- Citigroup (San Antonio, TX)
- …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more
- Atria Wealth Solutions (Vancouver, WA)
- …& Certifications + Required + Clear FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 ... and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable...Washington and Oregon. + Clean U-4 + Valid Driver's License to transport self between Columbia CU branches, Operations… more
- Raymond James Financial, Inc. (Dana Point, CA)
- …field. 0‐3 years of related experience. **Licenses/Certifications:** FINRA Securities Industry Exam (SIE), Series 52 License , Series 63 License , and ... Series 50 License within (12) months of hire. **Location:** Memphis, TN, St. Petersburg, FL, or Orange County, CA more
- NBT Bank (Vestal, NY)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Provide a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or the ability ... + Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series 66… more
- Charles Schwab (Austin, TX)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license + Life ... & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License . + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …required. + Series 24 required. + Series 7/ Series 63 License or appropriate series license (s) for assigned functional area, or International ... **Job Summary** Under limited supervision, uses advanced knowledge and skills obtained through experience and training to acquire and track documentation for account opening, as well as review the documentation and ensure that it meets all of the necessary… more
- Citizens (Johnston, RI)
- …Wealthscape) + Completed high school degree or GED equivalent. + Preferred Qualifications + FINRA license - Series 4, 65 and/or 66 + 3+ years of compliance ... Education, Certifications, and/or Other Professional Credentials + Required Qualifications + FINRA licenses - Series 7; 63; 9 & 10 OR 24 & 53 + 3+ years prior… more
- Raymond James Financial, Inc. (Denver, CO)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). Familiarity/facility with RJ and its systems...as an equivalent to the 24 * State Insurance License in which candidate resides required * Additional licenses/certifications… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License , Active Series 7 Registration, Active Series 63 ... Registration, Active Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL or its affiliates, which are separate… more
- TD Bank (Greenville, SC)
- …(Required or ability to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA Series ... or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required + FINRA Series 24 Required (or FINRA Series 9/10)… more
- Raymond James Financial, Inc. (Denver, CO)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 9, 10, and 24 licensing). * Familiarity/facility with...grandfathering cannot be applied. o Required to have a Series 7, 9, 10 and 63 o Series… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). + Company's working structure, policies, mission,...grandfathering cannot be applied. + Required to have a Series 7, 24 and 65, 63. Series … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... grandfathering cannot be applied. + Required to have a Series 7, 9, 10 and 63 + Series... Series 7, 9, 10 and 63 + Series 24, 53 and 4 can be used instead...4 can be used instead of the 9 and 10 + Series 66 can be used instead of… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …inspire sales team. . Demonstrated sales and negotiating experience. . Securities Industry Essentials (SIE), Series 79, and 63 license required. . Series 24 ... license preferred. . Ability to handle and prioritize multiple tasks. CIB Managing Director - Metals, Materials, & Construction LOCATION -- Cincinnati, Ohio 45202 Fifth Third Bank, National Association is proud to have an engaged and inclusive culture and… more
- HUB International (Providence, RI)
- …and experience. + CLU, RICP and/or CFP designations highly desired. + Life Insurance license and Series 6 required. **Compensation:** Sales VP's receive a base ... will begin with a higher salary amount and will gradually decrease over a series of three years, as you grow your book of business.. This compensation offered… more
- TD Bank (Portland, ME)
- …tasks and competing priorities.** + **Proficiency with Microsoft Office applications.** + **FINRA license Series 7, 63 &24** + **Life and Health insurance ... license ** + **Experience working with in the banking trust and investment area; especially with in the OCC regulatory frame work** **Customer Accountabilities:** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications** + Series 7 Required, Series 9/10 or 24 license preferred + Appropriate series license (s) for assigned functional area ... preferred or the ability to obtain within an established timeframe. + Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred. more
- Huntington National Bank (Austin, TX)
- …+ 7 or more years of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + ... Series 63 licenses + Knowledge of all bank products and continual development of product expertise. + Possess proficiency in credit fundamentals and can determine the appropriate risks on new and prospective customers and transactions so that all… more