- Monster (Wilmington, DE)
- Job Description The Compliance Officer is responsible for operational support duties of the Compliance Department.In this role, your primary function is to ... execute assigned compliance monitoring and risk assessments in accordance with WSFS Bank's established procedures and monitoring and testing schedule.This position… more
- Monster (Wilmington, DE)
- …maintaining oversight over the BSA/AML/OFAC Compliance Program including supporting internal controls, appropriate designation of a BSA Officer , maintaining ... by WSFS Senior Management. Additional responsibilities delegated by the Chief Compliance Officer as required. Minimum Qualifications: Bachelor's Degree; an… more
- Monster (Redwood City, CA)
- …talk with you about Monterra Credit Union's Senior Vice President and Chief Lending Officer Position! Located in the heart of the Bay Area, Monterra Credit Union is ... and much more! POSITION SUMMARY The Senior Vice President & Chief Lending Officer (SVP/CLO) serves as a senior-level executive working with the CEO, executive team,… more
- Monster (Pembroke Pines, FL)
- …goals. Preparation of annual budget and a strategic business plan. Constant compliance to regulatory, accreditation standards and requirements, as well as any ... train and develop director-level staff in areas including budgeting, position control , etc.; includes building competency among directors to confidently report… more
- Monster (Houston, TX)
- …- $75000 annually Contractor Work Model: Onsite Reports To: Chief Financial Officer (CFO) Team Size: Manages 3-4 direct reports Industry Software: FieldRoutes About ... Us Fast-growing residential pest control provider with a reputation for delivering effective, safe, and eco-friendly services across Texas and Oklahoma is looking… more
- Monster (Norfolk, VA)
- …in carrying assignments through to completion and involving substantial contact with internal as well as external customers. Essential Job Functions: The ability to ... procedures in order to make a thorough analysis from internal and external sources. Collect, organize, and analyze data...cost or risk. Manage records created and received in compliance with the Hampton Roads Transit Records Management Policies… more
- Monster (Atlanta, GA)
- …of scopes of work, reviews cost estimates for projects while maintaining compliance with state, and local regulations. Performs constructability reviews as required. ... goals based on what the project will accomplish according to the internal and external client's expectations. Develops and implements a project management plan… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical ... operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance ....and supports interactions with Operational Risk, Enterprise Risk and Internal Audit, pertaining to processes, risks and controls. +… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... of material transactions on the Firm's Watch List for monitoring. + Maintain the Control Room's internal database of investment banking assignments, to prevent /… more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! **About the Role** Wells Fargo is seeking a **Lead Control Management Officer ** to support the **Commercial, Corporate & Investment Banking, ... and International Technology Control ** organization. This team serves as the front line...their respective groups. The role focuses on ensuring that internal controls, processes, and procedures are effective and aligned… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM ... operational trends, and external risk events for potential impact to control environment + Audit/ Compliance + Assist in Preparation/Maintenance/Tracking of… more
- Wells Fargo (Charlotte, NC)
- …grow. Join us! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment ... risks for their groups. This team works to ensure internal controls, processes, and procedures are adequate and effective,...+ Manage key relationships with Business Heads, Desk Heads, Compliance , Chief Operating Office(COO) and CIB Control … more
- SMBC (New York, NY)
- …employees. **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized ... to the Coverage and Capital Markets/Structured Finance Solutions Vertical Business Control Officer . **Role Responsibilities** * Leads and provides expert… more
- State of Massachusetts (Boston, MA)
- * Compliance Officer II | Department of Family & Medical Leave* The Compliance Officer is responsible for conducting investigations for compliance ... to deliver program integrity. *What you'd do:* ** The Compliance Officer II,who reports to the Senior...Communicates when necessary, verbally and in writing with DFML internal staff, DFML vendors, claimants, members of legislature, and… more
- KeyBank (Cleveland, OH)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit Compliance ... team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...Support the assessment process to identify trends, risk exposure, control effectiveness, and residual risks. + Compliance … more
- Zions Bancorporation (Midvale, UT)
- … compliance . . Manage and/or coordinate OFAC examinations by external parties, Internal Audit and Compliance Assurance. . Hire, fire, counsel, and conduct ... the opportunity. We are currently seeking an **_OFAC (Office of Foreign Assets Control ) Manager/Officer_** to join our team in-office in either Midvale, UT; Phoenix,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to ... Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data...CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation:… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...to ensure appropriate remediation. + Develop and maintain strong internal client relationships with focus on ensuring Compliance… more
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