- Charles Schwab (Lone Tree, CO)
- …candidate for this role to work on site in the specified locations.** The Financial and Regulatory Reporting Team function within Schwab Asset Management (SAM) ... and annual oversight of shareholder reports and holdings and financial statements, and regulatory reporting. The ...volunteering, and 28-day sabbatical after every 5 years of service for eligible positions + Paid parental leave and… more
- MUFG (Tempe, AZ)
- …and ad hoc duties as assigned. **Qualifications:** + 3-5 years of experience in Financial Services , preferably in Compliance, Risk Management or related areas. + ... and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of responsive… more
- Vanguard (Wayne, PA)
- …duties as assigned. Qualifications: + Minimum of five years' related work experience in financial services or financial reporting. + Undergraduate degree or ... and resolves items that exceed established tolerance levels. + Completes fund financial statements and reports for shareholder and regulatory reporting in… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... team of administrators who are responsible for preparing quarterly and annual financial statements for private equity and hedge funds and other investment companies… more
- Tradeweb (New York, NY)
- …of experience in data program management, data reporting/visualization or financial / regulatory reporting. + Demonstrated proficiency in requirement gathering, ... vast network of clients, we continue to work together to improve the way financial markets trade. Mission: Move first and never stop. Collaborate with clients to… more
- PPL Corporation (Allentown, PA)
- …analyzing, designing or implementing PJM's capacity (RPM), energy, and ancillary services markets + Monitors, analyzes and communicates regulatory and ... functions and/or RTO tariffs. + Demonstrated ability to analyze complex financial , regulatory , and/or business situations and develop creative solutions. +… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- Capital One (New York, NY)
- …role if you:** + Understand the international regulatory environment and relevant financial services regulatory agencies + Closely follow regulatory ... + At least 7 years of experience working with regulatory agencies, financial services institutions,...for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp.… more
- SMBC (Los Angeles, CA)
- … services industry. + General understanding of financial markets and financial services regulatory requirements. + Attention to detail with ability ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... CFA) is preferred. + 7-10 years of experience in financial reporting, regulatory reporting, or a related...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Travelers Insurance Company (Hartford, CT)
- …through the filing of required documentation and effective coordination of non- financial market regulatory activities. The filing responsibilities encompass the ... in facilitating and directing the management and validation of information for non- financial market regulatory activities in lower to moderate complexity… more
- Edward Jones (St. Louis, MO)
- …mindset, independently challenging status quo **What Could Set You Apart:** + Financial services or brokerage industry experience + Professional license, or ... assess, design, implement, and improve controls critical to operational, financial and regulatory performance. **What You'll Do:**...More About Awards & Accolades **About Us** Join a financial services firm where your contributions are… more
- Google (Mountain View, CA)
- Senior Financial Analyst, Business Model Strategy and Regulatory _corporate_fare_ Google _place_ Mountain View, CA, USA **Mid** Experience driving progress, ... (smartphones, tablets, TVs, wearables, etc) that run the best apps/ services for everyone in the world. The US base...working groups, collaborating with key stakeholders to advise on financial options while navigating a regulatory landscape.… more
- JPMorgan Chase (New York, NY)
- …in consultation with product and control partners. + Anticipate client demand for regulatory service solutions and adapt products/ services to meet client ... framework for the region, work with product partners on regulatory service solutions, and engage with clients...is a bonus. + Strong working knowledge of US/global financial services and regulatory landscape.… more
- TD Bank (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... impact; typically oversees standards, controls and operating methods that have significant regulatory , financial and operational impact within the context of… more
- Liberty Utilities (Londonderry, NH)
- Vice President, Regulatory Services LU Service Corp. Londonderry, NH, US, 03053 **Our purpose is sustaining energy and water for life, and it is demonstrated ... and regulatory finance. + Proficiency in regulatory and financial analytical modeling (eg, revenue requirement models, cost-of- service studies, scenario… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous...business degree preferred. + At least 5 years of financial services experience at a regulator, bank… more
- Huntington National Bank (Minnetonka, MN)
- …Manager position is a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will be to work ... regulatory related field. Preferred Qualifications: . Public accounting and/or external financial reporting experience. . Financial services sector… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- Bloomberg (New York, NY)
- …+ **RHUB Services ** team builds the core systems that power regulatory transparency and operational excellence across Bloomberg's regulatory platforms. We ... which enable trade reconstruction and best execution capabilities critical to global financial markets. + **RHUB Regulatory Reporting** team delivers a global,… more