- Bank of America (Boston, MA)
- Senior Audit Manager - (BSA/ AML including...**Skills:** + Audit Planning + Coaching + Internal Audit Review + Issue Management + Risk ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience in… more
- Bank of America (Stamford, CT)
- IT Audit Senior Audit Manager - Financial Crimes (BSA/ AML /Economic Sanctions/Fraud) Charlotte, North Carolina;Stamford, Connecticut; Plano, Texas; ... development plans for team **Skills:** + Audit Planning + Coaching + Internal Audit Review + Issue Management + Risk Management + Business Acumen + Critical… more
- TD Bank (Mount Laurel, NJ)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...pursue certification + Travel 25% or more preferred qualifications: Internal audit experience. Certifications: CIA, CAMS, CFE… more
- TD Bank (Falmouth, ME)
- …of the Superintendent of Financial Institutions (OSFI), Federal Reserve and Internal Audit to determine level of CIP/BSA/ AML compliance + Manages day to day ... details for this role. **Line of Business:** Compliance **Job Description:** The Senior AML Compliance Manager manages the daily activities of an assigned group… more
- TD Bank (Lexington, SC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance + Contributes to cross-functional ... and reports required by external regulatory bodies and TD internal groups + Conducts research, assesses AML ...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements… more
- Citigroup (Jersey City, NJ)
- …action and correction. + Establish a formal Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis ... are required. + Liaise with US and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating … more
- TEKsystems (Greenville, SC)
- …effective risk management solutions. Skills: Audit , controls design, Financial services, Internal control, Aml , Fraud Top Skills Details: Audit ,controls ... for oversight over the risk assessment process, all aspects of AML /Anti bribery and corruption (ABAC)/Sanctions/Fraud compliance programs for businesses and legal… more
- TD Bank (Mount Laurel, NJ)
- …high risk transactions / activities as necessary + Complies with applicable internal and external audit and regulatory requirements and may actively ... of Business:** Financial Crime Risk Management **Job Description:** The AML Operations Analyst I provides a range of analytical...+ Requires diplomacy to exchange ideas and information with internal partners and management + Acts as a subject… more
- TD Bank (Mount Laurel, NJ)
- …high risk transactions / activities as necessary + Complies with applicable internal and external audit and regulatory requirements and may actively ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Operations Analyst II provides a range of analytical and/or operational… more
- Bank of America (Charlotte, NC)
- Consumer AML High Risk Detection Senior Operations Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... including 3-6 years supervisory experience. **Line of Business Job Description:** The Consumer AML Operations Manager will be focused on providing leadership to… more
- PNC (Charlotte, NC)
- …meetings. * Assist with representing AML modeling function in regulatory, internal audit , and model risk management reviews. Required Experience * ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Duties * Assist with establishing strategic direction for PNC's … more
- JPMorgan Chase (Plano, TX)
- …the global firmwide KYC program with Corporate LOB Compliance, Corporate Exam Management, Internal Audit , CB and CIB Business teams, the KYC Officer organization ... our corporate standards. This position of WKO KYC Policy Manager is responsible for ensuring that Wholesale Bank's KYC...tight deadlines + Minimum of 7-10 years' experience in AML /KYC, Compliance, Risk or Audit . + Knowledge… more
- BMO Financial Group (Chicago, IL)
- …any new AML related rules. Develops and maintains an effective internal control framework that defines the ways and methods governance is implemented, managed, ... Supports all examinations and audit reviews. Also, handles impact assessments related to...Applies specialized knowledge of risk management, regulatory compliance and internal controls related to business processes and information. +… more
- Citigroup (Irving, TX)
- Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key ... IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's...QA team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:**… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level...objective is to recruit, develop, and manage an effective Internal Audit team, that ensures the firm ... and evaluate audit plans. USPB Overview: The Internal Audit US Personal Banking team is...and Issue Validation Background preferred ; Fraud, financial crimes, AML /KYC knowledge is a plus + Related certifications (CPA,… more
- Bank of America (Plano, TX)
- Data Quality (DQ) Audit Team - Audit Manager Charlotte, North Carolina;Plano, Texas **Job Description:** As a member of the Data Quality (DQ) Audit team, ... Data or other relevant experience + 2+ years of AML data investigations at a regulated financial institution in...Strong interpersonal skills for interfacing with all levels of internal and external audit and management **Desired… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product Risk Department Our Company At FirstBank, we strive to be trusted advisor to our clients ... our client's expectations. A Brief Overview The Mortgage Unit Audit & Risk Assessment Manager is responsible...business audits and reviews. Serves as liaison with regulators, internal and external auditors. Investigates and answers audit… more
- City National Bank (Los Angeles, CA)
- …available but becomes open in the near future.** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor-in-charge to ... ** MANAGER OF AUDIT I** **This position...and discussions with business management.Continuously builds trusting relationships with Internal Audit peers and business management.Acts as… more
- Citigroup (Tampa, FL)
- Citi's Internal Audit (IA) division provides independent...within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong ... provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal … more
- TD Bank (Falmouth, ME)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** he Audit Manager is accountable for overseeing ... and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks...orientation to new hires Preferred Experience: Financial Crimes or AML audit experience. CAMS, CFE or CFCS… more
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