- Novo Nordisk Inc. (Plainsboro, NJ)
- …assisting with the implementation of IT security strategy and serving as a security advisor to ensure IT systems are implemented and maintained to the highest ... works closely across the organization to guide enterprise-wide resource allocations, investment choices, drive core operations and develop insights to drive growth… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …works closely across the organization to guide enterprise-wide resource allocations, investment choices, drive core operations and develop insights to drive growth ... levels of leadership within Novo Nordisk US Operations, serving as a key advisor to the cross-functional teams on AI development, consumption, and governance. This… more
- Atria Wealth Solutions (Vancouver, WA)
- …Union, in partnership with CUSO Financial Services, LP (CFS), is seeking an Investment Advisor Representative to provide investment services for members ... through CUSO Financial Services, LP, (Member FINRA/SIPC). CFS is a broker-dealer and Registered Investment Advisor with a stable track record of serving the … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and guidelines as well as firm policies governing advisory accounts. A Senior Advisor , general investment advisory is expected to conduct reviews which can ... **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations… more
- Atria Wealth Solutions (Sandusky, MI)
- …through SPF (Member FINRA/SIPC). SPF (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable, 25-year track record of serving the ... (SPF), Thumb Bank & Trust is seeking a Financial Advisor to provide retirement and investment services...working with a broker-dealer technology, ie, electronic order entry systems , DocuSign, etc. to process business, as well as… more
- Atria Wealth Solutions (Cincinnati, OH)
- …www.cusonet.com . CFS (Member FINRA/SIPC) is a registered broker-dealer and SEC Registered Investment Advisor with a stable, 25-year track record of serving the ... (CFS) General Electric Credit Union is seeking a Financial Advisor to provide retirement and investment services...with working with broker-dealer technology, ie, electronic order entry systems , DocuSign, etc. to process business, as well as… more
- PNC (Philadelphia, PA)
- …their investment process. Authors final reports that are presented to Investment Advisor Research. Updates manager profiles and is responsible for quarterly ... have an opportunity to contribute to the company's success. As an Investment Manager/Portfolio Research Specialist - Defined Contribution Plans within PNC's Asset… more
- Athene (West Des Moines, IA)
- …additional internal partner groups including finance, accounting, treasury, legal, and our investment advisor They will be the derivative group's subject matter ... the hedging activities, trading, risk analysis and processes, and systems related to the firm's hedging practice. The Sr.... related to the firm's hedging practice. The Sr. Investment Analyst and Trader will be expected to work… more
- US Bank (Creve Coeur, MO)
- …you to grow your practice and build a rewarding career. The Wealth Management Advisor position is the investment , investment planning, and insurance products ... positioned for growth and are making significant investments to expand our advisor base and deliver an outstanding client experience. With a collaborative team… more
- US Bank (Bend, OR)
- …discover what you excel at-all from Day One. **Job Description** The Wealth Management Advisor position is the investment , investment planning, and insurance ... with clients to collect financial information, conduct the needed discovery, assess investment needs, and evaluate each client's unique needs + Determine which… more
- Truist (Silver Spring, MD)
- …profiling and personal financial planning analysis. Proactively work with the financial advisor on assigned investment accounts for adherence to investment ... and policies. 3. Keep abreast of changing economic, legal, financial planning, investment trends and general market and business issues impacting mass affluent… more
- Wellington (Boston, MA)
- …3-5 years of experience with compliance, operational or business controls for an investment advisor + Excellent organizational skills with the ability to ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...the Firm's Code of Ethics Policies/Program + Supporting process, system and data dependent elements of the Code of… more
- Principal Financial Group (Des Moines, IA)
- …services industry, with extensive senior-level expertise in broker-dealer and investment advisor compliance, risk management, operations, technology, or ... voice in transformation initiatives-streamlining supervision controls to enhance the advisor and employee experience while strengthening risk management and… more
- Brokers International (Urbandale, IA)
- …leadership. + Create and supervise systems administration of the Financial Advisor systems platform including full life cycle from prospect to client. ... to multitask and manage multiple projects simultaneously + Prior management, Registered Investment Advisor and Broker Dealer experience required. Life Insurance… more
- Michaels (Carpenter, IA)
- …and non-qualified Deferred Compensation programs and assist Director with activities for the investment committee, investment advisor , and related vendors. + ... outlined in our plan documents. + Ensures vendor support systems and integrations are operating properly mitigating compliance and...in MS Word + Workday or other similar HRIS system **Minimum Type of experience the job requires** +… more
- Coldstream Wealth Management (Mercer Island, WA)
- …wealth management teams! As a Client Service Associate, you will learn the Registered Investment Advisor industry from the ground up and have multiple career ... include: + Serving as a liaison between clients and custodians/ investment managers, including managing client information and handling all cashiering… more
- Coldstream Wealth Management (Seattle, WA)
- …As a Client Service Associate with a growing team, you will learn the Registered Investment Advisor industry from the ground up and have multiple career paths to ... include: + Serving as a liaison between clients and custodians/ investment managers, including managing client information and handling all cashiering… more
- Raymond James Financial, Inc. (Berwyn, PA)
- …3 years of experience in the financial services industry, preferably with an investment advisor . + Initiative and demonstrate the ability to work independently. ... **Job Summary:** Chartwell Investment Partners, a boutique investment management...limited to, ensuring trades are downloaded into the accounting system intra-day, ensuring trades are affirmed, communicating with internal… more
- US Bank (Salem, OR)
- …discover what you excel at-all from Day One. **Job Description** The Wealth Management Advisor (WMA) position is the investment planning and investment and ... delivery of strategies and capabilities including portfolio management, trust administration, investment advisory and insurance. WMAs partner with the team to assist… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …favorable tax status in Global Markets. + Partner with Securities Lending Agent and/or Investment Advisor on global activity, such as shares segregated due to ... handling, overdraft and failed trade resolution and account maintenance to internal system records. + Research and resolve issues presented by clients, their… more
