- TD Bank (Fort Lauderdale, FL)
- …of compliance that will cascade throughout the organization. **US COC oversees a corporate oversight compliance risk management program.** The ** Corporate ... audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with enterprise… more
- TD Bank (Mount Laurel, NJ)
- …+ Consistently exercises discretion in managing correspondence + Leads relationships with corporate and/or control functions to ensure alignment with enterprise ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- Cleveland Clinic (Beachwood, OH)
- …the world. The Export Control Officer is responsible for the maintenance and oversight of the Enterprise Export Control Compliance Program. In this role, you ... cross-functional system designed to ensure compliance with applicable Export Control and Research Security regulations. Using your expertise in business… more
- CIBC (Chicago, IL)
- …accountable for supporting the VP, Head of US ORM in the following oversight activities: + Identification and assessment, measurement, control and monitoring of ... + Provide oversight and effective challenge of operational risk and control activities. + Executing monitoring, testing, and oversight mechanisms for… more
- Georgetown Univerisity (Washington, DC)
- …Program overseeing the new position of Director, Research Security and Export Controls (formerly the Export Control Officer), ensuring the University's ... Director has the following direct reports: 1) Director, Research Security and Export Controls (formerly the Export Control Officer), 2) Deputy Conflict of… more
- City National Bank (Rock Hill, SC)
- … assessment teams related to the following control management activities: control identification to match appropriate controls with identified risk exposures ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking,...which includes risk identification and assessment; risk measurement; risk controls ; and risk monitoring and reporting to improve operational… more
- TD Bank (New York, NY)
- …firm's FCRM program and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate governance, control and risk management ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment with enterprise and/or… more
- MUFG (New York, NY)
- …details. This role is a key member of Technology first line risk and controls team aligned to Technology Governance and Oversight function. This individual leads ... other team members to partner with technology teams to drive effective risk and control management. The main areas of focus for this role are Risk Metrics,… more
- M&T Bank (Buffalo, NY)
- **Overview:** M&T Bank is seeking an experienced Technology and Cybersecurity Risk Oversight Senior Manager focused in the areas of technology and enterprise data ... risk oversight . This position is responsible for implementing risk ...independently monitor Technology division and Business Unit adherence to corporate risk policies, defined Business unit procedures and key… more
- BMO Financial Group (Chicago, IL)
- …Issues Oversight and Testing, this risk professional will lead risk & control testing, audit oversight , and issues management (including control gap ... procedures applicable to the group. + Provides audit and regulatory exam oversight ; assesses results and identifies control breakdowns and thematic issues,… more
- JPMorgan Chase (San Francisco, CA)
- …and capacity in support of the above + Control responsibilities and oversight for all controls impacting Payments in the region including front line ... opportunity to oversee audits, regulatory exams, and manage the control environment. As part of the Payments Controls...oversight of the end to end system of controls that mitigates risk through active engagement, thematic reviews,… more
- JPMorgan Chase (Tampa, FL)
- …impact and advance your career with us. **Job Summary:** As a Global Corporate Banking (GCB) Control Officer - Associate within the Business Operations ... **Job Responsibilities:** + Support the management of Risk & Controls Business Operations by ensuring effective oversight ...control framework. + Collaborate with stakeholders to address control variances and enhance controls . + Enhance… more
- JPMorgan Chase (New York, NY)
- …+ Perform governance and oversight associated with Data related risks and controls within CORE, and common control coverage for CDAO including areas such ... practices, common controls , and calibration. + Partner with business and control teams to develop comprehensive control management framework documents. +… more
- JPMorgan Chase (Plano, TX)
- …will have global staff and will be responsible for delivering a strong control environment to include regulatory oversight , risk assessments, issue management, ... and control culture by demonstrating an understanding of process, controls , risk level, providing proactive gap identification, and challenging the status quo… more
- Scotiabank (Houston, TX)
- …regulations + Work with stakeholders in identifying and addressing underlying causes of control breakdowns or instances where controls are inadequate + Ensure ... (End User Computing (EUC), Business Growth Strategy deliverables relating to Internal Controls , etc.) + **Internal Control Governance** + Lead, coordinate and… more
- TD Bank (New York, NY)
- …of TD Securities. The team will be responsible for maintaining, executing, and providing oversight of the financial controls for all TDS business lines. The team ... role. **Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage The **Wholesale Banking… more
- Choice Hotels (North Bethesda, MD)
- The Sr. Manager, Financial Control and Compliance is responsible for the oversight of financial compliance and internal control frameworks across the Choice ... thereby mitigating financial risk and promoting fiscal integrity. Your Responsibilities: Oversight of Operational Financial Control Standards + Leads the… more
- SMBC (Los Angeles, CA)
- …adherence to the Federal Deposit Insurance Corporation Improvement Act (FDICIA) internal control frameworks and corporate governance and risk standards. The role ... of control testing to evaluate the effectiveness of internal controls over financial reporting (ICFR) and ensure all deficiencies are identified, reported,… more
- JPMorgan Chase (Palo Alto, CA)
- …controls management; supporting the business through identification of control weaknesses and recommendations for improved effectiveness; articulating business ... As a Sales Enablement Risk and Control Manager you will be responsible for risk...better customer outcomes by maintaining a strong and consistent controls environment. You will be responsible for effective risk… more
- KeyBank (Amherst, NY)
- … control ; ability to create, implement, evaluate and enhance processes in internal controls . * Risk & Control Self-Assessment (RCSA) - Knowledge of risk and ... measurement, and management of risk; development and implementation of sustainable controls ; and development or maintenance of effective risk management policies and… more