- Cedent (New York, NY)
- …supporting team members with development. This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity ... is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently… more
- Webster Bank (Hamilton, NY)
- …have at least 7 -10 years of cumulative experience in Compliance, Risk, or Audit in financial services with responsibility for investment and/or trust services. ... and our colleagues achieve their financial goals. As a leading commercial bank , we remain passionate about serving our clients and supporting our communities.… more
- M&T Bank (Broomall, PA)
- …adherence to business requirements and Corporate Technology standards. Ensure the Bank process and documentation is followed to ensure adherence to Corporate ... Promote an environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely implementation of… more
- Scotiabank (New York, NY)
- …and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank 's adherence to the ... Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Crdit Agricole CIB (New York, NY)
- Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate and ... investment banking arm of Crdit Agricole Group, the 10th...Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank 's clients, meeting their financial needs throughout the world.… more
- TD Bank Group (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... and work with key stakeholders across the different TD Bank entities and systems to assure TDS positions are...Room enhancements. Issues Management: Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- Deutsche Bank (New York, NY)
- …As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients' financial future. And in ... Illiquid Asset Operations (IAO) division at RREEF Management, LLC, a Real Estate investment advisor, which is a wholly owned subsidiary of DWS. IAO is responsible… more
- Westamerica Bank (Turlock, CA)
- …service terms and fees of business relationships to provide acceptable return on investment for Bank and client. Determines best service instrument or ... Provides customers with information and resolves banking problems. Promotes sales of bank services and products. Financial Plan Attend daily 8 am sales meeting.… more
- Scotiabank (New York, NY)
- …Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. This includes having a… more
- Wintrust (Chicago, IL)
- …or related Years experience 5 plus years' experience ideally with a bank trust department, registered broker-dealer, registered investment adviser. Professional ... certification is highly preferred, such as Certified Fiduciary Investment Risk Specialist (CFIRS), Certified Bank Compliance Officer (CBCO), Certified Regulatory… more
- BOK Financial (Castle Rock, CO)
- …TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK ... and it shows. Working with our peers across the bank to help our clients achieve their financial goals...implementation of department programs to comply with internal control, audit , security, and compliance policies and procedures and laws… more
- American Ballet Theatre (New York, NY)
- …management of ABT. Maintains effective communication with finance staff; Chairs of Finance, Audit and Investment Committees: The Finance Audit , and other ... cash disbursements, accounts payable, cash receipts, accounts receivable, reconciliation of bank accounts and adjusting journal entries. Assures that the assets of… more
- State Street Corporation (Clifton, NJ)
- …distributions, including notices and release merged documents. Reviewing monthly bank reconciliations and post journal entries. Reviewing quarterly management fee ... distribution notices. Heavy client interaction on a daily basis. Coordination of annual audit and tax return preparation with Big 4 accounting firms. Review and/or… more
- JPMorgan Chase & Co. (Plano, TX)
- …Opportunity Employer, including Disability/Veterans About the Team JP Morgan's Commercial & Investment Bank is a global leader across banking, markets, ... entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends… more
- Fidelity Investments (Merrimack, NH)
- …trends? Do you have an understanding of regulatory reporting requirements for SEC-registered investment companies? If this sounds like you, this job is for you! As ... controls and identifying automation opportunities. Collaborate cross-functionally with data, systems, audit firms, and legal teams to optimize workflows and reduce… more
- BOK Financial (Englewood, CO)
- …TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK ... Req ID: 76018 Location: Greenwood Village -GRNW Areas of Interest: Bank Operations; Consumer Banker; Consumer Banking; Consumer Lending; Customer Service/Call Center… more
- BOK Financial (Phoenix, AZ)
- …TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK ... and it shows. Working with our peers across the bank to help our clients achieve their financial goals...their financial goals. You will comply with internal control, audit , security, and compliance policies and procedures and laws… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …Opportunity Employer, including Disability/Veterans About the Team JP Morgan's Commercial & Investment Bank is a global leader across banking, markets, ... globe including product, technology, operations, legal, risk, compliance and audit Owns the end to end execution of projects...business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital,… more
- The Citco Group Limited (Malvern, PA)
- …and accounting service is one of the industry's most respected. Our continuous investment in learning and technology solutions means our people are equipped to ... able to analyze and maintain a range of complex bank loan security types and lifecycle events in support...and Risk management in their work to ensure favorable audit outcomes Manage regional headcount and budget tracking Participate… more
- Foxconn Assembly LLC (Houston, TX)
- …with corporate objectives across the US and Mexico. Banking Operations and Audit Coordination: Manage corporate bank accounts, establish and maintain online ... record of leading cross-border financial activities, including fund management, investment planning, risk mitigation, and regulatory compliance. Adept at aligning… more
