- Wells Fargo (New York, NY)
- …initiatives with high risk over the Public Finance business. + Provide regulatory compliance risk expertise for political "pay to play" across CIB. + ... regulatory compliance functional knowledge + Provide regulatory compliance risk expertise and... risk management. + Support effective coordination of compliance -related regulatory examinations in Public Finance… more
- Citigroup (Tampa, FL)
- …teams and global functions, including Legal, Risk , Operations and Technology, and Finance to prevent and detect non- compliance issues and promote a culture ... Serves as a senior function/business/product compliance risk officer for Independent ...+ Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible… more
- SMBC (Jersey City, NJ)
- …be responsible for designing, developing & deploying cloud data solutions for risk , regulatory , finance & compliance projects and be at the forefront of ... The Business stakeholders include the Information Control Department (Chief Data Officer), Finance Controllers, Regulatory Reporting and Risk Management as… more
- US Bank (Irvine, CA)
- …with partners to ensure the risks and control suites in the Enterprise Compliance Risk Assessment (ECRA) are accurate and adequate - Participating in ... spreadsheets, databases, and presentations - Professional certifications preferred - Certified Regulatory Compliance Manager (CRCM) The role offers a… more
- Bloomberg (New York, NY)
- …you will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise ... as directed by the Global Regulatory Engagement Lead and GlobalHead of Shared Risk and Compliance **You'll Need To Have:** + Bachelor'sdegree in Finance ,… more
- Grant Thornton (Dallas, TX)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all… more
- Citigroup (New York, NY)
- …set is augmented with foreign exchange, derivatives and cash management. The Leveraged Finance Credit Risk Director works closely with the Leveraged Finance ... Credit Risk Manager and the team, Leveraged Finance Underwriting Group (LFU), CMO, Investment Banking and Corporate...that this high- risk business remains within appropriate risk tolerances. Under the expanded regulatory leveraged… more
- Capital One (Richmond, VA)
- …Capital One is seeking a motivated professional for a Manager position within the Finance Risk Management (FRM) team. FRM associates are engaged and insightful ... risk management partners working across the Finance ...of operation while reducing risk and influencing risk stakeholders, ie, risk offices, compliance… more
- Capital One (Richmond, VA)
- …+ Bachelor's Degree or military experience + At least 1 year of experience in risk management, regulatory compliance , audit, accounting, or a combination + ... Sr. Associate, Finance Risk Management Finance ...Sr. Associate, Finance Risk Management Finance Risk ...role supports Finance business teams by applying risk and control standards, ensuring adherence to regulatory… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement ... progress, while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement, Governance & Reporting, Assistant Vice President… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As a Line of Business Risk Specialist Senior within PNC's Finance Governance & Oversight organization, you ... Join a team-oriented and business partner-focused 2nd Line of Defense (LOD) Finance Governance team supporting an effective risk management framework within… more
- M&T Bank (Buffalo, NY)
- …will support, and report, to the Segment Risk Manager responsible for Finance and Regulatory Reporting Oversight ("FRRO") Analytics. The FRRO team is ... feedback and Internal Audit exams/reviews. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Raymond James Financial, Inc. (Chicago, IL)
- …picture orientation. + Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. + Organize, manage, and track ... and placements. Assists with transaction document review to ensure compliance with regulatory and internal policies and...the direction of the Senior Manager of Operations & Risk . + Assists in the review of in-bound commitment… more
- MUFG (Jersey City, NJ)
- …(Credit Risk , Liquidity Risk , Operational Risk , Compliance Risk , Reputation Risk , etc.) and Regulatory Reports (FFIEC002, 019, FR Y 2052a, ... Management team to manage the data product portfolio for Risk & Finance Lines of Business. As...understanding of banking products and data that feed into Risk and Regulatory Reports. This individual will… more
- TD Bank (Mount Laurel, NJ)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... Risk Specialist will be part of the Operational Risk Management Team covering Treasury and Finance ._**...May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory… more
- RGP (New York, NY)
- …IN PHOENIX, ARIZONA. This Consultant will come from a Finance and Regulatory Reporting ( Regulatory Capital, Liquidity Risk ) background and can analyze ... Services Client in NY, NY is looking for a Finance and Regulatory Data Governance Consultant. THIS...Governance Consulting role is part of the RGP Client's Finance Data Governance Function, which ensures compliance … more
- Amazon (Seattle, WA)
- Description The Regulatory Intelligence, Safety and Compliance (RISC) team's charter is to protect Amazon customers from products that are illegal, illegally ... environments with frequently shifting priorities Preferred Qualifications - 6+ years of compliance , audit or risk management experience - Experience in… more
- Google (Chicago, IL)
- …project management from a public accounting firm or multi-national company, focused on risk , compliance , regulatory or related functions. + Experience with ... written communication and presentation skills, with attention to detail. The Regulatory Affairs Finance team's mission is to mitigate Alphabet's risk through… more
- Huntington National Bank (Columbus, OH)
- … related experience may be considered Preferred Qualifications: + Advanced knowledge of risk management principles and regulatory compliance requirements. + ... Manager will be responsible for oversight and administration of operational and regulatory risk strategy programs. Duties & Responsibilities: + Evaluate… more
- M&T Bank (Buffalo, NY)
- …and continually assessing regulation and standards to achieve industry-leading technology risk compliance . + Spearhead collaboration among cross-functional teams ... to enhance team's outcomes. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more