- Citigroup (Tampa, FL)
- …deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly ... This role will cover the Data, Regulatory and Account Operations teams. Data Operations provide...over bank and custodial accounts, and escheatment filing. The Audit Manager is an intermediate level role responsible for… more
- Wells Fargo (Minneapolis, MN)
- …seeking a **Senior Lead Regulatory Relations Specialist** to join our Internal Audit Regulatory Relations team. This team leads regulatory engagement for ... Internal Audit , develops a holistic view of regulatory activities and themes, and ensures proactive regulatory...+ Paid time off + Disability benefits + Life insurance , critical illness insurance , and accident … more
- American Express (New York, NY)
- …(GRC) teams. **How will you make an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be part of the team responsible for ... help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support...financial well-being support + Comprehensive medical, dental, vision, life insurance , and disability benefits + Flexible working model with… more
- USAA (Charlotte, NC)
- …of internal audit principles to support conformance with applicable Insurance regulatory requirements and risk management principles in the conduct ... truly makes us special and impactful. **The Opportunity** The Insurance Audit Executive for Product, Distribution &...time, within agreed upon budget, and in accordance with audit methodology, regulatory standards and the Institute… more
- American Express (Sandy, UT)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... audit lifecycle responsibilities in accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory … more
- PNC (Raleigh, NC)
- …to determine if management has completed all work to recommend closure of regulatory MRAs (Matter Requiring Attention) and audit issues. This will involve ... company's success. As a Quantitative Analytics/Modeling Consultant Sr. within PNC's Internal Audit organization, you can be based in Pittsburgh, PA; Cleveland, OH;… more
- HP Inc. (Spring, TX)
- **Position Overview** We are seeking an experienced Internal Audit Principal Auditor with a specialization in Order to Cash (O2C) and a strong focus on ... Sarbanes-Oxley (SOX) compliance. The successful candidate will lead and execute internal audit engagements within the Order to Cash process, ensuring adherence to… more
- USAA (Charlotte, NC)
- …responsible for the delivery of internal audit work in accordance with audit methodology, regulatory standards and the Institute of Internal Auditors (IIA) ... of internal audit for assigned functions areas in accordance with audit methodology, regulatory standards and the Institute of Internal Auditors (IIA)… more
- Heritage Financial Credit Union (Middletown, NY)
- …related field. + Minimum of 3+ years of progressive experience in internal audit , risk management, or regulatory compliance, preferably within a financial ... Sr. Manager of Internal Audit - Middletown, NY WFH Flexible * Middletown,...bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... and an enterprise mindset. + Validate management's corrective actions to address audit findings and regulatory gaps. This involves reviewing applicable … more
- US Bank (New York, NY)
- …Function - Other is a management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director. This role supports ... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,...dental, vision) + Basic term and optional term life insurance + Short-term and long-term disability + Pregnancy disability… more
- Charles Schwab (Westlake, TX)
- …Strong oral and written communication skills + Clear understanding of methodology and regulatory expectations in the execution of audit work, issue validation, ... **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation...onboarding and ongoing support to new team members. + ** Regulatory :** Conduct validation testing on the action plans completed… more
- American Express (Phoenix, AZ)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... audit lifecycle responsibilities in accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory … more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... for process improvements + Support internal and external assessments (including regulatory examinations) of the Internal Audit function, including facilitating… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... firm's policies and procedures + Validate management's corrective actions to address audit findings and regulatory gaps. + Execute continuous business monitoring… more
- Citigroup (New York, NY)
- …Citi's Lines of Defense model. The individual will also engage actively with the Regulatory Issue Validation audit team to support and subject matter expertise ... and the second lines of defense. + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all ... controls. The Broker-Dealer/Asset Management enterprise team is seeking an Internal Audit Manager. The Broker-Dealer/Asset Management team provides internal audit… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all ... internal controls. The Technology enterprise team is seeking an Internal Audit Manager primarily responsible for handling infrastructure audits. The Technology… more
- PNC (Charlotte, NC)
- …and Administration Team oversees the quality assurance and improvement program (QAIP), audit methodology, regulatory management, audit operations oversight ... position, will be responsible for performing quality assurance reviews of internal audit engagements and regulatory issue validations, as well as leading… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... to execute audit engagements, ongoing monitoring activities and validation of audit and regulatory findings in conformance with professional and department… more