- Bank of America (Charlotte, NC)
- Issues and Exam Management - Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... building out actions plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support the Line of Business… more
- Comerica (Dallas, TX)
- …build and maintain internal controls. They will also be responsible for supporting the governance and management of the Line of Business framework and programs ... Governance and Risk Committees * Supports the governance and management of the Line of...activities required for a well-functioning organization, such as: * Exam related activities: Supports exam related activities… more
- MUFG (New York, NY)
- …+ Ensure gaps are addressed via remediation plans that adhere to issues management mandates; timely issue and corrective action submission, accurate root cause ... opportunities, reporting and monitoring key risk metrics, and providing governance with respect to all risk and control matters....and review of work papers to document testing and/or issue closure and experience in the management … more
- Comerica (Frisco, TX)
- Manager, Business Risk and Control Office (BRCO) Governance The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify ... BRCOs are critical to the success of the Risk Management Lifecyle and play a role in Planning, Identifying,...lifecycle. The Manager, Business Risk and Control Office (BRCO) Governance will be responsible for leading a team to… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 * o #LI-AJ1 **Job:** **Wealth Management * **Title:** *Financial Crimes Governance Support Analyst, Assistant Vice ... conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . Morgan Stanley provides… more
- Wells Fargo (West Des Moines, IA)
- …business areas are supported by several shared function support teams through risk and issue governance , exam management , systems and technology support, ... result in an offer into the 2-year rotational analyst program. + Control Management is a financial industry function that collaborates with and influences front-line… more
- Wells Fargo (St. Petersburg, FL)
- **About this role:** Wells Fargo is seeking a Divisional Governance Specialist in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... able to report the findings to the Market Administration Management on a daily basis + Work with the...interpersonal communication skills + Ability to negotiate and facilitate issue resolution **Job Expectations:** + US only: Obtaining and/or… more
- TD Bank (Mount Laurel, NJ)
- …both written and verbal, including with executive management **Preferred Qualifications:** + Issue and Exam management experience in relation to FCRA ... Liaison (BLL) supports the execution of all risk and governance activities within their designated line of business area...from exams, reviews, or other testing, to ensure LOB management is aware, and participate in the information gathering… more
- TD Bank (Lewiston, ME)
- … **Preferred Qualifications:** + Ability to independently support and execute on effective management of issues / findings, exam oversight and evidence review, ... (Sr. BLL) supports the execution of all risk and governance activities within their designated line of business area...from exams, reviews, or other testing, to ensure LOB management is aware, and participate in the information gathering… more
- Citigroup (Florence, KY)
- …or equivalent experience, potentially Masters degree The United States Personal Banking - Issue Management Design Team Governance & Control - Compliance ... submissions at both the pre-activation and pre-closure within the Issue Management program. Responsibilities include identifying and managing requirements… more
- Charles Schwab (Westlake, TX)
- …of management action plans prior to finalizing the reports. + ** Issue Management and Validation:** Oversight for completion and validation status (including ... , to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk … more
- Citigroup (New York, NY)
- …Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. In this role, you ... global regulatory agenda to help manage and/or support on-site or remote exam management , ad-hoc meetings, and information requests. + Ensures standards… more
- Bank of America (Jersey City, NJ)
- …+ Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + Policies, Procedures, ... crimes related compliance and operational risks and issues to appropriate governance routines, management /board level committees + Identifies, aggregates,… more
- Citigroup (Tampa, FL)
- …implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and Control Inventory. + ... improvements, provide check and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. + Help contribute to the… more
- City National Bank (Charlotte, NC)
- …management activities for moderate to high-risk initiatives in compliance with the Issue Management Policy and Standard and the Internal Controls ... with known control deficiencies are addressed. This includes providing challenge throughout the Issue Management Lifecycle, which may include issue data… more
- Scotiabank (New York, NY)
- …or responses (eg, FFIEC Guidelines, NYS DFS, FRB NY, FINRA, OCC) + Audit or Exam Management (eg, governance , audit, control functions, compliance, risk ... and other US control functions, supporting IT regulatory/audit exams and remediations and issue management across the US Contribute to the overall success of… more
- Truist (Atlanta, GA)
- …including but not limited to the execution of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit/ exam document ... of defense risk professional leading a team within the Governance and Controls Office (GCO), serving as a subject...existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite… more
- Comerica (Frisco, TX)
- …be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics & Reporting based on the volume ... more of the specialty risk areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics &...activities required for a well-functioning organization, such as: * Exam related activities: Owns and serves as the point… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …implementation, communication, and maintenance of the corporate-wide Compliance Risk Management (CRM) testing program. Responsible for leading and/or managing ... along with guidance toward corrective action of the identified issue root cause. Responsible and accountable for risk by...- Collaborate with the Compliance Director on the overall management and execution of the Bank's compliance testing program… more
- Turner & Townsend (Columbus, OH)
- …part of Turner & Townsend. It specializes in project and program management for public sector organizations, with industry-leading experts in corporate, cultural, ... the Public Sector. **Responsibilities: ** + Manages all facets of project management (budget, schedule, procurement, quality & risk) for individual real estate… more