- Citigroup (Houston, TX)
- …level Northeast Physical Natural Gas basis position responsible for building, developing and managing the risk of an eastern physical natural gas trading ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in… more
- BMO Financial Group (New York, NY)
- …and implementation of such strategies. + Minimum of 5-10 years of experience in trading and managing risk within Fixed Income markets, preferably in a ... Reporting directly to the Head of Tactical & Accrual Trading , the PM is expected to be market focused;...degree or equivalent experience in financial services, accounting or legal fields. + Must successfully complete the external regulatory… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 13 **S&P Dow Jones Indices** **The Role:** Director - Sell Side Sales Leader - Client Coverage, North America **The Group:** ... builds strong relationships with clients, prospecting for new index customers and managing /expanding the commercial footprint of S&P Dow Jones Indices within our… more
- Citigroup (New York, NY)
- …in strategic positioning and closing transactions with various internal stakeholders (structuring, trading , legal , credit and risk etc.) + Responsible for ... Finance franchise tasked with selling new issue transactions and trading in the secondary market in the High Yield...Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in… more
- Citigroup (New York, NY)
- …accounts. This person will be expected to foster strong relationships with trading , research, ICM, compliance, credit partners and other sales teams. On a ... - which should translate into incremental sales credit and trading revenues for the various relevant trading ...Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in… more
- Charles River Laboratories (Boston, MA)
- Director , Investor Relations Req ID #: 222137 Location: Boston, MA, US, 02116US For 75 years, Charles River employees have worked together to assist in the ... that you can feel passionate about. **Job Summary** The Director , Investor Relations, will play an integral role on...the Vice President, Investor Relations with all aspects of managing the IR function at Charles River, including assisting… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a **Compliance Director ** in Corporate Risk to manage a team of compliance professionals who provide compliance support ... the career areas and business divisions at wellsfargojobs.com . As the Compliance Director , you will lead coverage of rules issued by the Municipal Securities… more
- New York State Energy Research and Development Aut (Albany, NY)
- …program operational management experience to join the team as an Assistant Director in the Shared Services and Strategic Initiatives group. The successful candidate ... just as important as program management and operational experience. The Assistant Director will directly contribute to public-facing deliverables such as the annual… more
- SMBC (New York, NY)
- …to its employees. **SMBC Description** SMBC Capital Markets, Inc. (CM) is a derivatives trading company since 1988 based in New York City, with offices in Charlotte, ... The role will involve prioritizing the functions supporting the Onboarding process ( Legal , Credit, KYC, etc) while ensuring the process is efficient and… more
- Citigroup (New York, NY)
- …lines include Cash Equities, Equity Derivatives, Delta 1, Prime Finance and Sales/Sales Trading . Reporting to the Head of Equities Risk & Controls, the role will ... Markets teams, Independent Compliance Risk Management, Internal Audit, Bank Regulatory Legal and participate in updates to Senior Management. The role requires… more
- Citigroup (Houston, TX)
- …responsible for selling the deal internally to CEI support partners (Credit, Legal , etc.). Recognized subject matter expert. Strong commercial awareness is a ... of the strategy, working in close partnership with sales, trading and product management teams + Communicates directly with...Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in… more
- Centuri Group, Inc. (Phoenix, AZ)
- …key member of the leadership team. This position will be responsible for preparing, managing and overseeing legal work on private to public company filings, ... board and committee evaluations + Support CLAO in advising on insider stock trading policies, ongoing director and officer education and training, regulatory and… more
- Hubbell Power Systems (Shelton, CT)
- …in Shelton, CT, or Herndon, VA, will report to a senior member of the Legal Department and will support a variety of general corporate matters, including SEC and ... NYSE compliance, stock administration processes, insider trading compliance, Board portal management and processes and other...ethical and compliance-oriented team player who can work with legal and business partners at all levels across the… more
- Danaher Corporation (Washington, DC)
- …earnings releases and earnings scripts, drafting disclosures as needed and managing exhibits; participating in and taking minutes for disclosure committee meetings; ... support with respect to the annual proxy statement, shareholder proposals, managing Broadridge and the annual report/proxy distribution process, the planning and… more
- SMBC (New York, NY)
- …the Compliance Department Americas Division ("CPAD"). This role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in ... managing a comprehensive compliance risk assessment framework to ensure...risk profile for applicable laws/regulations as applicable to respective legal entities. Note: the Compliance Risk Assessment excludes Financial… more
- Citigroup (Boston, MA)
- …products ecosystem. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic ... in strategic positioning and closing transactions with various internal stakeholders (structuring, trading , legal , credit and risk etc.) + Forge a relationship… more
- Tradeweb (New York, NY)
- …SEC Reporting department in New York City. This role will report into the Director of SEC Reporting and be responsible for the preparation of the company's quarterly ... reports, etc.). The SEC Reporting group is also responsible for managing the company's capitalization table, non-controlling interest adjustments, foreign currency… more