- Morgan Stanley (New York, NY)
- …control functions and support areas (eg, Legal, Technology, Operations, Finance), 2nd line risk functions (eg, Compliance , Financial Crimes Risk , ... is a Senior Associate or Vice President level position on the Non-Market Risk team within the Institutional Equity Division (IED) Business Control Unit. IED provides… more
- Citigroup, Inc. (Irving, TX)
- … compliance risk senior analyst for Independent Compliance Risk Management (ICRM) Global Functions Financial Crimes and Fraud Prevention responsible ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day ...Compliance advisory and guidance on the impact of financial crime and fraud laws, rules and regulations to… more
- JPMorgan Chase & Co. (Tampa, FL)
- …within the Asset Management business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be ... distributing detailed compliance testing review reports. Foster collaboration with Compliance and Operational Risk Officers on various engagements. This… more
- TD Bank Group (Charlotte, NC)
- …or AML within a financial institution Demonstrated expertise in high- risk customer reviews and regulatory compliance Strong analytical, problem-solving, and ... more specific details for this role. Line of Business: Financial Crime Risk Management Job Description: The...This role is responsible for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory… more
- KeyBank (Cleveland, OH)
- …Square, Cleveland Ohio About the Job As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... applicable laws, rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated, remediated, and… more
- Morgan Stanley (Dallas, TX)
- …advanced degree preferred. - Minimum of 5-7 years of relevant experience, preferably in financial crime compliance , risk management, or a related field ... the FAST team, you will be instrumental in shaping and executing Morgan Stanley's financial crime risk mitigation strategy. This high-impact role requires a deep… more
- Morgan Stanley (Purchase, NY)
- …for people to learn, achieve, and grow. Department Profile: The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is ... products and services. The WM and US Banks Financial Crimes Risk Team is considered the...and oversight of BSA Fraud, Sanctions and Travel Rule compliance . The role will facilitate the execution of the… more
- JPMorgan Chase & Co. (New York, NY)
- Job Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...Skills Bachelor's Degree 7+ years of credit or market risk experience within financial services Knowledge of… more
- BioSpace (Tarrytown, NY)
- …supporting global supply market evaluation processes using all available market intelligence, risk , compliance , and financial assessment tools. Can ... savings from category management activities. Manage category activities to ensure compliance with appropriate GxPs and other applicable regulations, as applicable.… more
- First Horizon (Memphis, TN)
- …Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design and ... leadership, training and supervision. Develops, implements and monitors a comprehensive risk -based compliance management program for compliance with… more
- RGA Reinsurance Company (Chesterfield, MO)
- …to all. [MULTIPLE POSITIONS]: RGA Enterprise Services Company (RGA) seeks Senior Financial Risk Analysts to carry out economic scenario generation, hedging, ... participate in key unit projects including year-end reporting and compliance , settlement work, and line-of-business management reports. This position...least two (2) years of experience as a Senior Financial Risk Analyst, or in a similar… more
- Fidelity Investments (Boston, MA)
- …conditions with vendors, or 5 years' experience managing risk or compliance issues within the financial services industry Experience counseling clients on ... will work closely with Business Unit Subject Matter Experts, key stakeholders, Legal, Compliance , Risk , and Vendor Managers. Specific job-related tasks you will… more
- RxCloud (New York, NY)
- About the job Actimize Developer Fraud Technology (Non- Financial Risk Technology) Job Description: Legal Compliance & Governance Technology provides ... interpersonal skills and professional approach Analytical & Self-Starter-Familiarity with financial market data Skills Desired: Web Services, XML, REST, SOAP,… more
- Pacific ExecSearch (Iselin, NJ)
- …KPI metrics, create financial strategies, provide insights to leadership, and maintain financial models. Risk Management & Compliance : Identify and ... This pivotal role demands a seasoned professional with a strong background in financial management, strategy, compliance , and team leadership, ideally within a… more
- Equitable Advisors (Charlotte, NC)
- …systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the ... inquiries to our business partners, identification and understanding of risk and controls within audit unit, development of audit...a team committed to helping our clients secure their financial well-being so that they can pursue long and… more
- MidFirst Bank (Oklahoma City, OK)
- RESPONSIBILITES The MRM ( Financial ) Analyst will primarily provide support to the MRM team through routine annual review and validation activities of financial ... including but not limited to: model identification and inventory, model risk classification, performance monitoring reporting collection and review, model change… more
- Global Atlantic Financial Group (New York, NY)
- …retirement and life insurance needs of individuals and institutions. With a strong financial foundation and risk and investment management expertise, the company ... models, enhance controls and documentation, work with Internal Audit and Model Risk teams to ensure compliance with internal and regulatory requirements… more
- Standard Chartered (New York, NY)
- …or material issues are escalated to TRM Head, Americas for discussion at the relevant Financial Risk and Non- Financial Risk Committees. *Design and ... improve the operational efficiency and effectiveness of the Function. *Monitor on-going compliance with, and effectiveness of, the risk control framework. *Drive… more
- Morgan Stanley (Purchase, NY)
- …and needs is an important part of our culture. The Investment Management (IM) Financial Crimes Risk Team is embedded within the Firm's business line. It ... and reputational risk issues associated with higher risk client types. The IM Financial Crimes...process; and Partnering with the Second Line of Defense Compliance teams to monitor client relationships on an ongoing… more
- FinTech Executive Search Consultants (Hollywood, FL)
- …statement. Responsibilities: Provide the overall leadership, vision, and direction for risk management and compliance leadership for domestic payments business ... a Risk professional at a payment/e-money institution, bank, fin-tech, financial regulatory agency and/or professional service firm serving financial … more
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