- Scotiabank (New York, NY)
- …also assist in the resolution of complex business problems for Sales and Trading Business units for Equity , Convertible Bonds, and Options and other business ... Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and...+ University degree and 3-5 years' experience in an Equity trading environment. + Series 7/63 is… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... , Sales / US FICC / Credit Sales & Trading **Requisition ID:** 235201 **Salary...of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk requirements must… more
- TD Bank (New York, NY)
- …Electronic Trading desk within Global Markets at TD Securities in New York. The Director Sales and Trading TDS develops the Banks Sales , Trading , & ... bank policy information and strategy between your product head and relevant trading personnel + Understands and complies with TD Securities (USA) Policies,… more
- JPMorgan Chase (New York, NY)
- …suite as well as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure ... You will work closely with various business partners across the Global Equities Sales and Trading organization to deliver innovative solutions for our clients… more
- JPMorgan Chase (New York, NY)
- …work in close collaboration with various business partners across the Global Equities Sales and Trading organization and JPM's Prime Brokerage team to deliver ... Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the… more
- Amrize (Coral Gables, FL)
- …industry + Knowledge of Shipping (dry bulk or containarized) + Knowledge of commodity Trading + Microsoft Office Suite & Sales Force **Travel Requirements** : ... Trading Manager Requisition ID: 14843 Location: Coral Gables,...key commercial position, responsible for the end-to-end management of sales and/or purchase contracts within defined product lines. This… more
- JPMorgan Chase (New York, NY)
- …maintenance of the Firm's proprietary investment tools + Foster relationships with sell-side sales and trading desks to enhance execution and liquidity Required ... operates an office in London. Highbridge Capital Management ("HCM") is seeking a Trading Assistant for our investment team. The team is responsible for managing all… more
- JPMorgan Chase (New York, NY)
- …Experience in operations, operational risk management, business controls, sales , trading , audit, technology, business management, or compliance in a ... Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice President, you will manage the control...experience in controls, audit, quality assurance, risk management, or compliance preferred. + Proficient in Microsoft Office Suite (Word,… more
- SMBC (New York, NY)
- …/ transactions (ie, pre-trade and post-trade spot checks) in support of trading and trading operations. Effectively communicate with middle office regarding ... the required data into proper reporting / analytics. Support legal and compliance teams (ie, provide reporting and/or documentation as required) with regulations… more
- JPMorgan Chase (New York, NY)
- …for senior stakeholders across Front, Middle, and Back Office, including Underwriting, Sales , Trading , Operations, Finance, Risk, and Legal + Drive ... empowerment and continuous improvement, and ensuring robust controls and regulatory compliance . **Job Responsibilities:** + Set the vision and strategy for Syndicate… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... development and support teams. + Foster strong partnerships with trading desks, operations, risk, and compliance teams....10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading ,… more
- Citigroup (New York, NY)
- The Director, Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Endowments, and Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as… more
- Citigroup (New York, NY)
- …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the… more
- Bloomberg (New York, NY)
- …aspects of regulatory, market structure and compliance impacts to electronic trading - Knowledge of Equity , ETF, Futures, Options electronic trading ... direct execution - Collaborate with all groups within Enterprise Sales in furthering our electronic trading franchise...within Enterprise Sales in furthering our electronic trading franchise - Take responsibility for growing our client… more
- Wells Fargo (New York, NY)
- …strong relationships not only with Equity Research colleagues, but also with Equity Sales , Cash Trading , Derivatives, Wealth Management, and others. The ... markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate,.... **About this role:** Wells Fargo is seeking an Equity Research, Vice President - Retailing, Specialty Softlines and… more
- Zero Hash (IL)
- …for candidates based in the United States.** Key Responsibilities + Manage the overall sales strategy and execution for trading solutions, with a focus on ... to power a diverse range of use cases: cross-border payments, commerce, trading , remittance, payroll, tokenization rails, and on/off-ramps. zerohash is backed by… more
- Scotiabank (San Francisco, CA)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate, Internet Equity Research **Requisition ID:** 245108 **Salary Range:** 155,000.00...as well as client and corporate events + Assist sales and trading personnel with communications to… more
- Scotiabank (New York, NY)
- …new model enhancements to help reduce model risk post implementation. Analyze & summarize equity vol market activity as requested by sales & by senior ... Associate Director, Exotic Equity Derivatives Trader **Requisition ID:** 244277 **Salary Range:**...of responsibility as well as backup across the GED trading team as required. Supply feedback to the financial… more
- TD Bank (New York, NY)
- …key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …a high level of responsibility including broad exposure to company managements, our Sales and Trading team, investor conferences, and the research process that ... in Aerospace & Defense and/or Technology to join our Equity Research team in New York. In this unique...and associates **Customer Accountabilities:** + Works closely with the sales and trading group to develop new… more
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