- S&P Global, Inc. (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Level (for internal use): 12 About the Role: Associate Director - Internal Audit Review Officer The Role :...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- CIBC (New York, NY)
- …+ Working with support partners in Middle Office, Documentation, Client Service and Electronic Trading to ensure a seamless client experience on each trade. ... about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Director for US Delta One trading operates under the… more
- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Associate - Trading Business Management (TBM) is responsible for helping TD Securities trading ... strategies, operating processes, controls and infrastructure. This position supports the trading /sales managers and business heads at the Dealer, providing them with… more
- Citigroup (New York, NY)
- …across the different product ecosystems. **Responsibilities:** + Originate and source new electronic trading relationships to increase breadth of clients doing ... also be focused on growth with key existing clients trading cash electronic products. Salesperson will also...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order… more
- Scotiabank (New York, NY)
- …performance. + Ensure compliance with regulatory requirements and best practices in electronic FX trading . **What You'll Bring:** + Advanced degree (PhD or ... every future! **Overview:** We are seeking a highly skilled Director -level eFX Quant to join our eFX Trading...Deep understanding of eFX market structure, liquidity dynamics, and electronic trading workflows. + Expertise in building… more
- Citizens (New York, NY)
- …a good understanding of financial markets + Ability to understand complex market structures and electronic trading + Ability to perform in a dynamic trading ... a dynamic and experienced Convertible Sales Trader to lead our convertible bond trading desk in New York. This individual will be responsible for managing client… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... US Life Insurance Ratings team is seeking a highly motivated Associate Director with excellent organizational, communication, and credit analysis skills to manage… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (Englewood, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to transform risk management. We are seeking an **Associate Director of Generative AI Platform Engineering** to join our...align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... the Role:** **Grade Level (for internal use):** 14 **The Role** : Sr. Director - Data Digitization and Automation - Analytical Portfolio **Location** : New York,… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... in criteria for the Structured Finance (SF) practice. **The Impact:** The Managing Director - Criteria SME will report to the Global Head of Structured Finance… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **The Role: Director , Sales: Project Finance & Infrastructure** **The Team:** The S&P Global Commercial… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Level (for internal use):** 12 **Job Description** **The Team:** The Associate Director will be responsible for managing two global teams, ensuring the successful… more
- S&P Global (Charlottesville, VA)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **Grade Level (for internal use):** 12 **The** **Role:** Associate Director of Data Science - RAG, NLP, LLM and...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... evaluate system health, delivery velocity, and team performance. + Ensure compliance with privacy, security, and accessibility standards across publishing workflows.… more
- S&P Global (Englewood, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- Portland General Electric (Tualatin, OR)
- …or equivalent experience. **Experience** Typically eight or more years in energy trading , derivatives, marketing or bulk electronic and gas system management ... to align on testing objectives, timelines, and progress updates. ** Compliance and Documentation:** Comply with CAISO's standards, regulatory requirements, and… more
- TD Bank (New York, NY)
- …alerts related to trading activities of firm employees (sales and trading ) and clients, and employee electronic communications alert, are reviewed ... engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The… more
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