- TD Bank (New York, NY)
- …7+ years experience **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on ... mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing… more
- TD Bank (Wilmington, DE)
- …data analysis tools **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on ... functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... functions including banking and underwriting businesses, securities markets, legal, compliance , risk management, operations, treasury, among others.*Ability to… more
- Citigroup (Irving, TX)
- …rule, or regulation related to fraud activities executed in 1LOD, and maintains fraud regulatory / compliance risk levels within the firm's risk appetite ... Serves as a senior function/business/product compliance risk officer for Independent ...transparency. **Qualifications:** + Expertise in Fraud, Consumer Protection and Prudential / Regulatory Compliance laws, rules, regulations,… more
- SMBC (New York, NY)
- …regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- MUFG (Irving, TX)
- …knowledge and experience in compliance with banking laws and regulations, compliance risk management, and regulatory oversight + Deep subject ... and Strategic Communications + Support the MUFG Culture of Compliance , with an emphasis on financial crime risk...of the organization, including staff, senior management, directors and prudential regulators + Past enterprise risk management… more
- City National Bank (Concord, NC)
- … risk and effectiveness of credit risk management to ensure limited risk exposure by adherence to bank and regulatory standards. This position also serves ... advisor to 2LODs to identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk ,… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Manage regulatory examinations covering ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is committed to providing fair… more
- Citigroup (Jacksonville, FL)
- …CCAR, BASEL, Liquidity, Prudential and Capital reporting initiatives, ensuring compliance with evolving regulatory requirements. + Collaborate with cross ... ensuring alignment with industry standards and regulatory needs. + Lead and support...along with short-term planning resource planning. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management compliance to support the firm's overall efforts to manage information compliance risk . This role is responsible for collaborating with peers and ... + Diverse businesses associated with a global, diversified Financial Holding Company. + Compliance Risk Management concepts, including Compliance Risk … more
- SMBC (Jersey City, NJ)
- …and Skills** + Bachelor's Degree required. + Minimum of 7 years of prior regulatory , compliance , and/or risk management experience. + Familiarity with either ... and escalating delays and other challenges to senior management. + Analyzing the Compliance Risk Assessment ("CRA") results to identify key control gaps (eg,.… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Do:** + Ensure report compliance with US regulatory requirements such as Enhanced Prudential Standards...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Warning Indicators. + Ensure compliance with US regulatory requirements such as Enhanced Prudential Standards...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Mizuho Corporate Bank (New York, NY)
- …operational resilience strategy that aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- Capco, a Wipro Company (New York, NY)
- …clients. Our collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, ... We have a deep knowledge in financial services offering, including eg Finance, Risk and Compliance , Financial Crime, Core Banking etc. We are committed… more
- MUFG (Irving, TX)
- …Credit/Debit, Guardian Analytics, and ThreatMetrix. + Strong knowledge about model risk management and associated regulatory requirements + Bachelor's degree ... detect financial crime and (5) create statically representative samples to ensure that risk is not missed below the threshold. The incumbent is responsible for… more
- Bank of America (Charlotte, NC)
- …and funding risks in the Bank. Responsible for compliance with Enhanced Prudential Standards and other regulatory guidelines, the candidate will work on ... to learn, grow, and make an impact. Join us! **Job Description:** Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst - Liquidity Risk … more
- MUFG (New York, NY)
- …warning indicator and reporting updates across Treasury teams and engagement with risk management. + Adhere to all Enhanced Prudential Standards requirements ... involvement in all broker dealer treasury functions including funding and liquidity risk management, asset liability management, interest rate risk measurement /… more
- Citigroup (Tampa, FL)
- …responsible for the generation, tracking and submission of several key US Regulatory Reports including FFIEC009/009a, FR 2510, and FR2436. This position requires a ... Citi's financial to the Federal Reserve Bank are conducted in accordance with regulatory and internal standards. The objective of this role is to accurately prepare… more
- Truist (Charlotte, NC)
- …of proposed rulemaking (NPR) that impact funding strategies/actions. Work with Liquidity Risk team concerning compliance with new regulations. Ensure internal ... funding strategies to meet the wholesale funding needs of Truist that align with risk framework and assist leading the bank funding team. May manage a team.… more