- Mizuho Bank, Ltd. (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout… more
- Hinshaw & Culbertson (Chicago, IL)
- …firm, seeks an Attorney with 2 + years of experience to support our Consumer Financial Services Regulatory & Compliance practice in our Chicago office. This ... opportunity to work on a collaborative team, advising on regulatory compliance issues and representing clients in investigations and...have some exposure to either consumer protection or consumer financial services laws, such as the Illinois… more
- TD Bank Group (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... judgment in reviewing and approving remediation action plans Responsible for assessing regulatory risk associated with new products, services and other… more
- PNC Financial Services Group, Inc. (Pittsburgh, PA)
- …Regulatory Reporting, Axiom experience would be ideal. *Database experience within the financial services industry a plus. Ideally, the candidate will have ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Societe Generale (Jersey City, NJ)
- …a local presence. Our core mission in the Americas involves delivering sound financial reports, supporting Business Units, Service Units and General Management ... robust teams also oversee and execute cross-business projects in the financial and regulatory areas of the industry by providing expertise on accounting,… more
- Goldman Sachs, Inc. (Dallas, TX)
- …key role in the firm's business planning decisions around allocation of scarce financial resources. Regulatory Controllers is responsible for regulatory ... is responsible for the dynamic identification, measurement and mitigation of firmwide financial reporting risks in support of regulatory mandates and corporate… more
- Highmark Health (Pittsburgh, PA)
- …: JOB SUMMARY This job is responsible for the accounting functions related to financial and regulatory reporting including preparing financial and ... projects as assigned by management. Detailed responsibilities include the following: financial statement preparation including footnotes for both annual audits and… more
- Fidelity Investments (Clearwater, FL)
- Job Description: Financial Services Representative Have a passion for helping people? Join our team of Financial Services Representative where you'll ... to expect In your first year as a new Financial Services Representatives, your onboarding leader will...in an Investor Center. Obtain Licenses: Become a FINRA ( Financial Industry Regulatory Authority) Registered Representative by… more
- MUFG Bank, Ltd. (Irving, TX)
- …of experience in financial crimes data analytics within the financial services industry. Transaction Monitoring: Experienced in monitoring and analyzing ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …to 3 years Certifications s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative ... approaches available within established systems. Identify the products or services that best meet the customer's stated needs, use...Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry… more
- Pennymac (Westlake Village, CA)
- PENNYMAC Pennymac (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production ... projects, including filings with the Securities and Exchange Commission, audited financial statements, regulatory agencies, debt compliance reporting and… more
- PNC Financial Services Group, Inc. (Washington, MI)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... and have an opportunity to contribute to the company's success. As a Financial Advisor within PNC's Investment organization, you will be based in Washington, MI.… more
- MUFG Bank, Ltd. (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...for AML/BSA compliance for MUFG. Responsibilities Provides full advisory services to First and Second Lines of Defense on… more
- FNB Corporation (Lancaster, PA)
- …quality service to every customer. Primary Responsibilities: Manages and services existing clients and Bank customers and builds stronger existing customer ... Maintains all client files, completes all required Continuing Education (CE) and Financial Industry Regulatory Authority (FINRA) licensing. Reviews the work of… more
- Central Bancompany (Lawrence, KS)
- …advisor or that the advisor may refer clients back to when one of these groups' services are needed. Each Financial Advisor is expected to maintain a level of ... The Financial Advisor is also required to complete the required Financial Industry Regulatory Authority (FINRA) Continuing Education every two years. Failure… more
- Aquent (Los Angeles, CA)
- …partnered with Aquent. You will play a vital role in ensuring the financial integrity and regulatory compliance of healthcare claims, directly contributing to ... the organization's mission of providing accessible and equitable healthcare services . This is an exceptional opportunity to leverage your expertise in claims… more
- Houlihan Lokey, Inc. (Houston, TX)
- …debt, equity and complex securities in order to meet their investor and regulatory financial reporting requirements. Our market-leading practice has a strong ... Business Unit: Financial and Valuation Advisory Industry: Portfolio Valuation Houlihan...the firm's commitment to client success across its advisory services . The firm is the No. 1 investment bank… more
- Tecolote Research (The Villages, FL)
- … financial actions or methods, determine financial feasibility or financial soundness, determine regulatory compliance, or perform other financial ... Overview Tecolote is seeking Financial Management Analysts to be located at MacDill...offices, SOF AT&L-K, HQ USSOCOM, Defense Finance and Accounting Service (DFAS), and the 6th Comptroller Squadron. This support… more
- Chestnut Health Systems (Bloomington, IL)
- …with analysis and recommendations to leadership. Manage relationships with external financial partners like banks, auditors, and service providers. Budgeting ... Committee and Audit Committee. Tax Filing and Compliance Ensure compliance with financial reporting and regulatory requirements, including tax filings and… more
- Wells Fargo (Los Angeles, CA)
- …clients and prospects. Assist in delivering the full range of products and services to Private Equity clients through formulating financial strategy and policy ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
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