- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications....Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …reviewing/providing feedback on audit work performed by others is highly valued. + Regulatory Agency as Compliance Officer preferred. + Strong written ... and verbal communication skills. Regulatory Agency as Compliance Officer preferred. **Why join Olympus?** _We offer a holistic employee experience supporting… more
- Jobleads-US (Coral Springs, FL)
- …organizational effectiveness, talent acquisition, employee/labor relations, and regulatory compliance . The Chief Human Resources Officer (CHRO) is part ... health care leader to take on the pivotal role of Chief Human Resources Officer (CHRO) at our vibrant Coral Springs facility in sunny South Florida! In this… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... integrity and discipline with regards to the legal and regulatory requirements of the Anti-Money Laundering regime. One of...activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... teams and work with outside counsel regarding transactions, portfolio company oversight, compliance and regulatory matters, and ongoing fund management. Review… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible for… more
- HSBC (Irvine, CA)
- Wealth Relationship Officer Brand: HSBC Area of Interest: Asset and Wealth Management Location: Irvine, CA, US, 92604 Work style: Office Worker Date: 29 Oct 2025 In ... compliance with applicable laws, HSBC is committed to employing...planet we all share. The securities licensed Wealth Relationship Officer provides sales support to registered securities representatives, as… more
- Stony Brook University (Stony Brook, NY)
- Chief Privacy Officer and Assistant Vice President **Required Qualifications** **(as evidenced by an attached resume):** Juris Doctor (or foreign equivalent) from an ... experience. Hands-on experience managing and interacting with federal & state compliance regulators and international privacy laws. Must have, keep and maintain… more
- Stanford Health Care (Palo Alto, CA)
- …is a Stanford Health Care job.** **A Brief Overview** The Lead Security Officer assists in ensuring medical center safety and security during assigned shifts and ... responds to code designated incidents and other emergencies. The Lead Security Officer writes comprehensive reports detailing causes, actions and responses and is… more
- Federal Transit Administration (Washington, DC)
- …in the State Safety Oversight (SSO) program. Monitor SSOA's and RTA's compliance with regulatory requirements and enforcement actions. Inspection and ... work experience that includes researching, analyzing, compiling data or regulatory information, documenting findings of field inspection compliance procedures… more
- Jobleads-US (Washington, DC)
- Regional Payroll Officer As the Regional Payroll Officer you will be responsible for providing accurate and timely processing of the company's payroll, liability ... payments and regulatory reporting. You will also be responsible for providing...bi-weekly payroll. Work in partnership with Regional SAP Payroll Officer to facilitate ongoing Payroll system maintenance to ensure… more
- Jobleads-US (New York, NY)
- Overview Chief Diversity Officer (CDO) Baruch College invites applications for an accomplished administrative leader with a demonstrated commitment to diversity, ... equity, and inclusion to serve as its Chief Diversity Officer . Reporting directly to the Assistant Vice President and...the CDO oversees and manages the Office of Diversity, Compliance , and Equity Initiatives and serves as a Special… more
- Florida Atlantic University (Boca Raton, FL)
- …Security program and Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and federal research sponsor ... matters. Responsibilities: + Serve as the university's Export Control Officer , overseeing compliance with the Export Administration...Treasury) and serve as a point of contact for regulatory inquiries and compliance reporting. + Assist… more
- Jobleads-US (Washington, DC)
- …hands-on practical sessions. Maintain accurate training records and databases to ensure compliance with company, regulatory , and legal requirements. Monitor and ... and motivated individual to fill the position of: Training Officer The Training Officer is responsible for...safety awareness of mining specific roles. This role ensures compliance with industry regulations and company policies while promoting… more
- ESR Healthcare (Springfield, VT)
- …setting preferred - Strong skills in leadership, communication, change management, and regulatory compliance Compensation & Benefits: - Competitive salary and ... About the job Chief Medical Officer Springfield, VT Chief Medical Officer ...and vision care - Ensure high-quality, patient-centered services and compliance with regulatory requirements - Serve as… more
- HSBC (Beverly Hills, CA)
- Wealth Relationship Officer Brand: HSBC Area of Interest: Branch and Retail Banking Location: Beverly Hills, CA, US, 90210 Work style: Office Worker Date: 28 Oct ... 2025 In compliance with applicable laws, HSBC is committed to employing...and the planet we all share. The Wealth Relationship Officer works closely with the Wealth Relationship Manager and… more
- Seneca Health (Salamanca, NY)
- …Chief Operating Officer (COO) and Director of Quality to monitor staff compliance with regulatory and accreditation agencies in regards to patient care and ... LOCATIONS IN SALAMANCA, NY AND IRVING, NY BASIC FUNCTION: The Chief Medical Officer (CMO) provides clinical oversight, guidance and advice to the Seneca Nation… more
- Jobleads-US (New York, NY)
- Chief Diversity Officer & Title IX Coordinator Position Details The CUNY School of Medicine (CUNY MED) is the only medical school in the City University of New York ... in community health and biomedicine. Responsibilities Provide leadership on compliance matters involving Equal Employment Opportunity (EEO) and sexual harassment… more
- SMBC (Charlotte, NC)
- …Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management ... IT FCO serves as a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture of accountability and control excellence. **Role… more
- Jet Aviation (Kenosha, WI)
- First Officer - FALCON 900EX EASy (Kenosha, WI) Location: Kenosha, WI, US, 53144 Flexible Work Arrangement: Onsite Job Category: Flight Services Career Level: ... the scenes. Enabling global flight, with passion. **Position Summary** The First Officer directly reports to the Pilot-In-Command assigned to the flight by the… more
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