- Citigroup (Tampa, FL)
- …to improve efficiencies and drive continuous improvement + Develop deep understanding of regulatory issue management and identify areas for improvement + ... centralized oversight for in scope regulatory issues management . The Regulatory Issue Remediation...Thinking, Communication, Constructive Debate, Controls Lifecycle, Issue Management , Management Reporting, Policy and… more
- Citigroup (Tampa, FL)
- …QA reviews across assigned portfolio of High Severity issues, in compliance with Issue Management Policy , Standards and Procedures. + Create and ... Individuals in Issue Management are responsible for the...knowledge of the assigned portfolio, and interdependencies with other Issues/ Regulatory Commitments. + Drive robust challenge enabling the key… more
- Citigroup (Irving, TX)
- …while working with senior leadership and throughout the firm (Directors and Managing Directors). Issue Management Lead Analyst C13 - VP will work closely with ... Regulatory and External Audit Issues within IRM. The Issue Quality Team is responsible for ensuring the quality...IRM Controls to ensure consistent execution of the Global Issue Management requirements. **Key Responsibilities:** + Execute… more
- MUFG (Irving, TX)
- …details. **Job Summary:** This IM Assistant Vice-President role in the Americas Compliance Issue Management Division of MUFG Bank, Ltd. ("MUBL") will be part ... Unit to coordinate implementation and execution of both Regional and Global issue management standards and procedures, drive initiatives that promote on-time… more
- US Bank (Minneapolis, MN)
- …+ Considerable knowledge of consumer compliance program concepts + Considerable knowledge of issue management policy , procedure, and guidance + Strong ... including each stage of issue resolution, in accordance with Enterprise issue management processes. + Performs or drives processes to support effective… more
- Citigroup (Tampa, FL)
- …governance and oversight over the global issue validation program for regulatory , audit, and management self-identified issues. + Collaborate with HR Risk ... independently validate the action plans for issues before the issue is closed by management and submitted...improvement and emerging risks. + Assisting in high priority regulatory ad hoc projects across their lifecycle by identifying… more
- MUFG (Irving, TX)
- …global minimum KYC Standards + Work with Policy Governance to review Regulatory Change Management Tracking and Action Plans + Develop and maintain additional ... and Analytics, Training, Technology, Centers of Excellence), GFCD Testing and Issue Management , Audit, and Regional Financial Crime Offices. **Responsibilities**… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … policy , operating practices and procedures. Implement and manage issue resolution management framework. Regular contact with senior management ... primary oversight and responsibility for analysis, interpretation, implementation and change management of new regulatory requirements and standards. Will… more
- ERP International (Laurel, MD)
- **Overview** **ERP International, LLC** ( www.erpinternational.com ) is currently seeking Full-Time ** Policy & Regulatory ** **Analyst** to support of the **CMS ... sectors. We provide comprehensive enterprise information technology, strategic sourcing, and management solutions to DoD and federal civilian agencies in 40 states.… more
- Citigroup (Tampa, FL)
- …at all levels, and is interested in complex problem solving. **Responsibilities** : + Drive regulatory issue management : + Lead regulatory issue ... they need to support Citi's organizational health and resource management . As the Regulatory Execution Analyst, you'll...and root causes are being sufficiently addressed + Lead regulatory issue and risk reduction progress monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …operational levels. + Review and challenge the first line's self-assessments (eg, RCSAs), issue management , risk acceptances, and process maps to ensure proper ... Management ) We are seeking an experienced Data Management & Regulatory Reporting Subject Matter Expert...2052a). Your oversight will ensure both domains meet internal policy , BCBS 239 expectations, and US supervisory standards. You… more
- Mizuho Corporate Bank (New York, NY)
- …to ensure activities are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ... sound understanding of the financial services industry, including audit, financial, regulatory reporting, risk management , or technology functions. Possesses at… more
- Bank of America (Charlotte, NC)
- …drive policy adherence and maintain sustainable risk-based solutions -Oversee Issue Management activities end-to-end, including development of action plans ... processes. **LOB Specific Job Summary** The GT Risk & Regulatory Portfolio Management Executivewill be focused on...identify issues and control improvements for remediation and ensures issue resolution + Acts as an ambassador of the… more
- Capital One (Mclean, VA)
- …to senior management with respect to onsite supervision and evolving regulatory policy issues, while also supporting regulatory and supervisory ... this role if you: + Enjoy working with banking regulators + Closely follow regulatory policy and technological developments in banking and financial services +… more
- Citigroup (Wilmington, DE)
- …Thinking, Constructive Debate, Escalation Management , Financial Analysis, Issue Management , Management Reporting, Policy and Procedure, Policy ... facilitating data-quality and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and… more
- Citigroup (New York, NY)
- …+ Experience in regulatory and Internal Audit interaction, exam management /coordination, and issue management / resolution **Job Family Group:** ... Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive,… more
- Premera Blue Cross (Mountlake Terrace, WA)
- …issues and recommend informed, actionable and realistic solutions based on regulatory / policy /compliance research. Where needed prepare written reports to ... document findings and issue Corrective Action Plans, tracking them through to resolution....compliance related tasks such as OFAC/Sanction Checks, hotline investigations, regulatory reporting and filing, policy and procedure… more
- BeOne Medicines (San Mateo, CA)
- …NA markets, regulatory strategic development plans and risk assessments, critical issue management and advice on FDA interactions. + Oversees the preparation ... drug development process and the pharmaceutical industry and healthcare environment including regulatory requirements and policy trends and able to identify and… more
- Citigroup (Getzville, NY)
- …+ Experience in regulatory and Internal Audit interaction, exam management /coordination, and issue management /resolution **Job Family Group:** ... Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive,… more
- Citigroup (New York, NY)
- Serves as a Regulatory and Exam Manager for Internal Audit's Regulatory Management team responsible for the promotion, support, monitoring and reporting on ... responses and interactions + Supports the IA Director for Regulatory Management in leading prep meetings ahead...Engagement Team, and IA delivery teams when a US Regulatory Issue is raised against IA; tracks… more