- Truist (Atlanta, GA)
- …9. Assist with special projects for the Investment Managers. 10. Assist Investment Analyst with compliance exception items. 11. Assist with special projects ... the essential functions. 1. 3-5+ years in the role as an Investment Support Specialist /Fiduciary Support Specialist ; trust, investment , banking or… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment ... Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem solve trade violations...+ Identify patterns in Regulatory Programs and update the Compliance Stats to prevent more research/ outreach + Track… more
- Wells Fargo (Charlotte, NC)
- …all begins with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist in Regulatory Due Diligence as part of our ... Corporate Investment Banking (CIB) Operations division. Learn more about our...documentation, and the ability to remediate inconsistencies with legal, compliance , sales and the customer + May be tasked… more
- Thrivent Financial (Minneapolis, MN)
- …implementation of asset management marketing analysis, strategies & plans for Thrivent's investment products, with an emphasis on mutual funds, ETFs, SMAs, variable ... account programs. Supports product team as it seeks to ensure that investment products are effectively positioned and promoted to financial representatives and… more
- Vanguard (Oakland, CA)
- …account performance, and own all composite performance management, reporting, and compliance processes, including VPI's annual Global Investment Performance ... Indexing (VPI) provides professional portfolio management services to Registered Investment Advisor (RIA) firms and wealth managers who service individuals,… more
- JPMorgan Chase (Tempe, AZ)
- …while maintaining a strong commitment to diversity and inclusion. As a Licensed Investment Professional in JP Morgan Wealth Management, you will have the opportunity ... Assist clients and prospects with brokerage accounts and uncover investment needs with a focus on delivering an exceptional...and active Series 7 and Series 63 + Strong compliance record in prior position(s) and ability to hold… more
- Amazon (Seattle, WA)
- Description Amazon is seeking a Global Stock Plan Specialist to join our Global Financial & Workplace Benefits team in Seattle, WA. This hands-on, detail-oriented ... Amazon's global stock plans. Qualified candidates should possess stock plan compliance or relevant finance/accounting experience. The ideal candidate is highly… more
- M&T Bank (Buffalo, NY)
- …performance metrics through reporting and dashboards. + Ensure the department's compliance with policies, procedures, and guidelines and provide quality control and ... Tax, Technology, Finance, and Accounting Policy departments to ensure compliance with critical objectives. **Supervisory/Managerial Responsibilities:** N/A **Education and… more
- AccentCare, Inc. (Dallas, TX)
- Overview Field Specialist Corporate Compliance Location: DallasPosition: Field Specialist Corporate ComplianceJob ID: 72357 Remote/Virtual Position: ... of care we're building together. Be the Best Field Specialist Corporate Compliance You Can Be If...to new or revised products and service offerings. Our Investment in You Caring for others starts with caring… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- Position Objective, Typical Duties and Responsibilities We're currently seeking a Compliance Specialist to support the firm's Compliance Program. You will ... report to Manager- Compliance Operations + Develop and manage a Compliance Department activity reporting system. + Represent the compliance department in… more
- Abbott (Alameda, CA)
- …medicines. Our 114,000 colleagues serve people in more than 160 countries. **Sr Quality Compliance Specialist ** **Working at Abbott** At Abbott, you can do work ... + Free medical coverage for employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...We are seeking a detail-oriented and proactive Sr. Quality Compliance Specialist to join our Compliance… more
- PNC (Baltimore, MD)
- …Cleveland, OH, Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior, you will support investment advisory subsidiaries of PNC that are ... and have an opportunity to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance… more
- APTIM (Concord, CA)
- **Job Overview:** APTIM is currently seeking a Compliance Specialist in California for our Solid Waste Services Group in the Concord CA area to support our ... The ideal candidate will have experience in: + **Stormwater compliance ,** + Environmental compliance audits, + Groundwater...+ A voice in making our company better + Investment into your personal and professional development As of… more
- Henry Ford Health System (Rochester Hills, MI)
- Join Henry Ford Health Pharmacy Advantage team as a Full Time Regulatory Compliance Specialist and help support the regulations team. An exciting opportunity for ... GENERAL SUMMARY: Schedule: Full Time variable shift The Pharmacy Advantage Regulatory/ Compliance Specialist is responsible for managing and maintaining both… more
- State of Georgia (Fulton County, GA)
- Construction Compliance Specialist Georgia - Fulton - Atlanta (https://ga.referrals.selectminds.com/jobs/64069/other-jobs-matching/location-only) Hot ... Region - Savannah, Brunswick, Statesboro Under general supervision, the Construction Compliance Specialist (CCS) monitors the day-to-day progress of construction… more
- Henry Ford Health System (Jackson, MI)
- GENERAL SUMMARY: Under general supervision, performs provider enrollment and compliance functions within a Clinically Integrated Network (Network). Key duties ... maintaining relationships between payors, clinics, and providers, and verifying compliance with contractual obligations. The role performs further credentialing… more
- AECOM (Germantown, MD)
- …us. **Job Description** AECOM has a position available for an experienced Environmental Compliance Specialist to join our Environmental Health and Safety (EHS) & ... better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We...Germantown, MD. This position will manage and complete environmental compliance related tasks, programs and plans to ensure … more
- CyrusOne (Houston, TX)
- The Environmental Engineering Compliance Specialist will play a key role in supporting environmental permitting and compliance activities across multiple ... Responsibilities: + Provide daily support for pre-operational environmental permitting and compliance efforts for multiple US-based projects, with a focus on air… more
- JPMorgan Chase (Tampa, FL)
- …your contributions are valued and your professional development is prioritized. As a ** Compliance and Operations Risk Test Senior Specialist ** in the Testing ... Join JPMorganChase to drive excellence in compliance and risk management. Leverage your analytical skills...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Oracle (Raleigh, NC)
- …risk assessments and maintenance of documentation as related to regulatory compliance and recommends appropriate changes. + Conducts and facilitates internal and ... agencies for defined matters. + Respond to security and/or compliance related requests. + Update and maintain internal and...Pre-tax commuter and parking benefits 7. 401(k) Savings and Investment Plan with company match 8. Paid time off:… more
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