- Squarepoint Capital (New York, NY)
- …assure proper handling of potential material non-public information Conduct detailed internal investigations into compliance -related matters, identifying and ... capital markets, volatility and beyond Review and analyze investment strategies ensure compliance with regulatory requirements and internal policies Vet and… more
- Ionis (Carlsbad, CA)
- …Ionis Compliance Program and drives results-oriented process improvement. Assists with internal compliance investigations , ensuring legal compliance ... unique culture while you develop and expand your career! Associate Director/Director, Compliance Counsel SUMMARY: Reporting to the Director of Compliance , the… more
- Molina Healthcare (Long Beach, CA)
- …(PSOC) Team. Responsible for the monitoring and intelligence, incident response, and investigations programs which are in place to avoid business disruption, threats ... efficiently as possible. Job Duties Responsible for operational physical security, investigations , and incident response for the enterprise to proactively monitor,… more
- International Staffing Consultants, Inc. (South Burlington, VT)
- …etc.). Risk Management: Oversee risk assessments, audits, and internal investigations to identify, evaluate, and mitigate compliance risks. Ensure timely ... across the organization. Policy Development and Implementation: Develop, review, and update internal compliance policies, ensuring they are in line with the… more
- Health Care District (West Palm Beach, FL)
- …Health Centers (FQHCs) or Disproportionate Share Hospitals (DSH). Experience with compliance programs, internal audits, and/or investigations related ... operations, Pharmacy Benefit Manager ("PBM") audit response, quality assurance, and compliance -related policies and procedures, internal and external auditing… more
- SCCU (Hollywood, FL)
- …the 3rd largest credit union in Florida, is looking for a Full Time Senior Internal Auditor to join our ONESCCU team in either our Miramar Operations Center ! SCCU ... FREE Identify Theft Protection! No fee SCCU accounts Senior Internal Auditor Salary Range: Starting at $73,466 - $75,130...This role will focus on assessing financial, operational, and compliance processes to ensure that the Credit Union operates… more
- Georgia Department of Community Health (Atlanta, GA)
- …regarding forms, policies and procedures. Reviews applications for accuracy and compliance with guidelines, regulations and laws. Performs investigations and/or ... embracing T eamwork and fostering A ccountability to ensure that our internal and external customers and stakeholders feel included, respected, engaged and secure.… more
- Capstone (Washington, DC)
- … policies and procedures accordingly. Respond to regulatory inquiries and lead internal investigations , including those related to data/MNPI leaks and policy ... The In-House Legal Counsel ( Compliance ) is responsible for supporting and managing the...control enforcement, and training delivery. Proven experience in conducting investigations and remediation efforts, such as MNPI leaks or… more
- Galaxy (New York, NY)
- …on compliance risks, regulatory developments, and strategic implications. Lead internal compliance reviews, audits, and monitoring activities to ensure ... Who You Are: Galaxy is seeking a Director of Compliance to join a small team working on an...resolution of regulatory and legal inquiries as well as internal investigations . Manage required bank partner filings… more
- University of Colorado (Aurora, CO)
- University of Colorado Anschutz Medical Campus Department: Medicine- General Internal Medicine Job Title: Women's Health Internal Medicine Physician ( Open ... Position #00832687 - Requisition #36525 Job Summary: The Division of General Internal Medicine, Department of Medicine, University of Colorado School of Medicine is… more
- Hormel Foods (Austin, MN)
- …team of auditors to assess the effectiveness and efficiency of the company's internal controls and determines compliance with company policies and procedures as ... effective and efficient manner. Completes control testing of our internal controls and processes in compliance with...Internal Audit in risk assessment, audit planning, fraud investigations , as well as special projects as requested by… more
- Neurocrine Biosciences, Inc. (San Diego, CA)
- …effective compliance program, including field and desk monitoring, internal investigations , training, communications, spend transparency, and special ... on Ethics & Compliance Manage projects and support compliance initiatives Assist with internal investigations , spend transparency, and other projects as… more
- Realty Income (San Diego, CA)
- …& Regulatory internal audits, and overseeing management action plans. Compliance Investigation & Awareness Dealing with escalations, investigations and ... looking to hire a VP of Fund & Regulatory Compliance to join our compliance team. This...work closely with Realty Income's Corporate Legal, Corporate Finance, Internal Audit, Funds, and Investment teams. The role is… more
- Saab Automobile AB (Ashburn, VA)
- …and risk mitigation strategies. Conduct internal audits, risk assessments, and investigations related to trade compliance . Develop and deliver trade ... Job Description: We are seeking a highly experienced Senior Manager, Trade Compliance with deep expertise in trade regulations including the International Traffic in… more
- Taylor Root (Miami, FL)
- …ensuring that trainings are adapted to the needs of the organization. Conduct internal and external investigations as well as forensic reviews to identify ... client, an international sports governing body, is seeking a Compliance Manager to join their Legal and Compliance team in Miami, FL. The candidate will play a… more
- Larson Maddox (New York, NY)
- …inquiries, and examinations. Lead compliance training, risk assessments, and internal investigations . Advise senior leadership on regulatory developments and ... of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its ...including the development and implementation of policies, procedures, and internal controls. Serve as the primary liaison with regulatory… more
- Marex (New York, NY)
- …more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Diverse Lynx (New York, NY)
- We are seeking a seasoned Internal Auditor with extensive experience to oversee and execute closure verification testing for Fed/OCC issue remediation actions. Key ... systems, AML risk typologies, transaction alert handling, financial crimes investigations , SAR reporting, and program governance Comprehensive understanding of… more
- CareRing Health, LLC (Philadelphia, PA)
- …or reported risks. Supporting various departments by collecting and coordinating internal compliance data with auditors and various departments. Ensuring ... Overview We are looking for a Compliance Coordinator to be part of our ground-breaking...compliance breaches and exposures. Developing, implementing, and maintaining internal audit policies and procedures in accordance with local… more
Related Job Searches:
Compliance,
Internal,
Internal Investigations,
Internal Investigations Compliance Policies,
Investigations,
Investigations Compliance