- SMBC (Jersey City, NJ)
- …transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessments . + Strong management and leadership skills; ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T...BSA/ AML /Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML … more
- MUFG (New York, NY)
- …enhanced products and services as the business units complete the product service risk assessments . + Coordination, Issue Management and Communication - Through ... provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO),...into Bank Policy in a manner commensurate with our risk profile; + Participating in global and regional financial… more
- Citigroup (New York, NY)
- The Risk Head for Investor Services Digital Assets will be a strategic leader responsible for designing, implementing, and overseeing a comprehensive risk ... and the evolving regulatory landscape of digital assets. The Risk Head will act as a primary...** Risk Assessment & Management** + Conduct regular risk assessments specific to digital asset activities,… more
- Scotiabank (New York, NY)
- …review overall health of the business; + Support Internal Controls in completing compliance risk assessments (eg, RCSA, CRCA, Risk ID, Scenario Analysis) and ... analysis, for delivery to and discussion with the respective head traders/business line heads; + Directs day-to-day activities in...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Regions Bank (Birmingham, AL)
- …This includes risk governance, risk assessment (quarterly, change risk assessment, and targeted assessments ), findings management, control management and ... directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group Manager...threat landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA/ AML 1st or 2nd line risk management… more
- Scotiabank (Dallas, TX)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines… more
- MUFG (Irving, TX)
- …for required resources to accommodate fluctuating caseloads within tight deadlines + Advise Global Head of FI EDD Operations on any gaps to the required capacity + ... + Maintain a high level of accuracy and attention to detail in all data assessments and reporting **Qualifications** + 3-5 years' direct work experience in risk … more
