- Bank of America (West Palm Beach, FL)
- Sr . Relationship Manager - Global Commercial Banking - Dealer Financial Services (Miami, Fort Lauderdale, Palm Beach) Miami, Florida;West Palm Beach, ... Lauderdale, Florida **Job Description:** Great opportunity to joinBank of America's Dealer Financial ServicesTeam which ispart of theGlobalCommercial Bank… more
- M&T Bank (Clanton, AL)
- …these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their ... and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial...new loan and deposit business. + Evaluate requests for dealer commercial services , commercial real estate, and… more
- SMBC (Jersey City, NJ)
- …a registered broker dealer , which provides intvestment securities and other financial services to corporate and institutional clients, focusing on North ... 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit... Financial Services , 2 + years Financial Reporting (broker dealer experience is a… more
- Charles Schwab (Westlake, TX)
- …knowledge of finance and knowledge of liquidity risk management at a broker dealer . * Regulatory financial reporting, and experience in treasury management and ... ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and...and audits of liquidity practices. We are seeking a Sr . Manager LRR to enhance and streamline our operations… more
- Ally (Sacramento, CA)
- …in Risk Management (ARM) etc. * Property & Casualty Insurance experience, auto or dealer financial services industry knowledge, sales training experience and ... account teams including the Sales teams, Director of Sales, Senior Director of Sales (SDOS), and all other Ally... is a customer-centric, leading digital financial services company with passionate customer service and… more
- Huntington National Bank (Columbus, OH)
- …Segment Controller, this position will play a vital role in the broker- dealer 's day-to-day accounting operations. The role will be responsible for preparing journal ... daily trade activity, assisting in the preparation of various financial and regulatory reports and serve as a liaison...a high level of visibility to various members of senior management across the organization. Primary Responsibilities: + Support… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Finance or a related discipline and a minimum of three (3) years of financial services industry experience. ~or~ * Any equivalent combination of experience, ... securities industry and asset management products. * Principals of finance and broker/ dealer operations. * Financial markets and products. * Portfolio… more
- Raymond James Financial, Inc. (CO)
- …Finance or a related discipline and a minimum of three (3) years of financial services industry experience. ~or~ + Any equivalent combination of experience, ... securities industry and asset management products. + Principals of finance and broker/ dealer operations. + Financial markets and products. + Portfolio… more
- Komatsu (South Plainfield, NJ)
- …or related heavy industry. + Strong analytical skills: Ability to read and analyze dealer financial statements and related reports to make data and fact-based ... 32970 Onsite or Remote: Komatsu brings advanced equipment, systems and direct services to the global construction and mining industry. Komatsu designs, manufactures,… more
- Ally (Little Rock, AR)
- …You Bring** * 3+ years of experience required. * b2b/outside sales or dealer -interfacing experience required. * Financial services or automotive industry ... throughout the assigned territory, designed to grow the engaged dealer base and increase utilization. * Attend meetings and... is a customer-centric, leading digital financial services company with passionate customer service and… more
- Marex (New York, NY)
- …of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity,...in line with below responsibilities: + Provide Compliance Advisory services to broker- dealer business lines. + Complete… more
- Capital One (Mclean, VA)
- …the Team:** Dealer Tech Auto, a cutting-edge division of Capital One Financial Services , specializes in innovative auto loan technology. We partner with car ... Senior Software Engineer, Full Stack (Java, Angular, AWS) - Dealer Tech Do you love building and pioneering in the technology space? Do you enjoy solving complex… more
- Charles Schwab (Lone Tree, CO)
- …**What you have** + 3 - 5+ years of financial services -related audit experience with growing responsibility. Broker Dealer /Asset Management experience ... the efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a Senior Auditor (… more
- PNC (Boston, MA)
- …have an opportunity to contribute to the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will join PNC's ... may be performed remotely, at manager's discretion. As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will monitor and… more
- Capital One (Mclean, VA)
- …One. Dealer Tech Auto, a leading innovative division within Capital One Financial Services , specializes in cutting-edge auto loan technology. With a strong ... Senior Software Engineer, DevOps (Python, AWS, New Relic) - Dealer Tech Do you love building and pioneering in the technology space? Do you enjoy solving complex… more
- Manulife (Boston, MA)
- …will have 5+ years of broker- dealer compliance experience or comparable financial services industry experience. + The candidate must have extensive knowledge ... Services LLC ("MJHBS") and John Hancock Personal Financial Services , LLC ("JHPFS"). JHD and JHIMD...financial goals. Reporting to the Compliance Director, the Senior Compliance Consultant is a dynamic and multi-faceted role.… more
- Santander US (CT)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... to Talk to You!** **The Difference You Make:** The Dealer Relationship Manager ( Senior Specialist, Dealer...demonstrate use of company products + Enhanced level of service is required for all captive relationships, dealer… more
- Vanguard (Scottsdale, AZ)
- …a high-performing team of hybrid sales professionals within Vanguard's dynamic Broker Dealer channel, fueling growth and innovation for a key, rapidly evolving ... broker- dealer partner. This team thrives on building meaningful advisor...by sales executives. + Develops and continues to improve service model for defined segment within intermediary channel. Assesses… more
- JPMorgan Chase (Columbus, OH)
- …a Special Credits / Work out / Problem Credit role Chase is a leading financial services firm, helping nearly half of America's households and small businesses ... Special Credits Officer for the Special Credits Group in Dealer Commercial Services , you will play a...procedures and risk ratings + Interface regularly with borrowers, financial advisors, and outside counsel in order to generate… more
- Citigroup (New York, NY)
- …mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn ... **Position Overview:** Citi's Global Broker- Dealer Legal Entity Treasury team is seeking a...corporations, governments and institutions with a broad range of financial products and services , including consumer banking… more
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