- TD Bank (New York, NY)
- …team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... assist in the management of the firms compliance program supporting all corporate investment banking...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Bank of America (New York, NY)
- …We are seeking an experienced Vice President to join our industry-leading Secondary Advisory Investment Banking team within our M&A group. Bank of America's ... Vice President - Investment Banking, M&A - Secondary Advisory ...Research and Business Analysis/Analytics. + Risk Analytics/Management. + Regulatory Compliance . **Desired Qualifications:** + Bachelor's degree, or equivalent degree… more
- Raymond James Financial, Inc. (New York, NY)
- …responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by ... managing an investment department or unit. Take responsibility for developing and...related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in...primarily focus on the management of the firms compliance program supporting all corporate investment banking… more
- TD Bank (New York, NY)
- …capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team helping with large projects impacting all the Firms ... business with a path to direct coverage over time. **Responsibilities:** + Provide compliance advisory coverage for the markets advisory team with focus on… more
- Cherry Bekaert (Washington, DC)
- …Reduction Act application-based incentives **What does your day look like?** As a ** Manager ** in this **Strategic Tax Advisory Practice** , you will help ... **Description** **Tax Credits & Incentive Advisory ("TCIA")** , within Cherry Bekaert's Strategic Tax...Tax Consulting 1. Section 179D 2. Section 45L 3. Investment Tax Credit and Production Tax Credits 4. Inflation… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You… more
- Wells Fargo (Davidson, NC)
- **About this role:** Wells Fargo is seeking a Financial Advisory Branch Manager - Producing in Wealth and Investment Management as part of Wells Fargo ... Private Client Group branch, and manage the daily administration, operations, and compliance functions + Identify and recommend opportunities for growth of the… more
- JPMorgan Chase (New York, NY)
- …of all required finance and business support. As a Mergers & Acquisitions Advisory - Business Manager VP within the Business Management organization, you ... Collaborate with US and global support areas, including Product Controllers, Compliance , Legal, Tax, Audit, Events, Marketing, Expense Management, Risk, Conflicts,… more
- Deloitte (Raleigh, NC)
- …equity and investment management industries? Do phrases like "cross border investment advisory " and "fund formation, hold, and exit reporting and consulting" ... Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and...tax filings + Preparing and leading client meetings on compliance and advisory projects related to tax… more
- Principal Financial Group (Chicago, IL)
- …+ Develop an in-depth knowledge of existing tools that supports the team's investment manager research functions + Lead projects, process reviews and/or system ... enhancements that support investment oversight initiatives + Contribute to investment analysis reviews and investment manager dashboards / scorecards. +… more
- Guidehouse (Mclean, VA)
- …+ Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...banking, commercial banking, asset and wealth management, corporate and investment banking, financial technology / digital assets, and insurance.… more
- Citizens (Westwood, MA)
- …Senior Marketing Manager and Growth Strategist for Capital Markets and Advisory , your primary responsibilities are to build brand equity for Citizens using ... contemporary marketing methods to drive interest and adoption of investment banking products and services. This is both a strategic and executional role in which you… more
- City National Bank (Newark, DE)
- …people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a ... *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and… more
- Citigroup (New York, NY)
- …specific characteristics and within the context of a client portfolio. + Implement advisory and discretionary investment mandates. + Articulate and advocate the ... a strategic advisory approach to account planning, focusing on the investment relationship in partnership with the Banker. + Arrange and lead regular (quarterly)… more
- Siebert Williams Shank (New York, NY)
- …York City headquarters. Only candidates with relevant prior experience in public finance investment banking or municipal advisory will be considered. At SWS, all ... and Oakland. SWS is a perennial leader as a co- manager of investment -grade corporate debt, a national...all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures… more
- Bank of America (Atlanta, GA)
- Alternative Investment Regional Specialist Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... with the prospecting of high-net-worth and institutional investors. The Alternative Investment Specialist will provide support and guidance to Financial Advisors on… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …+ Working with advisors on strategies to minimize tax liabilities and ensure compliance with tax regulations + Plan for and review quarterly income tax estimates ... + Managing charitable giving and setting up philanthropic foundations. Legal and Compliance + Ensuring that all family office activities comply with legal and… more
- Bank of America (Los Angeles, CA)
- …risks related to each deal. **Desired Qualifications:** + 3+ years of experience in Investment Banking with extensive M&A advisory work in the asset management ... Vice President - Investment Banker - Financial Institutions Group (FIG), Asset...Research and Business Analysis/Analytics. + Risk Analytics/Management. + Regulatory Compliance . + Bachelor's degree, or equivalent degree and/or work… more
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