- Banc of California (Santa Ana, CA)
- …documentation of exam findings in alignment with regulatory expectations and internal governance standards. + Enhance the Credit Review program by strengthening ... governance , expanding portfolio coverage, and refining risk assessment methodologies...transparency, consistency, and effectiveness in identifying emerging risks and control gaps. + Execute the risk assessment framework to… more
- SMBC (Jersey City, NJ)
- …US regulatory reporting obligations to build firm-wide awareness and expertise. + Ensure governance and control standards are met for regulatory capital adequacy ... competitive portfolio of benefits to its employees. **Overview** As a Regulatory Policy Director at SMBC you will be the authoritative source on the application and… more
- Fannie Mae (Washington, DC)
- …share Internal Audit knowledge with business partner managers and staff to strengthen governance , risk, and control environments. *THE EXPERIENCE YOU BRING TO ... on our Internal Audit team, you will provide expert advice on, and guide the team in, assessing the...organizations. * Proven ability to assess processes, risks, and controls - identifying gaps and evaluating control … more
- Fannie Mae (Plano, TX)
- …Internal Audit knowledge with business partner managers and staff to strengthen governance , risk and control environments, as appropriate. * Understand model ... staff work papers and draft audit reports with Model Audit Manager / Director . * Provide day-to-day project management oversight of other model Auditors (including… more
- Fannie Mae (Reston, VA)
- …offer you the flexibility to make each day your own while helping to improve the governance , risk, and control environment of Fannie Mae. You will act as a key ... Conduct first level review of work and documentation; leverage IT Audit Director guidance as needed. Communicate project team and follow-up objectives; inspire and… more
- Vanguard (Malvern, PA)
- Overview Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management ... (AWM) Division. Reporting to the AWM Head of Controls and Governance , this leader will build...and implementation of a divisional framework that promotes strong governance and a sustainable risk and control … more
- TD Bank (New York, NY)
- …please let us know and we will work with you to meet your needs. The Director Governance & Control partners with the Business and other groups globally ... day-to-day activities, operations, products, and services, and is operating within risk appetite. Director Governance & Control reviews and assesses whether… more
- TD Bank (New York, NY)
- …please let us know and we will work with you to meet your needs. The Director Governance & Control partners with the Business and other groups globally ... and develop a team across models and algo risk governance and controls . + Oversee compliance with...products, and services, and is operating within risk appetite. Director Governance & Control reviews… more
- CIBC (Chicago, IL)
- …are identified and compliant to the CIBC CIRA process. Acts as the risk and controls Subject Matter Expert (SME), providing expert advice to Line of Business ... and understanding and impacts. Lead the completion of CIBC Control Framework requirements, including Risk and Controls ...controls . Develop & present Executive Reporting on the governance & controls environment of the sub… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... relations matters. Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance, Risk, and internal...frameworks (eg, GDPR, SOX) and the ability to manage governance and control functions within a matrixed… more
- Scotiabank (Dallas, TX)
- …Minimum 7+ years of technology and non-financial risk management experience ( governance , operations, audit, cyber, control functions, compliance, risk ... US IT Director , Risk **Requisition ID:** 242179 **Salary Range:** 157,700.00...for the US portfolio. This role ensures robust risk controls , compliance with regulatory and internal requirements, and the… more
- MTA (Jamaica, NY)
- … Act + Establish, implement, and maintain guidelines for a system of internal controls and a program of internal control review that promotes efficiency and ... Director , Corporate Compliance Suburban Operations Job ID: 12715...the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries,… more
- Truist (Charlotte, NC)
- …auditors and examiners related to regulatory reporting matters * Provide strategic advice to the Director of Financial Reporting, Deputy Corporate Controller ... the Federal Reserve Board (FRB). * Maintain a strong control environment and provide timely and information to various...examiners related to regulatory reporting matters * Provide strategic advice to the Director of Financial Reporting,… more
- Prominence Advisors (Dallas, TX)
- Prominence Advisors is actively seeking a Director of Analytics to join their team. Director of Analytics provides leadership for all activities related to Data ... and Reporting Governance , including proposing enterprise-wide data management and reporting strategy, data standards, and business processes to ensure data … more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global ... Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality… more
- CommonSpirit Health (Lexington, KY)
- **Job Summary and Responsibilities** The Market IT Director assists the Region Chief Information Officer in the top management of CommonSpirit Health's information ... President and is a part of his/her leadership cabinet. The Market IT Director applies management principles with critical impact on technology and the organization,… more
- Scotiabank (Tampa, FL)
- …strategies. Support portfolio management disciplines and initiatives to improve global governance and controls .Work directly with Relationship Managers, TMO's ... Director , International Business Liquidity Portfolio **Requisition ID:** 233839...disciplines and influence key portfolio metrics to bring global governance and alignment. **Accountabilities** + Develop and communicate a… more
- TD Bank (New York, NY)
- …the full trade lifecycle, with a focus on rollovers, drawdowns, settlements, and controls . **Position Summary** Director will lead the build-out of the Whole ... with front office and internal stakeholders to provide operational support and control functions across the trade lifecycle. The Fixed Income Operations team plays… more
- TD Bank (New York, NY)
- …Capital Markets + Knowledge of regulatory requirements + Experience in navigating through governance and control standards + Experience in audit remediations + ... validation, and/or infrastructure implementations is an asset. + In-depth familiarity with governance and control , market risk, valuation, data science or… more
- MSC Industrial Supply Co. (Davidson, NC)
- …**Work Location :** Davidson, NC (CSC) **BRIEF POSITION SUMMARY:** The success of the Director of Supply Chain Compliance will be defined by their ability to develop ... applicable rules and regulations for local and international logistics operations. The Director of Supply Chain Compliance will be responsible for working with key… more
