- Robert Half Finance & Accounting (New York, NY)
- …during initial training period). Responsibilities: - Assist in daily operational processes - DTCC / Dataport / etc. - Assist in resolving trade issues across ... of equities, fixed income, mutual funds + Knowledge of Advent Axys or APX, DTCC , REX, Moxy is advantageous + Bachelor degree The Operations Associate role requires 3… more
- ADM (Chicago, IL)
- …connected to transfer agent); liaise with Depository Trust & Clearing Corporation ( DTCC ) re stock-related matters. + Support monitoring and compliance with New York ... with external counsel, transfer agent, proxy solicitor, New York Stock Exchange, DTCC , and others; assist with invoice process for same). + Provide support… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …matched or near-matched trades between the trading blotter, counterparties, and DTCC , adjusting pairing and matching tolerance rules for efficiency, with minimal ... to limited supervision and regular guidance. + Transmit trade details to external fund accountants/brokers, monitoring the process and taking corrective actions as needed, with minimal to limited supervision and regular guidance. + Provide delivery… more
- Citigroup (Irving, TX)
- …working experience in Securities Services business such as in banks and DTCC . + Engagement with ITIL processes including Major Incident management, problem ... management, change management etc. + Operate independently to identify process bottlenecks and proactively drive improvements by engaging the appropriate teams. + Confidently handle communication with various stakeholders in Business, Operations,… more
- Bank of America (Pennington, NJ)
- …and documentation and preparation of deposit to the Depository Trust & Clearing Corporation ( DTCC ) + This role will utilize the Service Request Portal (SRP) for the ... review of security deposits and the Certificate Automation Product (CAP) for the depositing of securities to client accounts **Required Skills:** + Ability to manage multiple, tasks with overlapping deliverable dates + Demonstrates initiative and excellent… more
- Mizuho Corporate Bank (New York, NY)
- …platforms software including Bloomberg, Factset, Broadridge, iPreo, Omgeo, Fedtrade, Loanet, DTCC , etc. Workstation-class OS support (Win10) and related PC software. ... Active Directory Domain, OU's, Resource / Security Groups, User Mgt, User/Computer groups TCP/IP VLANs, static/non-static, Firewall, , Proxy, Command Prompt commands SCCM Deployments vs Computer Mgt, App volumes (good to have), end user software center… more
- Principal Financial Group (Minneapolis, MN)
- …Outlook, OneNote, Teams) + Experience with industry tools such as SEI T3000, DTCC , Fed, and SWIFT is preferred **Salary Range Information** Salary ranges below ... reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending… more
- Citigroup (Getzville, NY)
- …and advocate the Citi position. Manage relationships with key external vendors, including DTCC , ISDA and MarkitServ. **Key skills:** Our ideal candidate would have a ... combination of several of the following: + Product Knowledge: Extensive Regulatory and/or Derivative product knowledge from at least one asset class; knowledge of trade processing life cycle and functions involved - front/middle/back office Detailed knowledge… more
- AIG (Wilton, CT)
- …in project management + Familiarity with vendor platforms such as Aladdin, Bloomberg, DTCC , FXall, ICD or Kyriba + Strong Microsoft Excel skills are preferred + ... Bachelor's degree in related field The candidate must be an effective communicator that possesses strong analytical and organizational skills, is a team player that can take direction, while also having the ability and confidence to suggest process… more
- UMB Bank (Kansas City, MO)
- …of our accounts with the Federal Reserve Bank and the Depository Trust Company ( DTCC ). You will also provide back-up and overload as needed. **How you'll spend your ... time:** + You will calculate accrual periods and analyze security setups to ensure accurate payment activity within our system of record. + You will reconcile and prepare customer 1099 tax statements in accordance with IRS regulations. + You will receive and… more
- TD Bank (Lake Mary, FL)
- …of + Broker Dealer Operations with a focus on Equities. + Snowflake/Sigma + DTCC /NSCC + Broadridge - BPS, BPS/A, Ascendis (BR-TRACK, OAES, Postedge, Cage, and Gloss ... a plus) + Proficient in Office 365 suite including Excel and Outlook + Ability to identify, escalate, and resolve problems/issues. + Ability to communicate professionally through effective verbal and written skills. + Demonstrates efficient time management… more
- The Hartford (Hartford, CT)
- …Private Direct Lending, Private Placement Debt is a plus. + Experience with DTCC Trade Suite products, CTM, MarkitWire, TriOptima, Wall Street Office or Power BI ... a plus. As a condition of your employment for HIMCO, you will be required to affirm to HIMCO's Code of Ethics and understand that you will be required to comply with the disclosure of accounts, holdings and pre-clearance of trades for the accounts of you and… more
- NatWest Markets (Stamford, CT)
- …regulations, and securities products and compliance including knowledge of CFTC, DTCC , NFA regulation. + Some knowledge of broker-dealer and securities processes ... and business. + Excellent communication skills in interacting with regulators and stakeholders acrossa number ofbusiness lines and control functions. + Strong organization, written, verbal and presentation skills. + Willingness to take onadditionaldutiesas… more
- Athene (West Des Moines, IA)
- …and operational needs. + High-level understanding of annuity order entry systems, DTCC feeds, etc. preferred. + Experience using Microsoft Office products (Word, ... Excel, PowerPoint. etc.) Visa Sponsorship: This position is not eligible for sponsorship for work authorization by Athene. If you will require sponsorship now or in the future, we cannot consider your application at this time. NOTE: Successful candidate will… more
- Zions Bancorporation (Salt Lake City, UT)
- …of ISDA agreements and practices, the Depository Trust and Clearing Corp. ( DTCC ) Global Trade Repository (GTR) rulebook, and related regulatory regimes under Basel ... Framework and the Uncleared Margin Rule (UMR). + Past experience monitoring and tracking regulatory rulemaking development. Pay Range: + $135,000 to $170,000 (based upon relatable skills, experience and location) Benefits: + Competitive salary and… more
- NatWest Markets (Stamford, CT)
- …back understanding of Fixed Income products, Repo / Triparty Processing, and DTCC Central Clearing. + Strong working knowledge of Fixed Income settlements, ... collateral management, and reference data functions / flow. + Direct understanding of US regulatory requirements specific to Broker Dealer Operations. + Individual must be self-motivated who is willing to attend training classes and do outside reading to… more
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