- Amazon (Redmond, WA)
- …into the US as a refugee or granted asylum. Project Kuiper is looking for a Global Export Control Manager to define program and product requirements to ... & Compliance teams to drive strategy, drive and enforce global export control processes - Drive transactional...a total compensation company. Dependent on the position offered, equity , sign-on payments, and other forms of compensation may… more
- JPMorgan Chase (Boston, MA)
- Join our dynamic team as a Global Exchange Traded Funds Operations Control Manager , where you'll drive impactful change and innovation in the Custody ... As a Global Exchange Traded Funds Operations Control Manager within the Custody Exchange Traded...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Tampa, FL)
- …risks, and play a key role in shaping the future of payments. As a Payments Global Sales Controls Manager within the Commercial & Investment Bank, you will be at ... and metrics. + Manage regulatory exams and audits impacting Global Sales. + Contribute to the Control ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... 10+ years of experience in conflicts management within a global financial institution, preferably in a control ...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- JPMorgan Chase (Tampa, FL)
- …skills in a dynamic environment that values innovation and collaboration. **Job Summary** As a Control Manager on the Global Corporate Banking team, you will ... Join our Global Corporate Banking team and play a pivotal...role in ensuring the effectiveness and efficiency of internal control processes within the organization. This position offers career… more
- Citigroup (New York, NY)
- …Framework, policy, and standards. Reporting to the ETRM Global Head of Equities and Spread Products, this Risk Manager will provide leadership, guidance and ... across the Global Spread Products and NAM/LATAM Equities Businesses. **Key Responsibilities:** The Risk Manager ...the E-Trading Risk Management Framework + Represent ETRM in control processes such as the E-Trading Risk & … more
- Bank of America (Charlotte, NC)
- Product/Specialty Controller - Global Financial Control ; Global Banking/ Equity Investments Controller Team Charlotte, North Carolina **Job Description:** ... accounting and financial reporting knowledge. **Line of Business Job Description:** The Global Banking/ Equity Investments Controller Team is part of GLEC, within… more
- TD Bank (New York, NY)
- …Equity Aggregation:** Oversee the TDS Equity Aggregation portfolio within the Global Control Room. Review and update procedures and work with key ... stakeholders: assist with leading oversight /governance committees for the Global Control Room; track and report on...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- BlackRock (San Francisco, CA)
- …equity investment industry and has consistently achieved client investment goals across global equity markets for over 30 years. Our clients include corporate ... **About this role** **Systematic Active Equity (SAE) Core PM Portfolio Manager ...operational excellence and foster a culture of investment risk control and compliance + Work alongside SAE Portfolio Management,… more
- Bank of America (New York, NY)
- Senior Business Financial Control Product Associate- Global Credit & Specials Situations (CFO) New York, New York **Job Description:** At Bank of America, we are ... opportunities to learn, grow, and make an impact. Join us! **Job Description:** The Global Credit & Special Situations (GCSS) Finance team is part of the CFO… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime Brokerage The ... ** covering **the Securities Financing and Prime Services/Brokerage businesses** in the Global Product Control Team, you are accountable for ensuring accurate… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... to the MD, Business Management, Strategy & Surveillance, you will represent the Global Head of Electronic trading with the accountability to enable smooth day-to-day… more
- HSBC (New York, NY)
- …research ( equities , fixed income and alternatives) or conducting investment manager due diligence + Minimum of 5 years of investment management experience ... our communities and the planet we all share. The Junior Multi-asset Portfolio Manager / Investment Manager Due Diligence Analyst is responsible for assisting in… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... **Job Description:** TD Cowen, a division of TD Securities, is looking for an Equity Research Associate to join its Healthcare, Biotechnology team in New York. … more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies and… more
- TD Bank (New York, NY)
- …Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance ... or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global Systemically Important...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... an [associate] position in New York to support the Global Capital Markets Group, with focus on Debt [and... Capital Markets Group, with focus on Debt [and Equity ] Capital Markets including Asset-Backed Securities and Leveraged Finance… more
- TD Bank (New York, NY)
- …regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control , the Manager supports Change ... of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $185,000 USD TD is...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- HSBC (New York, NY)
- …supporting functions (eg, Market Operation, Trade Surveillance, Traded Risk and Product Control ). The team also covers Global Research, which provides research ... treasury / money markets, options, swaps, structured derivatives, foreign exchange, commodities, equities , fixed income bonds, repo, custody and clearing, as well as… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... details for this role. **Job Description:** **Preferred Qualifications:** **Associate - Global Markets Documentation** **Department Overview** The Global Markets… more