- Principal Financial Group (Des Moines, IA)
- …8+ years of experience on a sales or service team marketing products and services + FINRA Series 6 or 7 and FINRA Series 63 or 66 required + FINRA ... **What You'll Do** We're looking for a Sales Manager to join our Individual Solutions team....to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. **Posting Window** We… more
- Principal Financial Group (Nashville, TN)
- …Series 6 or equivalent and FINRA Series 63). Preference for FINRA Series 7 & 66. **Successful candidates will have the following:** + Excellent ... and interpersonal skills. + Successful history of accomplishments in education, retirement sales , or a related field. + Ability to work both independently and… more
- HSBC (New York, NY)
- …Excellent organisation and time-management skills + The candidate must already hold active FINRA registrations: Series 7 , Series 57, and Series 63 As an ... analytics; translate insights into actionable improvements + Partner closely with Sales , Trading, and Quant/Tech to deliver customised solutions and resolve issues… more
- HSBC (Washington, DC)
- …of Anti Money Laundering practices and relevant regulatory governance in the US + Series 7 , 63, Life and Health insurance licenses required, may allow for ... hand-off to the correct channels where appropriate + Provide sales support to licensed sales staff by...contingency to obtain Series 7 and Life and Health As… more
- Principal Financial Group (Houston, TX)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, Series 24, 65 and/or 66 ... + Requires bachelor degree or equivalent. + 8+ years related work experience, including sales and management. + Must have a broad knowledge of sales techniques,… more
- Principal Financial Group (Des Moines, IA)
- …ethics. **Skills That Will Help You Stand Out:** + Advanced degree and/or FINRA Series 7 and 66 + Leadership and mentoring skills demonstrated through guiding ... offerings while providing training, clear communications, and support to sales teams, financial professionals, retirement plan clients, participants, and other… more
- Neuberger Berman (Philadelphia, PA)
- …required, graduate degree a plus + CIMA, CAIA, or CFA designations a plus + SIE, Series 7 , 66 or SIE, 7 , 63, 65 licenses \#LI-JG3 \#LI-Hybrid Neuberger ... The goal of the Advisor Consultant is to increase sales and revenue of Neuberger Berman mutual funds, SMAs,...do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual… more
- Principal Financial Group (Lincoln, NE)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... of equivalent experience. + 4+ years related work experience, including sales and management. + Recruiting of experienced financial advisors, strongly preferred.… more
- Principal Financial Group (Des Moines, IA)
- …degree in Finance, Accounting, or Business preferred + CPA designation and 7 + years related experience preferred + Understanding of nonqualified benefits programs ... including 409A and 457, preferred + Must understand the sales process and comprehensive knowledge of state and federal...appreciation of product features and market trends + FINRA Series 6 registration is required or must be obtained… more
- HSBC (Arcadia, CA)
- …in this role: + Bachelor's degree in business, finance, related field or equivalent experience + Series 7 , 63, 65 or 66 (or 63 and 65) required + Life and ... Mandarin language (mandatory) + Meaningful experience in nontraditional banking financial sales , providing client recommendations and increasing sales , and… more
- Neuberger Berman (New York, NY)
- …Self-motivated and team-oriented + CFA, CAIA, or graduate degree (MBA, MS, etc.) preferred + Series 7 , 63/65, or 66 required (or obtained within 6 months of ... Client Advisory Specialist will serve as a multi-territory coordinator, partnering with the field sales team to cover financial advisors, as well as field sales … more
- HSBC (Beverly Hills, CA)
- …in this role: + Bachelor's degree in business, finance, related field or equivalent experience + Series 7 , 63, 65 or 66 (or 63 and 65) required + Life and ... (Mandarin, Hindi, Spanish) + Meaningful experience in nontraditional banking financial sales , providing client recommendations and increasing sales , and building… more
- HSBC (Miami, FL)
- …Spanish Preferred + BS/BA degree in Business, Finance or related field, or equivalent experience + Series 7 , 66 (or 63 and 65) As an HSBC employee, you will have ... for assessing client need, developing a comprehensive investment strategy, coordinating sales and execution against that strategy, and monitoring performance and… more
- HSBC (Buffalo, NY)
- …with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... succeed in this role: + Meaningful experience in nontraditional banking financial sales , providing client recommendations and increasing sales , and building and… more
- HSBC (New York, NY)
- …a global financial services company. Advanced degree ie master's level is a plus + FINRA Series 79, 63 and 7 licenses + Strong team player and collaborative with ... Credit & Lending, Acquisition Finance, Asset Finance) Global Markets (Credit Sales , Cash Equities, Interest Rate & Equity Derivatives, Foreign Exchange), Transaction… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Lincoln/ National -Financial-Solutions-Advisor-I--Lincoln--RI Series - 7 -Required-\_25045425) **Job Description:** At… more
- Bank of America (Hunt Valley, MD)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas;Charlotte, North Carolina; Hunt Valley, Maryland; Lincoln, Rhode ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 and 66 required) Chandler, Arizona;Jacksonville, Florida **To proceed with your application, you must ... Description** Financial Solutions Advisors (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide...+ Minimum of 1-2 years financial advisory or investment sales experience + Passion for excellence and willingness to… more
- Bank of America (Jacksonville, FL)
- Life Services Financial Solutions Advisor ( Series 7 & 66 required) Jacksonville, Florida **To proceed with your application, you must be at least 18 years of ... knowledge of internal and regulatory policies, procedures, and processes **Required Qualifications:** + Series 7 , and 66 or equivalent (required) + Minimum of… more
- PNC (Atlanta, GA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... As a Capital Markets Associate Director - Foreign Exchange Sales (F) SWAP within PNC's Capital Markets organization, you...based in Atlanta, GA. Requirements for licensing - SIE, Series 7 & 63, or able to… more
