- JPMorgan Chase (Chicago, IL)
- Are you an experienced attorney with a passion for investment ... investment management firm. + Expertise in the Investment Company Act of 1940. ... in the United States, offering a full array of investment products. Be part of a team that values...a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you… more
- Lincoln Financial (Fort Wayne, IN)
- …with investment companies and SEC-registered investment advisers * Familiarity with Investment Company Act of 1940, Investment Advisers Act ... this opportunity. **Requisition #:** 74804 **The Role at a Glance** In the Attorney , Funds Mgmt Counsel position, you will provide legal counsel and subject matter… more
- JPMorgan Chase (San Francisco, CA)
- …motivated, and collaborative lawyers. As a Private Bank Front Office Legal Attorney - Vice President, Assistant General Counsel within our Private Bank Legal ... in and fostering a diverse, inclusive, supportive and respectful work environment. + Attorney must be licensed to practice law and a member in good standing… more
- Robert Half Legal (Los Angeles, CA)
- …partner and others have been promoted to more senior associate roles. The ideal attorney will have: + 5+ years of trust and probate litigation experience + ... to permanently work hybrid or 100% remotely from anywhere in California (this attorney must be able to attend future in-person court hearings or depositions) +… more
- Robert Half Legal (Alameda, CA)
- Description We are seeking an attorney with federal litigation experience to join a congenial remote firm. The successful candidate will be responsible for a variety ... forms. * Handle matters related to the Affordable Care Act , Pension Protection Act , and American Rescue...guidance, implementing necessary changes to ensure compliance. * Manage investment contracts and QDROs, providing legal advice as needed.… more
- MUFG (New York, NY)
- …colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving ... of the role:** MUFG is seeking an experienced finance attorney to join the Americas Legal Department as a...support various teams and products within our Global Corporate Investment Bank. A successful candidate will be familiar with… more
- JPMorgan Chase (New York, NY)
- …and using your expert judgement to solve real-world challenges that impact our company , customers and communities. Our culture in Legal Department is all about ... Committee service (including director independence and committee requirements, Clayton Act Section 8 considerations and the Depository Institution Management… more
- Lincoln Financial (Radnor, PA)
- …of work related to proxy statements for meetings of shareholders and 1934 Act filings such as Annual/Quarterly Reports on Forms 10-K/10-Q, current reports on Form ... Section 16 reporting obligations; securities offerings under the 1933 Act ; earnings releases and related materials; equity plan matters;...13 and Section 16 filings on behalf of the Company and its executive officers and directors * Perform… more
- SitusAMC (Dallas, TX)
- …advocate for others, stay nimble, dream big, own every outcome, and think global but act local - come join our team! Company Description Our client, a global ... issues, risks and recommended solutions. + Actively participate in investment committee meetings to address issues and provide recommendations...from client and close of escrow by the title company . + Remain engaged throughout the life of each… more
- T. Rowe Price (Owings Mills, MD)
- …legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/ Company Act of 1940, and related regulations and practices ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...to create real impact at work and in your community . Y ou'll enjoy resources to support your career… more
- Harding Loevner LP (Bridgewater, NJ)
- …the Harding, Loevner Funds, Inc., an investment company registered under the Investment Company Act of 1940; Harding Loevner Funds plc, an Irish ... Harding Loevner is looking to hire an attorney to serve as Counsel. The individual will...experience in one or more of the following: the Investment Company Act of 1940,… more
- Neuberger Berman (New York, NY)
- …firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is seeking a lawyer experienced in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. This position ... Funds. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working on...of experience working with US registered funds and the Investment Company Act of 1940… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a highly experienced and commercially minded attorney to join our Legal Department as Assistant General Counsel supporting the ... capital markets transactions, including IPOs, follow-on offerings, private placements, investment -grade and high-yield debt offerings, corporate share repurchases and… more
- Abbott (Lake Forest, IL)
- …a full life. You'll also have access to: * Career development with an international company where you can grow the career you dream of. * Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. * A company recognized as a great place to work in… more
- Abbott (Pleasanton, CA)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- JE Dunn Construction Company (Kansas City, MO)
- …transaction, etc. + Assist with review, execution and implementation of private investment transactions + Assistance with company 's entity management; including ... entity dissolutions, etc. + Litigation management for claims arising from the Company 's investment activities **Key Role Responsibilities - Additional Core** N/A… more
- Neuberger Berman (New York, NY)
- …and asset management business, including the Investment Advisers Act , FINRA rules, Investment Company Act , Securities Act , and ERISA, and serve ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …attorneys, prepare legal documents and other correspondence both with and without attorney supervision. * Perform basic legal research with LexisNexis, WestLaw, and ... level concepts, practices and procedures of the paralegal profession. * Basic investment concepts, practices and procedures used in the securities industry. *… more
- MUFG (New York, NY)
- …US securities laws, including the Securities Act , Exchange Act , and Investment Company Act , as applicable to structured finance. + Demonstrated ... to make a difference for every client, organization, and community we serve. We stand for our values, building...MUFG is seeking a structured products / securities law attorney to provide legal support to the MUFG's Asset-Backed… more
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