- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in NYC. ... The ideal candidate must have compliance experience in the investment banking space,... banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We are seeking an experienced, solutions-oriented, Director of Compliance to join our team. In this role, you'll oversee aspects of ... compliance for our Trust Company and Investment Solutions-focused businesses, including compliance requirements related to ERISA regulations, collective … more
- University of Southern California (Los Angeles, CA)
- … Investment DirectorApply (https://usc.wd5.myworkdayjobs.com/ExternalUSCCareers/job/Los-Angeles-CA University-Park-Campus/Alfred-E-Mann-Institute-- Investment ... Los Angeles, California USC Alfred E. Mann Institute Managing Director of Research Investments Reporting to the Associate Vice...a board seat for the USC company after the investment has been made). . Work closely with VCs,… more
- RWE Clean Energy (Chicago, IL)
- …Clean Energy, LLC** **Functional area:** Finance / Controlling **Remuneration:** Exempt The **Senior Director , Investment & Valuation** will be a key member of ... advice to our colleagues in the business while ensuring strong governance around investment decisions. The Senior Director will work closely with the regional… more
- Wellington (Boston, MA)
- …MBA and/or CFA/CAIA (or equivalent) preferred though not required **LOCATION** The Director , Investment Research will be based in Wellington's Global ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...in the future. We are seeking to add a Director to join our leadership team to work with… more
- Scotiabank (New York, NY)
- Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:** 206294 **Salary Range:** 275,000.00 - 275,000.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. **Associate Director , Investment Banking, Mergers & Acquisitions** **Scotiabank Global Banking… more
- Wells Fargo (New York, NY)
- …all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Investment Banker / Executive Director with a focus on Media & Entertainment ... highly complex business and technical needs across groups and functions within Investment Banking functional area + A successful candidate will have expert knowledge… more
- Citizens (New York, NY)
- …but also has a hands-on approach to executing regular value add communications. The Director of Investment Communications will report to the Chief Investment ... in the market by equipping our executive team and investment professionals with information and tools that support our...of new and relevant information + Partners with Risk, Compliance and Marketing to ensure all regulatory, compliance… more
- Swedish Health Services (Seattle, WA)
- **Description** **THE ROLE** The Executive Director of Community Health Investment for the North Division is responsible for planning, developing, coordinating, ... and monitoring of the strategic business plan for Community Health Investment within the North Division. Evaluates performance improvement opportunities and works… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director in Investment Management Operations to provide support to the AIP Hedge Fund Services and would broadly ... to diversifying its workforce (M/F/Disability/Vet). #LI-AC1 **Job:** **Other* **Title:** * Investment Management Operations Director (AVP)* **Location:** *New… more
- CBRE (Bloomington, MN)
- …United States of America About The Role: We are looking for a Global Operational Compliance Director for CBRE Investment Accounting & Reporting Solutions, an ... Global Internal Controls Director Job ID 180392 Posted 16-Aug-2024 Service line...Global Senior Leader, overseeing team of highly skilled Operational Compliance Professionals. What You'll Do: + Own the Global… more
- Novo Nordisk (Clayton, NC)
- …Novo Nordisk and help us make what matters. The Position Establish Investment , Engineering & Sourcing organization in US, leveraging foundations from global unit ... in Denmark to support the growing investment portfolio in the US related to sourcing and...procedures + Overall responsible of procurement strategies to ensure compliance with corporate requirements & improvements of cost, quality… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …If interested, please contact Yuzo Shimura on LinkedIn at Robert Half Title: Tax Director Location: San Francisco Bay Area - Peninsula Salary: $250-400K + Bonus + ... Benefits About the Company: Well established Investment Management firm with 10+ billion AUM. Key Responsibilities:...Key Responsibilities: + Oversee tax structuring, tax placement, tax compliance , and tax review. + Assess tax leakage and… more
- Truist (Atlanta, GA)
- …The group underwrites lead and non-lead opportunities that span from investment grade to sponsor-owned, leveraged transactions and executes amendments, refinancings ... client reviews, watchlist management, and amendments/waivers, as well as executing compliance , audit and regulatory guidelines and reviews. The group will also… more
- Citizens (OH)
- …The First Line Risk Senior Manager will integrate activities between Risk, Compliance , and brokerage and Investment management Supervision. Experience in ... developing Private Wealth risk and compliance programs for dual-registered Broker-Dealer/Registered Investment Advisor, and RIA serving ultra-high net worth… more
- MTA (New York, NY)
- …: $121,188 - $131,188 HAY POINTS : 755 DEPT/DIV : Treasury Department SUPERVISOR : Director Cash & Investment Management LOCATION : 2 Broadway HOURS OF WORK : ... Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions....implementing the Capital Program Financial Model. + Assist the Director Cash & Investment Management on reporting… more
- Atlantic Health System (Morristown, NJ)
- … investment portfolio and execute operational activities as deemed necessary by the Director of Investment Strategy in compliance with AHS's established ... and Post-Retirement Plan. The position will report directly to Director of Investment Strategy and must collaborate...and consultants to provide investment accounting and investment operations support including compliance with … more
- City and County of San Francisco (San Francisco, CA)
- …Coordinate with investment managers, service providers, and colleagues to ensure compliance with investment policies and accurate reporting of investments. + ... San Francisco and their survivors. What We Do The Investment Division serves as a resource to the Retirement...natural resources, and other specialty investments. Reporting to the Director or Associate Portfolio Manager ("APM") of Real Assets,… more
- Santander US (New York, NY)
- …specific focus on RWA optimization, in line with the bank's corporate and investment banking activities and objectives. + Regulatory Compliance : Ensure adherence ... Regulatory Capital Management, Corporate & Investment Banking (CIB) New York, United States of...to relevant regulatory requirements, capital adequacy ratios, and compliance guidelines both in the United States and Europe,… more
- Federal Reserve Bank (Newark, NJ)
- **Company** Federal Reserve Bank of Atlanta The SVP, Chief Investment Officer for the Office of Employee Benefits (OEB) in Newark, NJ, impacts the direction of the ... role - to model expectations and to support the investment team. Additionally, occasional presence in the Atlanta Bank...of the OEB, report directly to the EVP, Executive Director of OEB, and be responsible for leading the… more
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