- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Hunt Valley, MD)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Hunt Valley, Maryland;Jacksonville, Florida; Fort Worth, Texas; Lincoln, Rhode ... opportunities to deepen relationships by referring clients to specialized sales teams. The role acts as a central entry...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) ( Series 7 Required) Charlotte, North Carolina **Job Description:** At Bank of America, we're creating ... continuation of the Bank of America/Merrill relationship. As a ** National Financial Solutions Advisor (NFSA I)** , your journey...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Equitable (Milwaukee, WI)
- …**Qualifications** **Required Qualifications** + 1 Years experience in Compliance roles + FINRA Series 7 , 65 or 66 registrations + FINRA Series ... Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** :...including but not limited to: + Responsible for ensuring sales practices, account documentation, and books and records comply… more
- PNC (Chicago, IL)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... with insurance **Job Description** + Responsible for a team sales professionals to drive sales activities and...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Pittsburgh, PA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... in Pittsburgh, PA. **Job Description** + Partners with senior sales team members in supporting the sales ...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- Nuveen Investments (New York, NY)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Career Level** 9PL **Position:** Head of Income ... Strategic Accounts plan. **Qualifications** + 10+ years of DCIO sales , or national account sales ...+ Demonstrated strength building client-focused relationships + Current FINRA Series 7 and Series 63… more
- City National Bank (Los Angeles, CA)
- …experience at a Broker Dealer or in an investment management environment. * FINRA Series 7 and 63 and 65 or 66 *Additional Qualifications* * Bachelor's ... Advisors apprised of significant client issues and potential problems. *City National Securities Brokerage Account Administration* * Establish new accounts opened in… more
- Jackson National Life Insurance Company (Nashville, TN)
- …services industry experience required.** **2+ years of management experience preferred.** **FINRA SIE, FINRA Series 6 or 7 , FINRA Series 24 or 26 required.** ... login to Workday and apply through Jobs Hub._** **Job Purpose** **The Director, Sales Support leads the team responsible for providing expense, sales support… more
- Manulife (Tempe, AZ)
- … Sales team meetings, and Sales Management meetings as needed **Job Requirements:** + Series 7 , Series 63, 65, or 66 required. Series 24 strongly ... as required; + Motivates the team and works in partnership with National Sales Manager to develop recognition standards for the team + Provides strong… more
- Lincoln Financial (St. Paul, MN)
- …distribution that aligns with the specific responsibilities for this position. + FINRA Series 7 and 63 License + Bachelor's degree or equivalent work ... **Requisition #:** 74592 **The Role at a Glance** The Alternative Investment Sales Specialist Account Executive will develop, direct, implement, and maintain a… more
- Umpqua Bank (Tacoma, WA)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... Financial Service Sales Assistant Wealth Management Tacoma, Washington **Description** **About...investment direction from clients. Series 7 licensed employees provide limited decision-making… more
- AON (Chicago, IL)
- …and relationships, and joining proposed consulting teams for presentations + Securities licenses Series 7 and 63 Preferred + CFA preferred How we support ... Aon is looking for a Non-profit Sales Director for the Investment Consulting practice This...joining proposed consulting teams for presentations + Securities licenses Series 7 and 63 Preferred + CFA… more
- Coast Guard Community Services Command (Milwaukee, WI)
- …Date: 01/30/2025 Announcement #: 6225 Opening Date: 18 April 2025 Pay Plan/ Series /Pay Band: NF-2091-01 Closing Date: Until Filled Work Schedule: Intermittent (0-19 ... hrs/wk) Position: Sales Clerk Salary: $15.00/hour Who May Apply: All Sources...Other duties as assigned. *Store Hours of Operation: Monday-Friday 7 :30am-3:00pm Saturday 8:00am-12:00pm *Up to 19 hours per week… more
- PNC (Chicago, IL)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Austin, TX)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- JPMorgan Chase (Chicago, IL)
- …Skills** + 7 + years in the securities and investment industry + Active and valid FINRA Series 7 required to be considered for the role. + FINRA Series 66 ... their generational wealth management needs. As a Vice President Sales Practice Manager within JP Morgan Wealth Management, you...one customer, more than one advisor, a region and/or national impact. + Overall work is subject to review… more
- PNC (Irvine, CA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- T. Rowe Price (Baltimore, MD)
- …experience in Eastern Central territory. + DCIO and/or Retirement Plan Sales a must. + FINRA Series 7 and Series 63 Preferred: + CIMA + MBA + CFP + CFA ... a difference in ways that matter to you . Role Summary The Sales Director, Defined Contribution Investment Only (DCIO) is responsible for cultivating relationships… more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability,… more
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