponsored by the Citigroup CRO, who...model performance tracking, validation, and deployment efforts. Ensures the compliance of development and validation of models with respect… more
- Santander US (Miami, FL)
- …and standards of the unit. In addition, this position will assist the Regulatory Compliance Officer in all reporting and the presentations to the various ... Responsibilities** * Assist in the execution of the regulatory compliance testing program established to ensure ...standards applicable to the Unit. * Assist the Regulatory Compliance Officer with the preparation of the… more
- Santander US (Miami, FL)
- …the execution and review of concluded risk assessments, attestations and perform IT compliance control testing review and challenge. * Create and report ... Sr . Technology Risk Associate Miami, United States of...defense program priorities directed by the Chief Operational Risk Officer and may include: planned or ad-hoc technical risk… more
- JPMorgan Chase (Newark, DE)
- …in the world of compliance ? At JPMorgan Chase, we are seeking a dynamic Compliance Senior Officer to join our team. This role offers the opportunity ... the perfect opportunity for you. **Job Summary:** As a Compliance Senior Officer in the...Capabilities, and Skills:** + Experience in Audit, Regulatory, or Testing environments. + MBA or professional certification. + Demonstrated… more
Related Job Searches:
Compliance,
Compliance Officer,
Compliance Testing,
Compliance Testing Officer,
Officer,
Sr,
Sr Compliance Officer,
Testing