- Fidelity (Covington, KY)
- …1. Licensing Preparation In the first months, you'll prepare to become a FINRA (Registered Representative by studying for and obtaining your SIE, Series ... Series 07 - FINRA , Series 63 - FINRA Category: Customer Service , Sales Most roles...1940, ERISA, numerous state laws governing securities, investment and retirement -related financial activities and the rules and regulations of… more
- Fidelity (Omaha, NE)
- …working from home? If you answered " yes " and are a customer service -minded champion, we are hiring Entry Level Customer Service Representatives, also known ... knowledge in a significant way every day to help others. In this customer service role, you will help customers feel more confident, make clearer decisions, and… more
- ADP (El Paso, TX)
- …Summary:** The Retirement Services Representative is a licensed Retirement professional responsible for providing exceptional service to the employees of ... ADP Retirement Service 's clients. They are the primary point of contact...and also assist employees with individual account transactions. The Retirement Services Representative must be capable of… more
- Vanguard (UT)
- Have your FINRA Series 7 and 63 and a talent...service ? Explore a rewarding career as a Client Service Excellence Representative with Vangaurd. Client ... investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe...like onboarding new clients to supporting them through their retirement . + Maintain strong performance metrics. + Increase functional… more
- ADP (La Palma, CA)
- ADP is hiring a **Hunter** **Sales Representative for Retirement Services** . + **_Are you ready to control your financial future with unlimited upside earnings ... for yourself! In this role, you will sell ADP's Retirement Services 401(k) solutions. With a little help from...Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority ( FINRA ) Series 6 and 63 licensing is a plus;… more
- Vanguard (Scottsdale, AZ)
- …to positively impact our investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe in supporting our "crew" ... when they call in to Vanguard. As a Client Service Excellence Representative , you will: + Respond...like onboarding new clients to supporting them through their retirement . + Maintain strong performance metrics. + Increase functional… more
- Edward Jones (St. Louis, MO)
- …What Characteristics would make you a successful Tailored Licensed Support Financial Representative : + Build meaningful relationships with the branch team and their ... no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and...Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding… more
- US Bank (Los Angeles, CA)
- …financial goals-no matter what they need. From transaction processing to customer service , to driving innovation and launching new products, we're building a range ... rapidly growing sales team! As an Elavon Digital Sales Representative , you will become payments advocate for small businesses...Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five… more
- Charles Schwab (Indianapolis, IN)
- …helping us "challenge the status quo" and transform the finance industry together. Schwab's service team is at the heart of our firm's commitment to helping clients ... clients about investment strategies, trading tools, market mechanics, and retirement choices. You'll engage with, and be an advocate...of your own professional journey by attending the Schwab Service Academy (SSA), which provides you with the paid… more
- Edward Jones (St. Louis, MO)
- …former FA is unable to meet those obligations. + Provide excellent client service and suitable investment advice during the transition period. + Provide initial ... contact and ongoing guidance and service to the clients. + Research...no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and… more
- Charles Schwab (Lone Tree, CO)
- …helping us "challenge the status quo" and transform the finance industry together. Schwab's service team is at the heart of our firm's commitment to helping clients ... to educate clients about investment strategies, trading tools, market mechanics, and retirement choices. You'll engage with, and be an advocate for, clients when… more
- ADP (Florham Park, NJ)
- …see for yourself!** As a Digital Sales Associate, you will sell ADP's Retirement Services 401(k) solutions over the phone using virtual technologies. With a little ... that put millions of employees on the road to retirement readiness. Your day-to-day will focus on daily goals...Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority ( FINRA ) Series 6 and 63 licensing is a plus;… more
- US Bank (Cincinnati, OH)
- …as the main day to day contact between the customer and US Bank. Service and support customer's depository and treasury products and provide limited loan servicing. ... other US Bank departments to ensure high levels of service delivery for customers. Utilize numerous systems to access...Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five… more
- US Bank (Jacksonville, FL)
- …work experience - Five or more years of clerical and/or customer service experience Preferred Skills/Experience - Extensive knowledge of the organization, products, ... Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- US Bank (Bellevue, WA)
- …identify and resolve exceptions and to interpret data + Proven customer service /relations skills + Effective interpersonal, verbal and written communication skills + ... Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- Principal Financial Group (Miami, FL)
- …is preferred: + Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA ... Advice Team has an exciting opportunity for you! We're looking for a Sr ** Retirement Education Specialist (Bilingual in Spanish)** to join our Miami, FL team. In… more
- Foresters Financial Services (Silver Spring, MD)
- … Representative 's business with day-to-day administrative assistance while enhancing the service experience of clients*. *This role requires FINRA licensing ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative...services including Mutual Funds, Annuities and Life Insurance, + Retirement products including IRAs and 403(b)s + College funding… more
- US Bank (Franklin, TN)
- …the Client Relationship Consultant duties, Premier Client Relationship Consultants hold FINRA registrations in order to refer clients to registered representatives ... Relationship Consultant. Premier Client Relationship Consultants must actively maintain FINRA registrations to meet defined referral client and wealth management… more
- US Bank (Omaha, NE)
- …to best serve clients. Opens new consumer and business accounts, completes service requests and submits credit applications. Proactively educates clients on emerging ... and self- service digital products and services to assist with meeting...Client Relationship Consultant duties, Premier Client Relationship Consultants hold FINRA registrations in order to refer clients to registered… more
- T. Rowe Price (New York, NY)
- …fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to ... a proactive, energetic, and highly organized self-starter Office Manager with a strong client- service mindset to support senior leadership and act as a polished … more
