- City National Bank (Phoenix, AZ)
- …trigger explanations and associated action plans Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... Systems, the Fraud Manager II will contribute to the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate… more
- Sanofi (Morristown, NJ)
- …External Service Provider, and internal Process/System, to assess adherence to corporate standards, study requirements and compliance with applicable regulatory ... into possible for millions. This position will be focused on assessing GCP Compliance in clinical related activities and supporting the Quality Management System to… more
- Merck & Co. (North Wales, PA)
- …cycle of clinical development, including study design, initiation, execution,- monitoring , analysis, regulatory reporting, publication, and presentation at national ... clinical development projects; and assist the Vice President in ensuring that appropriate Corporate personnel is informed of the progress of studies of our company… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...innovation mindset with awareness of industry best practices for Compliance Monitoring & Testing programs.… more
- M&T Bank (Buffalo, NY)
- …impacting the business unit. + Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- Regions Bank (Birmingham, AL)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...+ Conducts research of laws and regulations that impact compliance to include monitoring for new laws… more
- UMB Bank (Salt Lake City, UT)
- ** Corporate Compliance Services** partners with UMB... monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the ... Compliance Testing Manager in carrying out the testing ...practices and regulatory requirements. You will identify and communicate compliance deficiencies and potential issues to Corporate … more
- Janus Henderson Investors (Denver, CO)
- …ethics, conduct and conflicts through continuous monitoring and periodic testing + Administer periodic employee certifications through compliance management ... system + Provide data and reporting around ethics, conduct and compliance issues to internal and external clients + Research and stays abreast of relevant regulatory… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and ... group, internal/external stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to Compliance and… more
- FirstBank PR (San Juan, PR)
- …financing, and other illicit activities. This role involves assisting in corporate compliance reporting, preparing reports and presentations for the ... Training Program. What You'll Need to Succeed + Corporate Compliance Reporting : Assist in developing...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
- FirstBank PR (San Juan, PR)
- …which may arise from self-assessment, reviews by the Internal Audit or Corporate Compliance departments, or external regulatory bodies. + Participate actively ... Information Technology / Information Security third party service providers and monitoring compliance of agreed-upon contracts/terms. + Oversee the Penetration… more
- Truist (Greenville, NC)
- …description:** Perform risk management and compliance monitoring and testing for assigned business unit/ corporate function. Monitoring programs will ... compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to...assigned business unit(s). 6. Recommend process improvements based on compliance monitoring and/or testing results.… more
- Atlantic Health System (Morristown, NJ)
- …site. + Corporate Flu Clinics (September- November) + Health Fairs/ Screenings/ Testing + Lectures/Webinars + Attends all Team Meetings At Atlantic Health System, ... diem Nurse Practitioner to be part of the Atlantic Corporate Health team. The NP will be responsible for...steps to contain infectious diseases. + Provides education & monitoring for chronic illnesses as required by the patient… more
- Lilly (Indianapolis, IN)
- …Partner with production and design operation to ensure 24/7 support for required testing and monitoring against production schedule + Review and approve ... around the world. The Associate Director of QC Environmental Monitoring is responsible for the oversight of environmental ...maintain a safe work environment, including supporting all HSE Corporate and Site Goals. + Establish connections with the… more
- Bank of America (Chicago, IL)
- …and platforms **Skills:** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk Management + Policies, Procedures, and ... Global Financial Crimes Manager - FIU Detection & US Transaction Monitoring Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Phoenix, Arizona **To… more
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