- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** The GCO ( Governance and Controls Organization) Senior Risk Advisor partners with the Corporate Finance and ... As part of the first line of defense, the GCO provides risk advice , effective challenge, issues management, controls testing, risk reporting, and business… more
- TD Bank (Charlotte, NC)
- …Advice channels, Talent Acquisition, HR Operations), as well as Finance and the Governance & Control teams to provide direction on both individualized complex ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- Capital One (Richmond, VA)
- …expert advice , influence adjustments to the processes, procedures, and controls + Perform UDAAP validations and reviews + Active involvement with compliance ... Senior Manager, Compliance Advisor - Credit Card The Senior Manager, Compliance... is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter… more
- BMO Financial Group (New York, NY)
- …might be the perfect opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods ... accountability for follow through. + Acts as a trusted advisor on governance matters. + Influences and...new or changing regulations and assessing impacts to the governance framework. + Provides advice and guidance… more
- BMO Financial Group (New York, NY)
- …Develops and monitors the market risk management framework that includes the governance framework and practices leveraged across BMO to manage market risk. Provides ... policies and standards, methodologies, and controls to increase transparency, accuracy and consistency across groups....Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy… more
- Truist (Richmond, VA)
- … control environment. + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... review the following job description:** The Business Unit Risk Advisor II serves as a trusted, first line of...risk data across assigned business unit functions, proactively identifying control gaps and risk exposures, and advising on effective… more
- Vanguard (Chesterbrook, PA)
- …internal controls , and influence senior leadership to improve the control environment. Collaboration with collaborating groups across divisions is crucial, and ... department is seeking a Senior Engagement Manager within our Advice & Wealth Management (AWM) team! This role is...to share knowledge and perspective on topics related to governance , risk, control and areas of expertise… more
- Capital One (Richmond, VA)
- …through advice , influence adjustments to the processes, procedures, and controls + Review Complaints generated from lines of business and provide guidance ... Compliance Privacy Advisor , Senior Associate Capital One's technology transformation has...and international privacy laws and regulations. The Process and Governance (ProGov) team sits in the second line of… more
- Truist (Raleigh, NC)
- …It guides us, motivates us and influences everything we do. The Enterprise Technology Governance and Controls Team is a first line risk management function that ... risks. + Ability to assess levels of adherence/execution and identify risk/ control improvement opportunities in risk management principles/ controls , broad based… more
- Southern California Edison (Irwindale, CA)
- …findings for management and determines opportunities that enhance the productivity of key controls + Pinpoints problems with risk control and adverse trends and ... Join the Clean Energy Revolution Become a Privacy Compliance Advisor at Southern California Edison (SCE) and build a...and sharing of customer data. You will provide expert advice on privacy regulations (eg, CCPA/CPRA, TCPA, CAN-SPAM among… more
- Fannie Mae (Plano, TX)
- …across the enterprise to provide thought leadership. You will focus on risks, controls , and governance in the Enterprise Risk Management and Compliance and ... on our Internal Audit team, you will provide expert advice on and guide a team in assessing and...MAKE* The Corporate Risk and Compliance Internal Audit - Advisor role will offer you the flexibility to make… more
- USAA (San Antonio, TX)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... **Executive Director** for our **IT/Info Security Risk Management & Governance ** team. We offer a flexible work environment that..._** The successful candidate will serve as a key advisor responsible for recognizing and reporting IT and IS… more
- Truist (Raleigh, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...within the Technology Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- Truist (Raleigh, NC)
- …or challenging issues. 10. Provide direction and guidance in the development of controls and governance within the BU. 11. Execute, facilitate and monitor ... in its identification, remediation and management of risks and controls as well as its execution of risk program...the Business Unit's Risk Manager. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- Wells Fargo (Minneapolis, MN)
- …advisors discuss the needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * ... **About this role:** Wells Fargo is seeking a Trust Advisor - Lead Fiduciary Specialist Working at Wells Fargo...+ Identify and recommend opportunities for process improvement and control development. + Serve as a subject-matter expert on… more
- Bloomberg (New York, NY)
- …and maintaining the appropriate risk framework across HR, providing insight and advice to establishing new controls along with maintaining and strengthening ... Control Manager - Human Resources - Finance &...Matrices (RACMs), and process flow mapping + Support the governance framework for internal controls by providing… more
- Comerica (Farmington Hills, MI)
- …effective controls are proactively integrated into key business processes. The Business Control Director Senior is a trusted advisor to line of business ... teams as well as business leaders to provide proactive advice and input on key business and control...robust oversight to continuous monitoring plans and risk and control assessments. Oversees creation of governance materials… more
- Bank of America (New York, NY)
- …purpose, results, and success. + Risk Manager: Inspects and challenges risk controls , governance and culture to ensure the timely identification, escalation, ... identification, aggregation, reporting, remediation and thematic analysis of front line unit/ control function-owned issues and control enhancements related to… more
- Brink's (Coppell, TX)
- …and will lead the internal audit function, ensuring the effectiveness of internal controls , risk management, and corporate governance . This role will be ... , regulatory requirements, and emerging risks. + Provide strategic advice and guidance to the Audit Committee and senior...to the Audit Committee and senior leadership on risk, control , and governance issues. + Establish and… more