- SMBC (New York, NY)
- …Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business/function partners to advise on compliance ... conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides… more
- Stanford Health Care (Pleasanton, CA)
- …is a Stanford Health Care job.** **A Brief Overview** The Lead Security Officer assists in ensuring medical center safety and security during assigned shifts and ... responds to code designated incidents and other emergencies. The Lead Security Officer writes comprehensive reports detailing causes, actions and responses and is… more
- Florida Atlantic University (Boca Raton, FL)
- …Summary: Florida Atlantic University is seeking an Export Control and Research Security Officer - Boca Raton, FL. Reporting to the Associate Vice President, Research ... of Research (DoR), the Research Security and Export Control Officer plays a critical role in the administration of...Treasury) and serve as a point of contact for regulatory inquiries and compliance reporting. + Assist in investigation… more
- Oregon State University (Corvallis, OR)
- …Position Information Department Dept of Public Safety (QUB) Position Title Communications Officer Job Title Communications Officer Appointment Type Public Safety ... youth programs may have additional criminal history checks every 24 months. Nuclear Regulatory Commission, 10 CFR 73.2 (a) (1). Defines a background check as:… more
- Stanford Health Care (Palo Alto, CA)
- …Maintains current status of personnel in the field. Maintains radio contact with officer personnel and enforces proper radio control and courtesy. + Monitors CCTV ... is completed. + Must be able to fill in the position of Security Officer when operational needs dictate **Education Qualifications** + High School Diploma or GED… more
- SMBC (Charlotte, NC)
- …of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management ... a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture of accountability...and continuous process improvement practices. - Strong understanding of regulatory frameworks (eg, FRB, SEC, FINRA, NFA, CFTC, OCC).… more
- Rockefeller University (New York, NY)
- …with the University's researchers,other departments on campus,and a wide range of outside regulatory and advisory agencies to ensure that the University is a safe ... compliance with occupational exposure limits. Responsibilities The Assistant Safety Officer II will serve as the primary back-up to...serve as the primary back-up to the Associate Safety Officer . In addition, the ASO II will assist in… more
- Battelle Memorial Institute (Columbus, OH)
- …to apply. **Job Summary** Performs protective services as a uniformed Armed Security Officer in order to provide safeguards for company and customer assets to ... effectiveness in dealing with others. + Ability to meet all training and regulatory standards. + Eligibility to obtain and keep a Secret level security clearance.… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the Compliance function's ... the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance. The incumbent will be responsible for supporting and… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Chief Technology Officer (CTO) primary focus is driving technical innovation, strategy and product development to help the business grow. The CTO ... monthly training in a timely manner to ensure knowledge of bank regulatory requirements, policies, and procedures. + Worksite is located downtown Kansas City.… more
- Banc of California (Philadelphia, PA)
- …resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The HOA Lending Officer is responsible for originating and managing loans to HOAs including capital ... improvement loans, maintenance funding, and other community-based-financing solutions. The officer will work closely with the Regional Account Executives to provide… more
- HSBC (Irvine, CA)
- …our communities and the planet we all share. The Wealth Relationship Officer works closely with the Wealth Relationship Manager and the overall Relationship ... the overall cost efficiency ratio. As our Wealth Relationship Officer you will: + Provide a pivotal role in...+ Knowledge of Anti Money Laundering practices and relevant regulatory governance in the US + Series 7, 63,… more
- RGP (Pomona, CA)
- …currently representing a client in Pomona, CA seeking a CFO.** The Chief Financial Officer (CFO) is a key member of the executive leadership team, responsible for ... relationships with external stakeholders, including banks, investors, auditors, and regulatory agencies. + Provide financial oversight for multi-site project… more
- Banc of California (Encino, CA)
- …Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit ... with Branch Manager regarding responses for independent third party and regulatory audits of the department; ensures deficiencies identified from such audits… more
- SMBC (Los Angeles, CA)
- …standards, preparing for internal and agency audits, and assisting the Credit Officer and Portfolio Manager with new and renewal loan information as needed. ... organized and compliant credit files in accordance with internal standards and regulatory requirements. + Assist Senior Credit Officers and Portfolio Managers (PMs)… more
- Banc of California (Long Beach, CA)
- …with other areas as required to ensure compliance with service standards and regulatory deadlines. + Assure high quality and friendly customer service and adherence ... degree or higher strongly preferred + Solid understanding of the operational regulatory environment with thorough knowledge of banking operations is required + Solid… more
- Bank OZK (Dallas, TX)
- …internal policies and procedures, engagement letter terms, and federal and state regulatory requirements including, but not limited to, USPAP and FIRREA. + Gathers ... and analyzes market data and trends that are relevant to appraisal engagements. + Provides insight and technical interpretations of real estate market conditions and appraisal theory to commercial real estate lending teams. + Mentors first and second line… more
- CBRE Government and Defense Services (Quantico, VA)
- …accident reports for review by Management and as required by OSHA and other regulatory agencies + Facilitate and execute on Company Safety Program and Culture + ... Coordinate workers compensation cases with corporate and insurance carrier personnel + Perform other duties as assigned **Knowledge, Experience and Skill Requirements** + The SSHO must meet the requirements of **EM 385-1-1 Section 1 and ensure** **that the… more
- Bank OZK (Little Rock, AR)
- …+ As defined with the business, analyzes, evaluates, and mitigates operational, regulatory , credit, and reputational risk. + May mentor/lead other employees. + ... Performs administrative tasks and duties on a timely basis. + Regularly exercises discretion and sound judgment in the performance of essential job functions. + Maintain good punctuality and attendance to work. + Follow Bank policy, procedure, and guidelines.… more
- SMBC (New York, NY)
- …transaction background, deal structure, facility terms and conditions, US regulatory classification, profitability, and relationship strategy. **Role Objectives** + ... + Manage compliance with internal policies, workflow procedures and ensure US regulatory requirements are met in each credit application. + Stay informed about… more
