- SMBC (Jersey City, NJ)
- …finance, business, or related field. + 10+ years of experience related to finance, risk management, internal audit , or compliance in the financial services ... with front line units to validate consistency with sound risk management standards, internal policy, and procedures....the effectiveness of the RCSA program. + Collaborate with Internal Audit , Compliance, and other relevant functions… more
- Tradeweb (New York, NY)
- …monitor key business and emerging risk trends and feed this information into Internal Audit 's risk assessment process + Support the preparation of ... https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking an AVP, Technology, Internal Audit to take on a key role… more
- Tradeweb (New York, NY)
- …support the delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan + Support the Director of Technology Audit in ... for Tradeweb + Manage end-to-end delivery of technology audits, advisory and other types of engagements with responsibility for... risk trends and feed this information into Internal Audit 's risk assessment process… more
- embecta (Parsippany, NJ)
- …frameworks. This individual will oversee the development and execution of a global, risk -based internal audit strategy that aligns with the company's ... will provide strategic leadership and oversight of the global internal audit function, ensuring alignment with enterprise risk priorities and regulatory… more
- SMBC (New York, NY)
- …Group (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team ... a central point of contact for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions,… more
- Wipfli LLP (Milwaukee, WI)
- …CPA firms. Job LocationsUS-WI-Milwaukee | US-WI-Madison | US-GA-Atlanta | US-ME-South Portland Job ID 2025-7298 Category Risk Advisory Services Remote No ... travel to client locations within the US is required. Responsibilities: + Complete audit procedures assigned by Engagement In-charge or Job Manager for clients in… more
- Wipfli LLP (Chicago, IL)
- …LocationsUS-IL-Chicago | US-IL-Naperville | US-IL-Lincolnshire | US-IL-Tinley Park | US-IL-Rockford Job ID 2025-7297 Category Risk Advisory Services Remote No ... travel to client locations within the US is required. Responsibilities: + Complete audit procedures assigned by Engagement In-charge or Job Manager for clients in… more
- HSBC (Buffalo, NY)
- Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: Buffalo, NY, US, 14210 Work style: Hybrid Worker Date: 21 Oct 2025 In ... program for HSBC US. The US Financial Crime Sanctions Advisory Manager is responsible for providing subject matter expertise...+ Identify, review, and mitigate sanctions and export controls risk posed by HBUS customers, including through Know Your… more
- Wipfli LLP (Green Bay, WI)
- …statements, quarterly financial information, and clients' annual reports. + Take part in pre- audit planning to assess the risk of material misstatement of ... financial accounts to design effective audit procedures. + Identify accounting and audit ...perform research to solve issues. + Responsible for testing internal controls, policies, and procedures and making recommendations. +… more
- Wipfli LLP (Green Bay, WI)
- …statements, quarterly financial information, and clients' annual reports. + Take part in pre- audit planning to assess the risk of material misstatement of ... financial accounts to design effective audit procedures. + Identify accounting and audit ...perform research to solve issues. + Responsible for testing internal controls, policies, and procedures and making recommendations. +… more
- Wipfli LLP (Milwaukee, WI)
- …when engagements end + Partner with Senior Managers, Directors, and Partners in risk assessment, audit procedures, and reporting . + Oversee daily operations ... or investment. Many of our clients are lean on internal accounting resources and rely on us not just...of the audit engagement. From staffing, planning, budgeting, risk … more
- Wipfli LLP (Milwaukee, WI)
- …statements, quarterly financial information, and clients' annual reports. + Take part in pre- audit planning to assess the risk of material misstatement of ... enjoy working on-site with diverse teams, and are comfortable navigating a dynamic audit environment. Responsibilities Responsibilities: + Audit financial… more
- Valero (San Antonio, TX)
- …* Provides support on the development, implementation, and management of compliance audit and advisory related services to determine adherence with policies, ... project oversight. * Performs reviews of compliance related activities through risk assessments, control identification and evaluation, audit program execution,… more
- Colonial Pipeline Company (Alpharetta, GA)
- …education. + Ideally,3+ years in Internal Audit , Compliance, Operations, Internal Controls, or Public Accounting/ Advisory firm. + Up to 10% travel ... internal controls, ensuring compliance with Sarbanes-Oxley (SOX), and delivering impactful audit and advisory engagements across the organization. You'll work… more
- Sabre (Dallas, TX)
- …needs or our airline, hotel and travel agency customers. Join our journey! _The Internal Audit and Enterprise Risk Management team perform_ _s_ _operational ... risk assessment process which is used to select risk -based audit and advisory engagements;...focus on quality and effectiveness which adheres to Sabre's internal audit processes and to the updated… more
- USAA (San Antonio, TX)
- …to point of capture. Identifies problems for resolution in support of risk -based assurance and advisory engagements across the organization.Applies learning ... knowledge of financial services regulations to audit assignments. Performs risk and control identification and evaluation, increasingly complex audit … more
- HSBC (New York, NY)
- …issues + A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC employee, you will have access ... and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- … policy and compliance practices. + Provide insights and recommendations on AML risk management, audit findings, and process improvements. Future Team Scope: + ... (OFAC) regulatory requirements. This leadership role also supports AML risk assessments, policy development, and cross-functional collaboration across the first… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …and aggregate reports Local Labelling Committee and Promotional Review Board Advisory Oversees Patient Safety input to all products' Local Labeling Committees ... external vendors/contractors Ensure seamless operations and timely delivery of safety data Risk Management Act as the primary point of escalation for Medical… more
- Talen Energy (Allentown, PA)
- …and non-regulated environments. + Support compliance evidence collection, documentation maintenance, and audit readiness for NERC, NRC, and internal reviews. + ... system constraints, balance compliance with operational realities, and drive measurable risk reduction across a hybrid IT/OT environment. **How You'll Power the… more
