- Fidelity (Covington, KY)
- …and our career center. The Expertise and Skills You Bring Aptitude and dedication to complete the FINRA SIE , Series 7 Top Off and Series 63 exams ... (Registered Representative by studying for and obtaining your SIE, Series 7 , and 63 licenses, all fully...does not offer work visas for this role Certifications: Series 07 - FINRA , Series … more
- Usaa (Tampa, FL)
- …design model. Experience with Virtual Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job ... and/or attainment within 90 days of job entry. What sets you apart: Current FINRA Series 7 . Current FINRA Series 63 and/or attainment within 90 days… more
- Scotia Capital (USA), Inc. (New York, NY)
- …experience, and accompanying qualifications. $225,000/yr & 40 hrs/wk. FINRA SIE req'd. FINRA Series 7 req'd. FINRA Series 63 req'd. xhqgsiq ... Pls apply directly thru by searching for Associate Director, Exotic Equity Derivatives Trader & indicate job code JK110425AD. JobiqoTJN. Keywords: Trader, Location: New York, NY - 10060 more
- Usaa (Phoenix, AZ)
- …and required maintenance or ability to acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA ... Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. 1 year… more
- Usaa (Phoenix, AZ)
- …and required maintenance or ability to acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA ... Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. 4 years… more
- Charles Schwab (Vienna, VA)
- …(CWS), CFA or CFP highly preferred Bachelor's degree highly preferred Required Qualifications Active & valid FINRA Series 7 license Active & valid FINRA ... Series 66 (63/65) license Active & valid Life & Health insurance 7 + years financial services industry experience 2+ years Ultra- HNW client experience Pursuant to… more
- Charles Schwab (Naples, FL)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- Charles Schwab (Savannah, GA)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- Charles Schwab (Huntersville, NC)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required?? Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job.?? Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a… more
- Charles Schwab (Asheville, NC)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- Usaa (Phoenix, AZ)
- …military experience through military service or a military spouse/domestic partner Current / Active FINRA Series 7 Current / Active Life/Health license CFP ... (Certified Financial Planner), CLU (Chartered Life Underwriter), or RICP (Retirement Income Certified Professional) designations 10 or more years of experience with wholesaling, sales training, and coaching on financial service products. Previous leadership… more
- Intrua Financial, LLC (Houston, TX)
- …it ready for them. Skills and Experience: 2+ years' experience in the Financial Planning field Series 7 & 66, or 65 Licenses CFP a plus Four-year degree or ... to adhere to rules and regulations as stated and required by Advisors and FINRA is required. Larson Financial Group offers a generous employee benefits & perks… more
- Truist (Atlanta, GA)
- …software products. 8. Ability to travel, occasionally overnight. Preferred Qualifications: 1. Strongly preferred: FINRA Series 7 , and 66 licenses ( Series ... review the following job description:** The Business Unit Risk Advisor Specialist II- FINRA engages with the Investment Banking and Capital Markets Business Unit… more
- Vanguard (UT)
- Have your FINRA Series 7 and 63 and a talent for client service? Explore a rewarding career as a Client Service Excellence Representative with Vangaurd. ... a $20,000 licensing bonus for bringing your active SIE, Series 7 , & Series 63...7 and 63 regulatory license and/or registration (eg FINRA , state, SFC). These will be determined by Compliance… more
- PNC (Pittsburgh, PA)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 , 66 (or 63/65), 24 (or ... 9/10) required. In addition, FINRA Series 4 and 53 required for trade review. State insurance license preferred. **Benefits** PNC offers a comprehensive range of… more
- KeyBank (Denver, CO)
- … License S63 (required) + FINRA Security Industry Essentials (SIE) (required) + FINRA Series 7 and Life Insurance (preferred) **Skills** + Investment ... Knowledge: Working knowledge of investment products and ability to explain options clearly to clients. + Organization & Detail Orientation: Demonstrated ability to manage multiple priorities with exceptional organizational skills and strong attention to… more
- TD Bank (Marlton, NJ)
- …+ College degree or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required + FINRA Series 24 ... to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA Series 63 (Preferred) +… more
- Wells Fargo (The Woodlands, TX)
- …of the following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate ... registration (or FINRA recognized equivalents) **Desired Qualifications:** + Successfully completed FINRA Series 63 and 65 (or 66) exams to qualify for… more
- Wells Fargo (Beverly Hills, CA)
- …training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and ... qualify for immediate FINRA registration **Desired Qualifications:** + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or … more
- Wells Fargo (Lincoln, NE)
- …training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and ... **Desired Qualifications:** + 1+ years of leadership experience + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or FINRA … more
