- Goldman Sachs, Inc. (Dallas, TX)
- …the US federal banking authorities, notably the LCR and NSFR, as well as broader financial services regulatory developments in the US Interest in financial ... Job Description Regulatory Vice President RISK Our Risk division develops...of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law… more
- Mattel (El Segundo, CA)
- …our brands, partners, and suppliers. The Team: The Global Quality, Safety, Regulatory Compliance, Governance & Risk, Consumer Services, and Sustainability & Social ... this role will work with SMEs across the GQSRCSSI team (eg, regulatory reporting, climate, circularity, human rights, data analytics, compliance, etc.) and other… more
- Ripple (San Francisco, CA)
- …it's bold, and we're already doing it. Through our crypto solutions for financial institutions, businesses, governments and developers, we are improving the global ... financial system and creating greater economic fairness and opportunity...real world value. THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior… more
- Citigroup, Inc. (Irving, TX)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... internal strategies, policies, procedures, processes, and programs to prevent violations of law , rule, or regulation and design and deliver a risk management… more
- Vaco (Henrico, VA)
- Our banking client has engaged us to help recruit for a large-scale financial services project. We are looking for talented accounting and finance professionals who ... have regulatory reporting and SEC reporting experience. Please see below...talk! l RESPONSIBILITIES Responsible for performing the day- to-day financial reporting and schedule preparation. Routine communication with Supervisors… more
- Goldman Sachs, Inc. (Dallas, TX)
- Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen ... of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws,… more
- Careers at KKR (Boston, MA)
- …8 - 10 years of relevant work experience in an investment management firm or law firm. Expertise in analyzing regulations and financial statements and ready to ... and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the...KKR Compliance Team with a focus on managing our regulatory filings program in the asset management and insurance… more
- Deutsche Bank (Jacksonville, FL)
- …including but not limited to the Securities and Exchange Commission, Financial Industry Regulatory Authority, and Commodities Futures Trading Commission. ... Job Description: Job Title Regulatory Reporting Operations - MSRB Reporting Corporate Title...of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay… more
- Apex Systems (North Palm Beach, FL)
- We are seeking a detail-oriented and proactiveCybersecurity Regulatory Research Analystto support our efforts in navigating and aligning with evolving cybersecurity ... for someone with a strong research mindset, a foundational understanding of regulatory frameworks, and a desire to contribute to a growing cybersecurity governance… more
- TD Bank Group (Mount Laurel, NJ)
- …related to potential money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The role requires ... can provide you more specific details for this role. Line of Business: Financial Crime Risk Management Job Description: Department Introduction: The Group Manager, … more
- Crdit Agricole CIB (New York, NY)
- …transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Evaluate clients and financial products through an ESG and ... the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crdit Agricole CIB offers its large corporate… more
- US Bank (Atlanta, GA)
- …and Customer Risk Rating). Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that affect assigned line ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- MUFG Bank, Ltd. (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG Bank, Ltd. (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- CRC Group (Charlotte, NC)
- …additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Experienced financial professional role that ... segmentation strategies or acquisitions; income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial … more
- Edward Jones (Hermosa Beach, CA)
- …pregnancy, veteran status, genetic information or any other basis prohibited by applicable law . Company Description Join a financial services firm where your ... Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner… more
- Magellan Health, Inc. (Danbury, CT)
- …who are absent. Primary responsibilities include the full breadth of personal financial counseling services to military service members and their families at ... military installations. Services include education and counseling addressing financial services that may include, but are not limited to, one-on-one counseling,… more
- PNC Financial Services Group, Inc. (Mount Laurel, NJ)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... opportunity to contribute to the company's success. As a Financial Advisor within PNC Investments, you will be based...occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,… more
- FalconX (New York, NY)
- …that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies ... that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies… more
- Raymond James Financial, Inc. (Duluth, MN)
- …General Experience - 7 to 12 months Certifications s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - ... General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial … more
