- Citigroup (New York, NY)
- …conduct more targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing… more
- SMBC (Tallahassee, FL)
- …requirements Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), MB policies and procedures. The Sanctions Associate follows ... and affiliated parties related alerts. + Supports completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals or other… more
- SMBC (Sacramento, CA)
- …requirements Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. The Sanctions Analyst follows ... and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals or other… more
- SMBC (Jersey City, NJ)
- …and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals or other ... policy changes, new regulatory compliance requirements, and makes recommendations for the Sanctions Compliance team. + Prepares OFAC reject/block reports and… more
- ManpowerGroup (New York, NY)
- …new regulatory compliance requirements, and recommendations from CPAD. 8Ensures maintenance of OFAC sanctions lists and Internal Watchlists utilized by the tool. ... market practices related to foreign and domestic money transfers; Strong knowledge of OFAC regulations and Sanctions Strong level knowledge of banking policies,… more
- Honeywell (Phoenix, AZ)
- Role: Sr. Export Compliance Officer /Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our global team of ... candidates for an exciting opportunity as a Sr. Export Compliance Officer /Compliance Assurance Analyst reporting to the Director of Corporate Compliance Assurance.… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …career in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer I must have a high level of appropriate expertise within financial crimes ... risk management and related regulations, guidance, and best practice. The FC Officer I leads in the identification and assessment of risks where appropriate… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs from an… more
- SMBC (Sacramento, CA)
- …+ Reporting tools: PowerBI, Excel + Azure + Knowledge of vendor BSA/AML/ OFAC transaction monitoring and sanctions screening systems (eg, Verafin, Actimize, ... Cash Management Services, International Services **GENERAL SUMMARY** Reporting to the BSA Officer , the **Director, Head of FCC Model and Data Governance** will be… more
- Federal Reserve System (St. Louis, MO)
- …of compliance regulations related to BSA/AML, Office of Foreign Assets Control ( OFAC ) sanctions programs and related activity including transaction monitoring, ... of independent testing/review, completeness of risk assessment, expertise of BSA Officer and staffing, know your customer requirements, alert management, and SAR… more
- MUFG (Tampa, FL)
- …control with Special Attention to Red Flags, Risk and Controls. + Complete OFAC /AML Review Form for Accuracy, Eligibility and Compliance. + Process DD100 the ... to credit Head Office. + Refer Items identified for Escalation to Global Sanctions , AML Advisory, Oversight Unit or EFM Investigations depending upon the issue.… more