- MUFG Bank, Ltd. (New York, NY)
- …years of compliance with a focus on advisory and policy development. 5+ years of Fixed Income Compliance experience Strong knowledge of FINRA, SEC, NFA and CFTC ... a strong understanding of regulatory compliance, risk management, and business operations . This role requires someone who is detail-oriented, analytical, and able… more
- HSBC (New York, NY)
- …/ money markets, options, swaps, structured derivatives, foreign exchange, commodities, equities, fixed income bonds, repo, custody and clearing. Global Payment ... Risk, Regulatory Compliance, Internal Audit, etc). Experience in Global Markets products ( fixed income , equities, corporate and government bonds and derivatives)… more
- Oppenheimer & Co. Inc. (Scottsdale, AZ)
- …sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory ... management services. Job Description : The firm is seeking a Branch Senior Operations Specialistto join their Private Client Branch office in Scottsdale, AZ.… more
- Living Talent (New York, NY)
- …(mandatory) 300K+ Total Compensation Forward Thinking/Transformational Role Fixed Income Expertise We're seeking a strategic, hands-on Senior Consultant ... Management, and Compliance modules. Build trusted partnerships with Fixed Income and compliance stakeholders to support daily operations and incident… more
- HSBC (New York, NY)
- …/ money markets, options, swaps, structured derivatives, foreign exchange, commodities, equities, fixed income bonds, repo, custody and clearing, as well as ... Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc. As our Senior Audit Manager, M arkets and Security Services you will: Lead multi-site… more
- First Horizon (New Orleans, LA)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... related auditing experience Relevant financial services industry knowledge (Deposit Operations , Treasury Management, Retail Banking, Electronic Funds Transfer, Items… more
- Michael Page (Chicago, IL)
- … Senior Accountant Responsibilities: Supports daily, monthly, and year-end operations , including the preparation and analysis of financial statements. Assists ... over a decade entities under their umbrella and are now looking to bring a Senior Accountant to their team! Reporting directly into the Senior Accounting Manager… more
- RZS Recruitment (Middletown, NY)
- …certification are required] CPA is a plus Prior experience in financial ERP software preferred; Microsoft D365 Finance & Operations a plus Corporate Income tax ... About the job Senior Tax Accountant Senior Tax Accountant...expense account analysis as needed Prepare federal and state income tax return workpapers Prepare quarterly federal and state… more
- Citigroup, Inc. (Jersey City, NJ)
- …. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is ... projections at Tri Party and Central Banks supporting the fixed income and equities finance desks. This...as a key liaison between trading desks, treasury, risk, operations , and senior management. *Present improvement ideas,… more
- CrossCountry Consulting (New York, NY)
- …following: Business areas and processes related to Sales, Trading, Compliance and Operations Products, including equities, fixed income , swaps, commodities, ... say about our unique culture by clicking here. We are seeking a Senior Consultant with expertise in Internal Audit within the Financial Services sector, specializing… more
- First Horizon (Birmingham, AL)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... to drive product enhancements. Support other activities such as operations , customer communication, legal/regulatory research, and product pricing Demonstrates… more
- Balyasny Asset Management LP (New York, NY)
- …of the FIX protocol, MS SQL, and familiarity with US and International Equity, Fixed Income , and Commodity markets. * Post-Trade Lifecycle: Insight into the ... Join our dynamic team in New York as a Senior Software Engineer, where you'll play a pivotal role...Work: Contribute to critical systems that drive our trading operations . * Professional Growth: Gain exposure to the business… more
- First Horizon (Memphis, TN)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... Orleans, LA; or Raleigh, NC. At First Horizon Bank Operations , we are on a mission to deliver a...their customers one opportunity at a time. Summary: The Senior Syndications Account Manager partners with the specialty and… more
- Flextrade (Great Neck, NY)
- …high performance multi-asset execution management and order management systems for equities, fixed income , foreign exchange, futures, and options. A pioneer in ... confidentiality of their trading strategies. The Team: Our SaaS Operations team works collaboratively across the globe, with local...handover process to other regions. Serve as the in-region senior lead for SaaS Ops team 5+ years' experience… more
- PGIM (Tampa, FL)
- …Portfolio Administration and Valuation Accounting team primarily supports Prudential Fixed Income , Quantitative Management Group, Finance, Performance Reporting, ... Job Classification: Investment Management - Investment Operations A GLOBAL FIRM WITH A DIVERSE &...Resources to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and… more
- DRW (Chicago, IL)
- …the US, Canada, Europe, and Asia, we trade a variety of asset classes including Fixed Income , ETFs, Equities, FX, Commodities and Energy across all major global ... integrity, innovation and a willingness to challenge consensus. As a Trading Operations Engineer, you'll provide support to a group of trading desks based… more
- MUFG Bank, Ltd. (New York, NY)
- …a Big 4 firm Comprehensive technical knowledge, including substantial exposure to fixed income and derivative products across multiple facets CPA certification ... deliver high-quality results Proactive and enthusiastic approach to collaborating with senior stakeholders across finance, front office, treasury, operations ,… more
- PGIM (Newark, NJ)
- …procedures, and document findings. Research asset manager strategies and performance across fixed income , public equity, private equity, public & private credit, ... Labor and other regulatory compliance issues. Review and assess the operations , internal controls and platform-specific risks of traditional and alternative… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... improved operating model. Preparation and presentation of liquidity reporting materials to senior management committees such as US Asset Liability Committee and US… more
- Citigroup, Inc. (New York, NY)
- …Prime Finance, or Delta One trading experience required across either equity or fixed income products. Proficiency with Bloomberg, MS Excel modelling & macro ... and existing clients, as well as management reporting. Interface with operations , technology, and account management teams to ensure proper controls, settlements… more
