- SMBC (Jersey City, NJ)
- …monitoring and testing engagements is essential. **Role Objectives** + Supporting examiner -in-charge of Compliance Monitoring and Testing engagements. + Assists ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Banc of California (Santa Ana, CA)
- …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... requirements and ensure best practices. + Will act as examiner in charge (EIC) and lead examinations including ...Thorough understanding of analyzing various types of commercial and consumer credits. + Must be able to work successfully… more
- SMBC (Jersey City, NJ)
- … Examiner , CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager-CRCM). Software Systems / Programming Languages + Experience with ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Louisiana Department of State Civil Service (LA)
- Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 - ... good judgement, are skills necessary to be an effective Compliance Examiner . Compliance Examiner...or insurance companies to ensure financial solvency and fair consumer practices. Level of Work: Entry. Supervision Received: Direct… more
- State of Indiana (Indianapolis, IN)
- …loan review samples consistent with department goals of identifying credit risks. Consumer Credit/Bank Compliance : + Perform various examination duties related ... to regulatory compliance with state and federal consumer credit...Lenders, and Money Transmitter Licensees. + Serve as an Examiner -In-Charge (EIC) to evaluate the degree of compliance… more
- MyFlorida (Opa Locka, FL)
- MV COMPLIANCE EXAMINER - 76002377 Date: Nov 21, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Requisition No: 865715 Agency: Highway Safety and Motor Vehicle Working Title: MV COMPLIANCE EXAMINER - 76002377 Pay Plan: Career Service Position Number:… more
- MyFlorida (Palmetto, FL)
- MV COMPLIANCE EXAMINER - 76002356 Date: Nov 12, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Requisition No: 865045 Agency: Highway Safety and Motor Vehicle Working Title: MV COMPLIANCE EXAMINER - 76002356 Pay Plan: Career Service Position Number:… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …companies' market conduct and/or business practices or investigation and mediation of consumer complaints for compliance with relevant statutes and regulations; ... Insurance Associate Examiner Recruitment # 251110-1781AR-001 Location Hartford, CT Date...and recommendations will directly support the development of compliant, consumer -focused health insurance offerings. Key Responsibilities: + Conduct thorough… more
- Federal Reserve Bank (Richmond, VA)
- …(assessing a bank's financial performance and risk to the FDIC insurance fund) and consumer compliance (assessing a bank's compliance with consumer ... money can be lent to organizations in need of funding. The Assistant Examiner Internship Program provides a unique experience to explore SRC's supervision business… more
- State of Massachusetts (Boston, MA)
- …The Division of Insurance ("DOI"), an Agency within the Office of Consumer Affairs and Business Regulation, administers the Commonwealth's insurance consumer ... who purchase insurance products. The Division also investigates and responds to consumer inquiries and complaints, enforces state insurance laws and regulations, and… more
- Zions Bancorporation (Midvale, UT)
- …credit activities that present significant business risks. We are seeking an examiner that will be responsible for planning and completing horizontal and targeted ... of associated credit risk management systems and processes. The **Credit Examiner - Retail** requires experience employing risk-based examining techniques, including… more
- JPMorgan Chase (Tampa, FL)
- …If so, this is the team for you! As a **Commercial LC Documents Examiner ** within the Trade & Working Capital team at JPMorganChase, you will be responsible ... + Minimum of 5 years of experience as an Examiner of Commercial LCs Documents. + Strong Knowledge of...Documents (ISBP), Boycott regulations, Office of Foreign Assets Control compliance , and Anti- Money Laundering is required. + Experience… more
- PNC (Philadelphia, PA)
- …have an opportunity to contribute to the company's success. As a Field Examiner within PNC's Business Credit organization, you will be based in/around Philadelphia, ... of collateral on the Borrowing Base Certificates.Ensures that the Borrowing Base is in- compliance and being managed per the terms and conditions stipulated in the… more
- TD Bank (Greenville, SC)
- …regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience...with focus on Governance, Risk & Oversight of US Consumer Compliance Function preferred + Relevant professional… more
- TD Bank (Wilmington, DE)
- …planning, risk assessment, and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... Qualifications:** + Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience with focus on Governance, Risk &… more
- Capital One (Richmond, VA)
- …Preferred Qualifications: + Master's Degree or Juris Doctor + 6+ years of compliance risk management, risk management, legal, regulatory examiner , audit, or ... Compliance Advisor Manager Capital One's Retail Bank has...below. Specific Responsibilities: + Maintain expert knowledge of applicable consumer and small business banking laws and regulations, keeping… more
- KeyBank (Brooklyn, OH)
- …CIP, CDD, EDD), OFAC, Fraud compliance regulations and laws including banking/ consumer compliance regulations and laws, industry trends, emerging issues, and ... Laundering Specialist (CAMS), Certified AML and Fraud Professional (CAFP), Certified Fraud Examiner (CFE), etc.). + Prior financial services compliance testing… more
- CIBC (Chicago, IL)
- …controls in meeting regulatory compliance . This position primarily tests compliance with consumer protection, fair lending and operational regulatory ... learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The US Compliance Examination team is a second line assurance function that… more
- KeyBank (Buffalo, NY)
- …relevant professional certifications or specialized knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Iowa Department of Administrative Services (Des Moines, IA)
- …join our Market Regulation Bureau. This crucial position is dedicated to consumer protection by investigating and enforcing Iowa insurance statutes and regulations ... If you have experience in insurance investigations and are committed to regulatory compliance , this is your opportunity to play a key role in maintaining integrity… more
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