- First Horizon Bank (Nashville, TN)
- …of company's seeking or receiving lines of credits or loans to ensure compliance in lending procedures, assessment of the adequacy and quality of collateral and ... item(s) that could result in future impact to the Bank , ie, changes in business structure/strategy, system reporting changes,...vendor as needed. For exams with more than one examiner , determine if it is necessary for both examiners… more
- Louisiana Department of State Civil Service (LA)
- Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 - ... with federal laws and regulations, such as the Bank Secrecy Act (BSA), in addition to compliance...good judgement, are skills necessary to be an effective Compliance Examiner . Compliance Examiner… more
- Amalgamated Bank (New York, NY)
- … Bank ! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the bank -wide BSA/AML/OFAC Compliance program ... to ensure that the Bank is in compliance with state and federal BSA, USA PATRIOT, AML...FRM processes, including: + Commercial Banking Fraud Risk + Consumer Banking Fraud Risk + Trust and Investment Management… more
- Bank of America (New York, NY)
- …the completeness and accuracy associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank of America, NA holds over $2 ... person will be responsible in building relationships with multiple lines of business ( Consumer , GWIM, Private Bank ) along with multiple technology teams all with… more
- SMBC (Jersey City, NJ)
- …applicable US banking laws and regulations with specific emphasis on Bank Secrecy Act/Anti-Money Laundering ("BSA/AML"), Sanctions Compliance , Anti-Bribery and ... accurate and timely execution of all testing deliverables. + Serves as the examiner -in-charge responsible for all facets of compliance testing engagements. +… more
- Wolters Kluwer (St. Cloud, MN)
- …training services to assist clients in their efforts to meet responsibilities under consumer compliance laws and regulations, including consumer protection ... A minimum of 5 years of experience working in compliance /fair lending/CRA at a financial institution, bank ...or as a consulting firm specializing in financial institution compliance + Demonstrated knowledge of consumer protection… more
- New York State Civil Service (New York, NY)
- …not be limited to:* Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial ... as external federal or state regulatory agencies, Conference of State Bank Supervisor's multistate Mortgage Committee, State Regulatory Registry on enforcement and… more
- PNC (New York, NY)
- …PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or operational experience in ... technology, general controls, and other financial product controls Certified Fraud Examiner (CFE), Certified Internal Auditor (CIA), or Certified Public Accountant… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member activities with all...10 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services… more