- Citigroup (San Antonio, TX)
- …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more
- Atria Wealth Solutions (Vancouver, WA)
- …& Certifications + Required + Clear FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 ... and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable...Washington and Oregon. + Clean U-4 + Valid Driver's License to transport self between Columbia CU branches, Operations… more
- NBT Bank (Vestal, NY)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine… more
- Raymond James Financial, Inc. (Southfield, MI)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... investment teams as well as internal support departments. * Series 7, Series 65/66 & Series...Range- $70,000 - $80,000 **Education** **Work Experience** **Certifications** Other License Not Listed - Other **Travel** Less than 25%… more
- Charles Schwab (Phoenix, AZ)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license + Life ... & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Amentum (Chantilly, VA)
- …Citizenship is required to obtain a Secret Clearance. + Must have a valid Driver's License . + 20 Series /industry equivalents denote two (2) to four (4) years of ... year's aerostat experience as an operator at the 20 series level or greater from Army MOS 35F (Intelligence...is required. + Must be qualified at the 10 series or greater level; MOS 25B/F or other military… more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License . + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required. + Series 24 required. + Series 7/ Series 63 License or appropriate series license (s) for assigned functional area, or International ... equivalent. **Education** Bachelor's: Accounting (Required), Bachelor's: Business Administration (Required), Bachelor's: Finance **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). Familiarity/facility with RJ and its systems...as an equivalent to the 24 * State Insurance License in which candidate resides required * Additional licenses/certifications… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... and client suitability (all at a level consistent with the requirement of Series 9, 10, and 24 licensing). * Familiarity/facility with RJ and its systems… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License , Active Series 7 Registration, Active Series 63 ... Registration, Active Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL or its affiliates, which are separate… more
- Athene (IA)
- …obtain FINRA Licensing ( Series 6) within 6 months of employment + Life & Health license + FINRA Series 7, and Series 63 licenses preferred + RICP ... designation within 12 months of employment + 75% travel required + Excellent knowledge of the advisor community and industry + Ability to adapt to constant changing environment + Ability to build productive relationships; provide training, sales ideas, and… more
- Aegon Asset Management (Denver, CO)
- …Preferred Qualifications + Graduate tax degree such as LLM, MBT, or MST + FINRA Series 63 license + FINRA Series 7 to be completed in 6 months Working ... department as needed. Qualifications + Bachelor's degree in a business related field. + FINRA Series 6 and 63 licenses + One or more of the following: JD, CFP, CLU,… more
- TD Bank (Marlton, NJ)
- …(Required or ability to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA Series ... or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required + FINRA Series 24 Required (or FINRA Series 9/10)… more
- Raymond James Financial, Inc. (CO)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... or grandfathering cannot be applied. o Required to have Series 7, 24 and 63, Series 66...as an equivalent to the 24 * State Insurance License in which candidate resides required * Additional licenses/certifications… more
- Raymond James Financial, Inc. (NY)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... grandfathering cannot be applied. o Required to have a Series 7, 9, 10 and 63 o Series...used instead of 63 **Education** **Work Experience** **Certifications** Other License Not Listed - Other **Salary Range** $70,000.00-$80,000.00 **Travel**… more
- Raymond James Financial, Inc. (CO)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... and money movement (all at a level consistent with the requirement of Series 24 and/or 9/10 licensing). Familiarity/facility with RJ and its systems is preferable.… more
- Zions Bancorporation (Salt Lake City, UT)
- …experience. A combination of education and experience may meet requirements. Life/Health Insurance License . + FINRA Registration: Series 7; Series 66 (or ... Series 63 & Series 65) required. + Working knowledge of client relationships and wealth management products and processes required. + Some background in retirement products and general investment matters. + Solid investment product knowledge and… more
- Raymond James Financial, Inc. (Denver, CO)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). Company's working structure, policies, mission, and...or grandfathering cannot be applied. Required to have a Series 7, 24 and 65, 63. Series … more
- Fifth Third Bank, NA (Atlanta, GA)
- …skills. + Expertise in one or more industries. + MBA or functional equivalent preferred. + Series 79 license required. + Series 63 license required. . ... Managing Director Healthcare Services Compensation for this position is largely incentive-based. Incentives are combined with either a base salary or a draw, resulting in total cash compensation. More information can be obtained upon request. LOCATION --… more