- Bank of America (Houston, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisor - Registration Candidate - Central Houston Area Houston , Texas;Bellaire, Texas; ...appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Dickinson, TX)
- …FSA Stage I must have a general awareness of core banking and investment solutions. Required Skills: Series 7 & 66 must be obtained within 120 days; Series ... Solutions Advisor I - Registration Candidate - Consumer Investments - South Houston Area Dickinson, Texas;Galveston, Texas; Baytown, Texas **To proceed with your… more
- Bank of America (Houston, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... Financial Solutions Advisor - West Houston Area Houston , Texas;Katy, Texas **To...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Equitable (Houston, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... Wealth Management Associate - TX, Austin, Brownville, Dallas, Ft Worth, Houston , Katy, San Antonio & The Woodlands (2603) ( PIN\_32907 ) **Primary Location** :… more
- Bank of America (Beaumont, TX)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Merrill Financial Solutions Advisor: Houston Texas Market Houston , Texas; Houston , Texas; Beaumont, Texas **To proceed with your application, you must be at… more
- Zions Bancorporation (Irvine, CA)
- …and financial services and the ability to apply that information to current role. + Series 7 , 63, 65 and General Lines Insurance Agent licenses required. + ... to join our team of bank partners located in either Irvine, California or Houston , Texas. At Zions Bancorporation, our Wealth Management Team is supported by a… more
- Truist (Houston, TX)
- …experience in the financial services industry 3. FINRA: Maintains proper licenses including Series 7 , Series 66, Life, Health, and Variable insurance ... the relationship teams and deliver Purpose Driven Wealth experience. 7 . Document all client interactions via CRM system. 8....to perform the essential functions. 1. Bachelor's Degree 2. 7 or more years of lending or relationship management… more
- Truist (Houston, TX)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- JPMorgan Chase (The Woodlands, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- JPMorgan Chase (Humble, TX)
- …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required), and ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more
- JPMorgan Chase (Houston, TX)
- …if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) and Life ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
- Thrivent Financial (The Woodlands, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. After onboarding, you'll have control over the income you earn, as you'll be paid through commissions and incentives based on your success. As a Thrivent Financial advisor, you will: + Build a financial practice guiding Christians on their… more
- PNC (Los Angeles, CA)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... be based in Pittsburgh, PA, Philadelphia, PA, Dallas, TX, Houston , TX, Chicago, IL, New York, NY, and/or Los...Derivatives - SIE, Series 7 and 63 within 120 days...Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG… more
- PNC (Austin, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... PNC's Public Finance organization, you will be based in Houston , Dallas, San Antonio, or Austin, TX. Job Description...Derivatives - SIE, Series 7 and 63 within 120 days… more
- ExxonMobil (Spring, TX)
- …(https://corporate.exxonmobil.com/About-us/Who-we-are) and how we can work **together** . **About Houston ** ExxonMobil's state-of-the-art campus north of Houston ... Hardy Toll Road, approximately 25 miles from the cultural vibrancy of downtown Houston . The campus was constructed to the highest standards of energy efficiency and… more
- ExxonMobil (Spring, TX)
- …(https://corporate.exxonmobil.com/About-us/Who-we-are) and how we can work **together** . **About Houston ** ExxonMobil's state-of-the-art campus north of Houston ... Hardy Toll Road, approximately 25 miles from the cultural vibrancy of downtown Houston . The campus was constructed to the highest standards of energy efficiency and… more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... $100m+ AUM in the Central Region. Major focus cities include Dallas, Austin, Houston , Denver, St. Louis, and Kansas City. The RIA Client Advisor must possess… more
- Wells Fargo (Dallas, TX)
- …a week between Dallas and Houston TX and occasionally Tulsa, OK. + Registration for FINRA Series 7 must be completed within 90 days of hire date if it is not ... recognized equivalents will be accepted. + Registration for FINRA Series 79 must be completed within 90 days of...recognized equivalents will be accepted. + Registration for FINRA Series 63 (or 66) must be completed within 90… more
- PNC (Cleveland, OH)
- …candidate is required to obtain FINRA SIE and Series 99 licenses within 120 days of hire. Series 7 , 24, or 27 licenses can be used in lieu of Series 99 ... organization, you will be based in Pittsburgh, PA, Cleveland, OH, Birmingham, AL or Houston , TX. This is a remote position. Work may be performed from a quiet,… more