- Banc of California (Santa Ana, CA)
- …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... requirements and ensure best practices. + Will act as examiner in charge (EIC) and lead examinations including ...exam report within established guidelines and conducts meeting with Senior Management to present conclusions and findings. + Provides… more
- SMBC (Jersey City, NJ)
- … Examiner , CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager-CRCM). Software Systems / Programming Languages + Experience with ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- State of Indiana (Indianapolis, IN)
- …loan review samples consistent with department goals of identifying credit risks. Consumer Credit/Bank Compliance : + Perform various examination duties related ... to regulatory compliance with state and federal consumer credit...Lenders, and Money Transmitter Licensees. + Serve as an Examiner -In-Charge (EIC) to evaluate the degree of compliance… more
- Federal Reserve Bank (Richmond, VA)
- …(assessing a bank's financial performance and risk to the FDIC insurance fund) and consumer compliance (assessing a bank's compliance with consumer ... money can be lent to organizations in need of funding. The Assistant Examiner Internship Program provides a unique experience to explore SRC's supervision business… more
- JPMorgan Chase (Tampa, FL)
- …If so, this is the team for you! As a **Commercial LC Documents Examiner ** within the Trade & Working Capital team at JPMorganChase, you will be responsible ... the control environment, and weekly and regular reporting to senior management. The Trade & Working Capital provides its...+ Minimum of 5 years of experience as an Examiner of Commercial LCs Documents. + Strong Knowledge of… more
- TD Bank (Greenville, SC)
- …regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience...with focus on Governance, Risk & Oversight of US Consumer Compliance Function preferred + Relevant professional… more
- TD Bank (Wilmington, DE)
- …planning, risk assessment, and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... Audit **Job Description:** The Audit Manager II is a senior -level leader within the US Compliance Internal...as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience… more
- Capital One (Richmond, VA)
- …Preferred Qualifications: + Master's Degree or Juris Doctor + 6+ years of compliance risk management, risk management, legal, regulatory examiner , audit, or ... Compliance Advisor Manager Capital One's Retail Bank has...below. Specific Responsibilities: + Maintain expert knowledge of applicable consumer and small business banking laws and regulations, keeping… more
- KeyBank (Brooklyn, OH)
- …CIP, CDD, EDD), OFAC, Fraud compliance regulations and laws including banking/ consumer compliance regulations and laws, industry trends, emerging issues, and ... Laundering Specialist (CAMS), Certified AML and Fraud Professional (CAFP), Certified Fraud Examiner (CFE), etc.). . Prior financial services compliance testing… more
- CIBC (Chicago, IL)
- …controls in meeting regulatory compliance . This position primarily tests compliance with consumer protection, fair lending and operational regulatory ... learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The US Compliance Examination team is a second line assurance function that… more
- KeyBank (Buffalo, NY)
- …relevant professional certifications or specialized knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Iowa Department of Administrative Services (Des Moines, IA)
- …Law Associate (FCLA), Senior Claim Law Associate (SCLA) or Certified Fraud Examiner - CFE). Why Join the Iowa Insurance Division? * Impact: Directly contribute ... join our Market Regulation Bureau. This crucial position is dedicated to consumer protection by investigating and enforcing Iowa insurance statutes and regulations… more
- Federal Reserve Bank (Atlanta, GA)
- …the President and administratively to the First Vice President._** The Executive/ Senior Vice President (E/SVP), Supervision and Regulation Division (Division), is ... critical judgement and decision-making and influences policy direction with peers and senior officials throughout the Federal Reserve System, Board of Governors, and… more
- JPMorgan Chase (Wilmington, DE)
- …controls by technical and social engineering attacks, and preparation of deliverables for senior stakeholders + Design and execute testing and simulations - such as ... frameworks to ensure alignment with the firm's strategy and compliance with regulatory requirements + Evaluate controls for effectiveness...technical and fraud subject matter to a wide and senior audience + Ability to analyze and produce reports… more
- New York State Civil Service (Albany, NY)
- …Innovation Division. The Virtual Currency Manager serves as a commissioned examiner for regulated Virtual Currency entities, including companies holding licenses to ... Licensees' coin listing procedures, anti-fraud and market-manipulation, BSA/AML, governance, compliance , risk management, etc. policies and procedures.* Leads aspects… more
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