- JPMorgan Chase (Boston, MA)
- …a seamless transition and operational readiness for our clients. As a project manager on the Securities Services Complex Assets Client Onboarding team, ... implementation of the Complex Assets Product Development strategic roadmap. + Provide project management for various new and ongoing complex asset client onboarding… more
- JPMorgan Chase (New York, NY)
- …while partnering with global stakeholders to execute business requirements. As a Business Manager within Securities Services , you will support Americas ... initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and...+ Coordinate sales team budget and forecast exercises. + Project manage key work streams and ad hoc analysis… more
- JPMorgan Chase (New York, NY)
- …program that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of ... establish a strong foundation in the key disciplines of Securities Services so that you will be...You also have the support of a mentor, program manager , as well as your direct manager .… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... + Master's degree preferred **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:**… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide… more
- TD Bank (New York, NY)
- …of regulatory findings, including MRA's. Nice to have: Experience with US Anti-Fraud, Securities and Commodities laws, rules, and regulations as they pertain to US ... broker dealers will be a plus. The Audit Manager executes audits for an assigned business, function or project as part of a team or as an individual contributor… more
- TD Bank (New York, NY)
- …products, including fixed income credit, rates, and equities, and experience with Securities and Commodities laws, rules, and regulations as they pertain to US ... broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise and...Office + Ability to lead, plan, implement and evaluate program/ project activities to ensure completion of audit + Ability… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- TD Bank (New York, NY)
- …and Front Office flash) is understood and managed. + Review and approve all project and FCP funding vehicle allocations. + Manage and track all revenue and cost ... of any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross-business consistency and efficiency of process delivery… more
- Wells Fargo (Charlotte, NC)
- …cash payments, customer service , funding operations, custodial operations, securities settlement services , structured loan operations, and general ledger ... **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Court...and deliverables with narrower impact + Receive direction from manager and exercise judgment within defined parameters related to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $175,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** TD Securities Treasury Solutions provides treasury management products to US/Canadian public companies… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... Years of related experience **Preferred Qualifications:** + Seven or more years securities compliance or related securities experience required. + JD desirable… more
- TD Bank (New York, NY)
- …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas ... organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ability… more
- TD Bank (New York, NY)
- …have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team ... of fixed income sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact.… more
- TD Bank (Portland, ME)
- …industry best practices and the Institute of Internal Auditors requirements. The Manager II, QAIP is an internal audit professional who executes audit quality ... Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation. + Expertise in… more
- TD Bank (New York, NY)
- …organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ability ... the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- City of New York (New York, NY)
- …estate portfolio and through energy conservation management. The Energy Project Manager will sit within DOT Facilities and Securities Management, which is ... ASSISTANT ELECTRICAL ENGINEER TITLE, OR REACHABLE ON THE CIVIL SERVICE LIST, OR ELIGIBLE UNDER THE 55A PROGRAM. The...and Security Management Unit seeks to hire an energy project manager to serve within the Energy… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Project Manager II to join our growing team in New York City. In this ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $140,000 - $190,000 USD TD is...role, the Project Manager is aligned with the TDS… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their ... communications and reporting. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in Commercial/Corporate… more
- SMBC (New York, NY)
- …individual initiatives contribute effectively to the overall strategic objectives. + Serves as the project manager for a set of risk initiatives within area of ... with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The… more