- FalconX (New York, NY)
- …growing and learning collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. ... other derivatives Must be initiative-taking, flexible, innovative and adaptive Prior Head of Compliance or Chief Compliance Officer experience in finance,… more
- Strayer University (Oklahoma City, OK)
- …of the student recruitment efforts in a fast-paced, results and compliance -driven environment. This position is responsible for helping individuals interested in ... achieving optimum results, while maintaining high ethical standards and attention to compliance with University policies and regulations. Must possess the energy and… more
- Unison (Omaha, NE)
- About the role: As a Director of Sales (Mortgage Origination), your mission is to lead our sales team as they work to master processes and procedures, put SLAs ... in our Omaha, Nebraska office. Responsibilities: Develop and execute strategic plans to achieve sales targets. Lead and manage the mortgage sales team and work… more
- Vast (Long Beach, CA)
- …space exploration for humanity, come join us. Vast is looking for a Director, Agency Crew Sales , reporting to the Chief Revenue Officer . As a Director of Agency ... customer contact through completion of the mission. Manage and maintain internal sales tools and dashboards. Collaborate with the Communications & Marketing team in… more
- Inquilinos Boricuas En Accion (Boston, MA)
- …programming. Works collaboratively with IBA Program Directors and the Chief Program Officer (CPO) to integrate arts into IBA's programs. Collaborates with IBA's ... Financial Oversight and Revenue Generation Ensures contracting and outsourcing compliance with financial, legal, safety, and regulatory requirements related to… more
- KeyBank (Canton, OH)
- …in their finances. The Personal Banker is a client first, sales -driven, self-motivated, and competitive individual. Strong and effective teamwork, paired with ... accounts (consumer checking, small business, various deposit products, home equity , unsecured lending, certificates of deposit, etc.). Developing strong partnerships… more
- URUS Group (Madison, WI)
- …management for our global commercial operations. Reporting to the Chief Financial Officer (CFO), the VP of Global Commercial Finance will collaborate with senior ... align with URUS' global commercial objectives. Partner with URUS Chief Commercial Officer to build strategies that drive revenue growth, margin expansion, and… more
- Panera Bread (West Newton, MA)
- …counsel on mergers, acquisitions, divestitures, corporate finance, debt and equity transactions, and franchise-related compliance , regulations, and franchise ... other corporate transactions; Advise on corporate finance matters, including debt and equity transactions; Ensure compliance with securities laws and corporate… more
- MUFG Bank, Ltd. (New York, NY)
- …efforts that may include: a liquidation of the Borrowers' assets, loan sales , or potentially providing ongoing financing; (iii) proactively monitor deals and assign ... to minimize losses and maximize recoveries. We are seeking a seasoned banking officer with strong credit analysis skills, cash flow modeling, loan workout and… more
- Scotiabank (Houston, TX)
- …Syndication (GLS), Global Securitization (GS), Mortgage Capital Markets, Structured Credit and Equity Research businesses. The Compliance Officer will serve ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income… more
- Scotiabank (New York, NY)
- …You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual...a plus + Experience in providing legal, regulatory or compliance advice to Markets sales and trading.… more
- Medtronic (Los Angeles, CA)
- …**A Day in the Life** We are seeking a strategic, experienced, and proactive Chief Compliance Officer (CCO) to lead and manage the global compliance and ... compliance with anti-bribery/anti-corruption laws (eg, FCPA, UK Bribery Act), global sales and marketing regulations, and international trade compliance . +… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT RELATIONSHIP OFFICER * WHAT IS THE OPPORTUNITY? Assist Financial Advisors by providing day to day client support and operational service on all CNS ... (entity), fiduciary, and retirement accounts. * Answer incoming operational and sales related phone calls for CNS Brokerage Accounts. Operational calls include… more
- MongoDB (New York, NY)
- …applications. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in ... assist in the evangelizing of our security functionality and compliance posture for MongoDB Atlas and the Developer Data...to relate to the C-level suite, executives, and internal pre- sales and engineering teams to drive our more extensive… more
- Zurich NA (Houston, TX)
- AVP, Underwriting Officer Or VP Senior Underwriting Officer 124610 Zurich North America is currently looking for a Contract Surety Underwriter **to join our ... role will be filled at either the AVP, Underwriting Officer or VP Senior Underwriting officer level....Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills + Strong… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work out of ... you will partner with brokers and will utilize strong sales execution mindset to write profitable business. To bring...will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer . The… more
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