- NatWest Markets (Stamford, CT)
- Head of Regulatory Relations , Corporate Governance, and Registrations Closing date for applications: 26/06/2025 LocationStamford,United States Job typePermanent ... ensure the proper operations of the department and the business._ **Head of Regulatory Relations , Corporate Governance, and Registrations** **. Director** We are… more
- City National Bank (Los Angeles, CA)
- * REGULATORY RELATIONS ANALYST* WHAT IS THE OPPORTUNITY? Responsible for working with Associate Director ("AD") to coordinate end-to-end regulatory activity ... ("GRC"), to prepare business units for exams and other regulatory activity. Will be responsible for working with AD...provide advice and support to business units in all regulatory matters. Will raise concerns to AD about observed… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory Relations Group **Requisition ID:** 222217 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... is responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- Mastercard (O'Fallon, MO)
- …and governments realize their greatest potential._ **Title and Summary** Vice President, Regulatory Relations & Market Compliance - NAM Overview * ... including exception and escalation awareness * Monitor business, market and regulatory landscape to identify required standards, policy requirements and potential… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the ... oversight and management of employee relations . This senior leader will ensure that TDS HR...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- Abbott (Livermore, CA)
- …their health and get on with their lives. This position provides regulatory compliance leadership for the business, ensuring the policies, procedures, and practices ... of the business remain compliant to regulatory and contract requirements. **What You'll Work On** +...processes and programs to ensure business remains compliant to regulatory and contract requirements + In charge of audits… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- City National Bank (Charlotte, NC)
- …GRC program. The position will closely coordinate with the Bank's and RBC US/CUSO's Regulatory Relations and Legal functions. WHAT WILL YOU DO? * Responsible for ... plan development in response to regulatory findings. * Liaise with the Regulatory Relations office on a regular cadence to ensure alignment of GRC and … more
- M&T Bank (Buffalo, NY)
- **Overview:** This position primarily supports the Regulatory Relations function. The position is responsible for the maintenance and scheduling of regulatory ... regulatory agency staff. The position also provides general support to the Regulatory Relations and Regulatory Affairs teams in their execution of … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- Citigroup (Getzville, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- Comerica (Dallas, TX)
- Job Description Bank Regulatory Attorney/ Regulatory Relations The Bank Regulatory Attorney position is responsible for providing leadership, advice, and ... and its management. This position will serve on a team of Regulatory Relations professionals who help manage Comerica's relationships and interactions with its… more
- Wells Fargo (Phoenix, AZ)
- …+ Regulatory and Policy Affairs(RAPA) is responsible for Wells Fargo Regulatory Relations , the Enterprise Policy Office, Non-Financial Regulatory ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) organization for a 2026… more
- TECO Energy (Tallahassee, FL)
- …for monitoring and communicating regulatory developments and for maintaining favorable regulatory relations . **WHAT YOU NEED TO SUCCEED** + Bachelor's Degree ... Title: ** Regulatory Affairs Manager** Company: **Peoples Gas System** State...utility finance or accounting practices, ratemaking practices, legal or regulatory processes. + Must be proficient in Excel, Word,… more
- KeyBank (OH)
- …Job** Lead the oversight and management of Regulatory Exam activities for the Regulatory Relations Team. Work under the leadership of the Regulatory ... **ESSENTIAL JOB FUNCTIONS** + Actively oversees and executes all aspects of regulatory exams for Key including: providing consultation and guidance to leadership and… more
- Bank of America (Charlotte, NC)
- …Project Management + Reporting + Analytical Thinking + Oral Communications + Regulatory Relations + Stakeholder Management + Written Communications **Shift:** ... Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:**...an impact. Join us! **Job Description** The US Global Regulatory Reporting Team (GRR) performs a vital role within… more
- M&T Bank (Buffalo, NY)
- **Overview:** This position provides support to the range of activities of the Regulatory Relations function, which may include: *Supervisory Exam Management * ... Regulatory Continuous Monitoring * Regulatory Intelligence - Identification, Assessment, Communication and Control *Identification and analysis of emerging … more
- MUFG (New York, NY)
- …generating roles, program management, audit/compliance, managing staff functions + Background in regulatory relations and knowledge of heightened regulatory ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group… more
- TD Bank (New York, NY)
- …degree or equivalent experience + 10+ years of experience in BSA/AML compliance, regulatory relations , legal, or risk management + Prior experience responding to ... Crime Risk Management **Job Description:** The Head of FCRM Regulatory Liaison & Monitor Response Lead plays a pivotal...Response Lead plays a pivotal role in the Bank's regulatory remediation and consent order response efforts. This role… more
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