- PIMCO (Austin, TX)
- PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed ... recognized as an innovator, industry thought leader and trusted advisor to our clients. Position Description We are seeking...investment solutions that leverage PIMCO's position as a premier fixed income investment manager. PCG focuses on… more
- T. Rowe Price Group, Inc. (Baltimore, MD)
- …experience, we provide investment solutions and a broad range of equity, fixed income , and multi-asset capabilities to individuals, advisors, institutions, and ... a swift response to client needs, efficient problem resolution, contract and operational compliance , and risk mitigation. Serves as consultant to the client on how… more
- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- JPMorgan Chase (New York, NY)
- …such as Control Management, Compliance , Legal, Risk and Technology. As a Global Fixed Income Business Manager Associate within the GFICC group, you will be a ... opening for an Associate Business Manager in the Global Fixed Income , Currency and Commodities (GFICC) group...trusted advisor to Business/Group Heads, assisting in identifying, escalating, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Corporate and Investment Bank Fixed Income Capital Markets - Senior Assistant VP (Senior Business Execution ... career areas and lines of business at wellsfargojobs.com . Fixed Income Capital Markets within CIB has...partners across the organization and serves as a trusted advisor in establishing business priorities, partnering with the broader… more
- Citigroup (Getzville, NY)
- …to assess service quality and identify areas for improvement + Act as an advisor to new/junior staff + Appropriately assess risk when business decisions are made, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Wellington (Boston, MA)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... our perspectives with those of our clients. **About the Role** **Position** The Advisor Education Marketing Strategist will bring a unique set of skills and… more
- Neuberger Berman (Dallas, TX)
- …business development skills; existing Cross-Channel relationships a plus + Strong fixed income /ETF background with a fundamental understanding of alternatives ... The Cross-Channel Advisor Consultant is responsible for furthering the growth...March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private… more
- Neuberger Berman (FL)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... The Advisor Consultant is responsible for creating new relationships...Specialists, ETF Strategists, and other members of distribution, legal, compliance , and investments. + Maintain knowledge of Neuberger Berman… more
- City National Bank (New York, NY)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- Raymond James Financial, Inc. (Denver, CO)
- …category includes but is not limited to mutual funds, UITs, exchange traded products and fixed income . Some guidance is provided to perform varied work that is ... to ensure adherence to securities industry regulations and limit firm liability. An Advisor for the Packaged Products team would be expected to analyze various … more
- Oriental Bank (San Juan, PR)
- …business periodicals; comprehend technical procedures, government regulations and reports, fixed income portfolio management, forecast planning, investment ... The Advisor , Finance and Accounting (Treasury) assist in overseeing...liquidity needs by monitoring and forecasting liquidity levels in compliance with internal policies and regulatory guidelines. + Support… more
- Fannie Mae (Washington, DC)
- …to one or more areas within credit, interest rate, counterparty credit risk, and/or fixed income valuation in the financial services industry * Expertise in ... *THE IMPACT YOU WILL MAKE* The Model Validation - Advisor role will offer you the flexibility to make...processes, and changes in the financial services industry, regulatory compliance , or other external environmental factors. * Work closely… more
- First Horizon Bank (Birmingham, AL)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... responsible for completing audit engagement assignments with minimal supervision. The Audit Sr. Advisor is expected to: + understand and identify the full range of… more
- First Horizon Bank (Memphis, TN)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that...reporting that provides a holistic view of business unit compliance with risk programs, identification of top business unit… more
- First Horizon Bank (Charlotte, NC)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and...reporting that provides a holistic view of business unit compliance with risk programs, identification of top business unit… more
- First Horizon Bank (Charlotte, NC)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management organization. This role sits in the… more
- Vanguard (Washington, DC)
- …of investing for millions of investors. Vanguard also sees an opportunity in terms of fixed income where we have a strong record of providing clients with ... improved performance at lower prices than industry alternatives. Improving fixed income investment outcomes is a strategic focus for the firm. Summary As the… more
- JPMorgan Chase (Jersey City, NJ)
- …, or audit + Expertise in financial services products - eg Investment ( fixed income , equity, alternatives, derivatives), Lending, Trusts and Estates + Highly ... liaise with regulators as needed + Be a trusted advisor for Wealth Management Solutions, control teams, Compliance... advisor for Wealth Management Solutions, control teams, Compliance , Conduct and Operational Risk (CCOR) and Risk colleagues… more
- Deloitte (Boston, MA)
- …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Manager in this group, you ... in accounting, finance, MIS, or related field required + Practical knowledge in fixed income financial products, income tax principles, debt instruments… more
