- Bank of America (Charlotte, NC)
- Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... accounting issues to ensure compliance with applicable technical accounting and regulatory standards. In addition, this person will have strong communications… more
- Black Hills Energy (Rapid City, SD)
- …and understanding of accounting and reporting guidance and regulations issued by FASB, SEC , FERC, and other regulatory bodies. * Experience and/or knowledgeable ... Accounting Manager or Senior Manager (CPA Required)...Company's Controllership team, responsible for providing guidance to accounting, regulatory , finance, and other cross-functional partners related to the… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... across trade and communications. + Ensure the surveillance department aligns with global regulatory requirements (eg, SEC , FINRA, CFTC, NFA, FCA, MAS, etc.) and… more
- BlackRock (Wilmington, DE)
- …ETF Fund Accounting a plus + Understanding of US GAAP and SEC regulatory reporting requirements. + Fund / product lifecycle event management such as ... reporting guidance. + Portfolio trade compliance monitoring and adherence to product and regulatory guidelines and policies. Americas (AMRS) Product… more
- JPMorgan Chase (New York, NY)
- …wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful ... and constructive guidance on regulatory matters in the review and approval of marketing,...Legal teams in order to help ensure adherence to SEC , FINRA and firm regulations and guidelines + Attend… more
- Mastercard (O'Fallon, MO)
- …governments realize their greatest potential._ **Title and Summary** Principal, Technology Risk Manager Overview The AI & Decision Product Enablement Program (AI ... * Ability to communicate effectively with cross-functional Data Science, Development teams, regulatory agents, and the core product business teams To qualify… more
- Neuberger Berman (New York, NY)
- …providers, and cash flow reporting. Additively, ensuring adherence to regulatory requirements which includes tracking affiliated investments, investor concentration ... across the Fund's platform. **Responsibilities:** + Drive the NBIA SEC required 15-c investment advisory annual review by responding...proper governance of 50 funds. + Key member of product implementation and/or product modification team +… more
- Bank of America (New York, NY)
- …following skills: GAAP (with a focus on Fixed Income), Management and Regulatory / SEC reporting, as well as written and oral communicationskills. ... Business Financial Control Product Associate- Fixed Income Currencies & Commodities (CFO)...processes including legal financial books and records, valuations control, regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
- TD Bank (Fort Lauderdale, FL)
- …trends and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... to Digital Advisor tools and systems. + Collaborate with product and operations teams to ensure platform aligns with...ensuring alignment with strategic objectives + Strong knowledge of regulatory frameworks, including SEC , FINRA, OCC and… more
- Bank of America (Charlotte, NC)
- CFO - Transfer Pricing Center of Excellence Lead (Senior Product / Specialty Controller) Charlotte, North Carolina **Job Description:** At Bank of America, we are ... to make a difference. Join us! **Job Description:** Applies technical or product specific accounting knowledge to ensure strong financial controls and reporting… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …such as US GAAP, rules and regulations of the Financial Industry Regulatory Authority ("FINRA"), Securities and Exchange Commission (" SEC "), and various ... TECHNICAL ACCOUNTING & REPORTING MANAGER Dunham & Associates Holdings, Inc. and its...etc.). + Provide accounting guidance on new business initiatives, product offerings, and acquisitions (if any). + Analyze emerging… more
- Wolters Kluwer (Carson City, NV)
- …libraries. Today, the tax and accounting profession is changing and the regulatory landscape is becoming increasingly complex, making it harder to ensure accuracy ... give users unprecedented access to world-class content; **CCH(R) Account Research Manager (R)** , which provides tax and accounting professionals with all essential… more
- Delek US Holdings (Brentwood, TN)
- …Internal Controls:** + Maintain strong internal controls to ensure compliance with SOX, SEC , and other regulatory requirements. + Assist with internal and ... Manager , Commercial Accounting Location: Brentwood, TN, US, 37027...currently owns and operates 720 miles of crude and product pipelines, a 600-mile crude oil gathering system, and… more
- Citigroup (Jersey City, NJ)
- …over 60 Countries; covering all post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed ... the collective team are to help mitigate risk, comply with regulatory requirements, whilst delivering best-in-class capabilities in margin and collateral management,… more
- Skyworks (Irvine, CA)
- Sr. Sustainability Program Manager Apply now " Date:May 21, 2025 Location: Irvine, CA, US Company: Skyworks If you are looking for a challenging and exciting career ... Through our broad technology expertise and one of the most extensive product portfolios in the industry, we areConnecting Everyone and Everything, All the… more
- Citigroup (Tampa, FL)
- The Senior Group Manager ServiceNow/Workday Delivery is accountable for management of HR SaaS Platform Engineering area. The **Platform Engineering team** is a ... for safeguarding sensitive employee data and ensuring compliance with regulatory requirements and Citi Policies. Excellent communication skills required to… more
- Neuberger Berman (New York, NY)
- …board materials, marketing presentations, and other reporting + Monitoring compliance with the SEC and IRS regulatory tests in coordination with legal and tax ... to both accredited and non-accredited investors, marking the first product of its kind in the NB Private Markets...role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will… more
- Raymond James Financial, Inc. (CO)
- …as well as prevent potential liability. * May assist his or her direct manager and the leadership team within Traditional Product Supervision in analyzing and ... **Job Description** **Job Summary:** The Traditional Product team oversees annuity and insurance transactions for...* Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 7_TR - Sec Trader - Financial ... client group management to identify and implement solutions. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS,… more
- BMO Financial Group (New York, NY)
- …** **KNOWLEDGE, SKILLS & REQUIREMENTS:** + 5 - 8 years of compliance, regulatory , or structured product /fixed income-related experience. + Fixed Income ... and sustain its risk-based compliance with applicable laws and regulatory requirements. CMS tests that the First Line of...and Banking Regulations, which include but not limited to SEC , FINRA, FRB, NFA and CFTC. + Demonstrated analytical,… more